UBS Group AG Q1 2020 Filing

Filed May 1, 2020

Portfolio Value

$212.2M

Holdings

7,136

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (7,136 positions)

#	Stock	Shares	Value	% Portfolio
5901	—FAR PT ACQUISITION CORP	1,517	$15K	0.01%
5902	—CITIGROUP GLOBAL MKTS HLDGS	1,016	$15K	0.01%
5903	ELVTUSDELEVATE CREDIT INC	15,146	$15K	0.01%
5904	DZZDEUTSCHE BANK AG	3,622	$15K	0.01%
5905	CALCALERES INC	2,941	$15K	0.01%
5906	—LATTICE STRATEGIES TR	1,347	$15K	0.01%
5907	—GALILEO ACQUISITION CORP	1,585	$15K	0.01%
5908	—COMPUTER TASK GROUP INC	4,064	$15K	0.01%
5909	—LIFESCI ACQUISITION CORP	1,504	$15K	0.01%
5910	SRLSCULLY ROYALTY LTD	1,997	$15K	0.01%
5911	DDIVFIRST TR EXCHANGE-TRADED FD	790	$14K	0.01%
5912	MRINMARIN SOFTWARE INC	11,519	$14K	0.01%
5913	LEAFLEAF GROUP LTD	10,171	$14K	0.01%
5914	COHNCOHEN & CO INC NEW	4,261	$14K	0.01%
5915	GNPXGENPREX INC	5