UBS Group AG Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$193.2M

Holdings

6,800

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (6,800 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	—FIFTH STREET FINANCE CORP	1,421,566	$758K	0.39%
602	ZIONZIONS BANCORPORATION	41,943	$757K	0.39%
603	HIWHIGHWOODS PPTYS INC	14,926	$757K	0.39%
604	JPMJPMORGAN CHASE & CO	15,028	$756K	0.39%
605	IPGINTERPUBLIC GROUP COS INC	545,404	$756K	0.39%	Call
606	—TRINSEO S A	10,991	$755K	0.39%
607	AGGISHARES TR	6,891,577	$755K	0.39%
608	BWXTBWX TECHNOLOGIES INC	58,946	$754K	0.39%
609	MORTVANECK VECTORS ETF TR	30,484	$753K	0.39%
610	—CLIFFS NAT RES INC	393,445	$752K	0.39%	Call
611	EXPOEXPONENT INC	34,564	$751K	0.39%
612	—BLACKROCK FLA MUN 2020 TERM	49,820	$751K	0.39%
613	HOFTHOOKER FURNITURE CORP	18,269	$751K	0.39%
614	BKFIDREYFUS MUN BD INFRSTRCTR FD	57,251	$750K	0.39%
615	SPYETFS PALLADIUM TR	9,283	$749K	0.39%
616	—180 DEGREE CAP CORP	462,313	$749K	0.39%
617	—CHENIERE ENERGY PTNRS LP HLD	27,824	$748K	0.39%
618	WRNWESTERN COPPER & GOLD CORP	733,638	$748K	0.39%
619	NUWNUVEEN AMT-FREE MUN VALUE FD	43,737	$747K	0.39%
620	MSIMOTOROLA SOLUTIONS INC	107,730	$746K	0.39%	Put
621	CXOEURCONCHO RES INC	272,868	$745K	0.39%	Put
622	WPCW P CAREY INC	1,577,325	$744K	0.39%
623	—RAMCO-GERSHENSON PPTYS TR	57,566	$743K	0.38%
624	CACCCREDIT ACCEP CORP MICH	2,889	$743K	0.38%
625	—POWERSHARES ETF TRUST	25,460	$743K	0.38%
626	—ACORDA THERAPEUTICS INC	37,669	$742K	0.38%
627	MVTBLACKROCK MUNIVEST FD II INC	47,157	$740K	0.38%
628	UVVUNIVERSAL CORP VA	103,780	$740K	0.38%
629	FRCBFIRST REP BK SAN FRANCISCO C	443,551	$740K	0.38%
630	—ENBRIDGE ENERGY MANAGEMENT L	249,231	$739K	0.38%
631	—ISHARES TR	31,027	$739K	0.38%
632	—UNIVERSAL FST PRODS INC	8,461	$739K	0.38%
633	—POWERSHARES ETF TR II	2,527,348	$738K	0.38%	Put
634	GDGENERAL DYNAMICS CORP	625,483	$737K	0.38%	Call
635	SBACSBA COMMUNICATIONS CORP NEW	125,082	$737K	0.38%
636	—RANDGOLD RES LTD	333,844	$737K	0.38%	Put
637	—POWERSHS DB US DOLLAR INDEX	290,059	$736K	0.38%	Call
638	RICKRCI HOSPITALITY HLDGS INC	30,829	$735K	0.38%
639	DVNDEVON ENERGY CORP NEW	889,154	$734K	0.38%	Put
640	OFSOFS CAP CORP	303,804	$734K	0.38%
641	FSICUSDFS INVT CORP	2,317,721	$733K	0.38%
642	—EQT MIDSTREAM PARTNERS LP	1,530,209	$733K	0.38%	Put
643	—DU PONT E I DE NEMOURS & CO	1,574,344	$732K	0.38%	Put
644	CHECHEMED CORP NEW	13,573	$732K	0.38%
645	VTHRVANGUARD SCOTTSDALE FDS	6,570	$732K	0.38%
646	LQDISHARES TR	6,073,832	$732K	0.38%	Put
647	MMM3M CO	2,860,445	$731K	0.38%	Put
648	BBYBEST BUY INC	330,262	$730K	0.38%	Call
649	MRKMERCK & CO INC	10,448,462	$728K	0.38%	Put
650	WTVWISDOMTREE TR	10,013	$727K	0.38%
651	AMEDAMEDISYS INC	11,561	$727K	0.38%
652	—EMERALD EXPOSITIONS EVENTS I	33,119	$725K	0.38%
653	AGQPROSHARES TR	46,327	$725K	0.38%
654	WYWEYERHAEUSER CO	1,129,135	$724K	0.37%	Call
655	UTLUNITIL CORP	14,996	$724K	0.37%
656	—ESTERLINE TECHNOLOGIES CORP	7,628	$723K	0.37%
657	STKCOLUMBIA SELIGM PREM TECH GR	33,592	$723K	0.37%
658	BRCBRADY CORP	74,057	$723K	0.37%
659	TRGPTARGA RES CORP	1,852,097	$722K	0.37%
660	FLEXFLEX LTD	1,471,440	$721K	0.37%	Call
661	—POWERSHARES ETF TR II	28,917	$721K	0.37%
662	CODICOMPASS DIVERSIFIED HOLDINGS	127,706	$721K	0.37%
663	—STERLING BANCORP DEL	30,883	$718K	0.37%
664	BB3BROOKLINE BANCORP INC DEL	49,169	$718K	0.37%
665	VIPSVIPSHOP HLDGS LTD	2,415,165	$718K	0.37%	Call
666	LILALIBERTY GLOBAL PLC	32,952	$717K	0.37%
667	GLPIGAMING & LEISURE PPTYS INC	47,763	$716K	0.37%
668	—CALATLANTIC GROUP INC	472,347	$716K	0.37%
669	MFMMFS MUN INCOME TR	100,526	$715K	0.37%
670	WHRWHIRLPOOL CORP	228,466	$714K	0.37%	Put
671	—RYDEX ETF TRUST	22,474	$714K	0.37%
672	HSICSCHEIN HENRY INC	186,984	$714K	0.37%
673	CPBCAMPBELL SOUP CO	61,035	$712K	0.37%
674	—TRIVAGO N V	77,965	$712K	0.37%
675	LMATLEMAITRE VASCULAR INC	22,795	$712K	0.37%
676	TRTOOTSIE ROLL INDS INC	20,399	$711K	0.37%
677	—CHINA UNICOM (HONG KONG) LTD	179,035	$711K	0.37%
678	BBDBANCO BRADESCO S A	754,750	$711K	0.37%
679	TSLATESLA INC	1,365,753	$711K	0.37%	Put
680	KNOPKNOT OFFSHORE PARTNERS LP	30,957	$710K	0.37%
681	DGXQUEST DIAGNOSTICS INC	220,852	$708K	0.37%
682	—TICC CAPITAL CORP	944,343	$707K	0.37%
683	NAVINAVIENT CORPORATION	358,041	$707K	0.37%	Put
684	—RADIUS HEALTH INC	45,396	$705K	0.37%
685	ARCOARCOS DORADOS HOLDINGS INC	94,643	$705K	0.36%
686	MEOHMETHANEX CORP	15,986	$704K	0.36%
687	SUREADVISORSHARES TR	10,620	$704K	0.36%
688	HEPUSDHOLLY ENERGY PARTNERS L P	1,312,244	$704K	0.36%
689	FCORFIDELITY	13,887	$703K	0.36%
690	LENLENNAR CORP	686,810	$703K	0.36%
691	PETSPETMED EXPRESS INC	17,291	$702K	0.36%
692	—MEDICINES CO	65,007	$702K	0.36%	Put
693	GVIPGOLDMAN SACHS ETF TR	14,585	$700K	0.36%
694	THSTREEHOUSE FOODS INC	27,100	$699K	0.36%
695	—ADVENT CLAY CONV SEC INC FD	112,115	$698K	0.36%
696	ABMABM INDS INC	16,799	$697K	0.36%
697	LNCLINCOLN NATL CORP IND	589,022	$696K	0.36%
698	—SYNGENTA AG	7,507	$696K	0.36%
699	—PACIFIC CONTINENTAL CORP	27,238	$696K	0.36%
700	UTMUTAH MED PRODS INC	9,599	$695K	0.36%

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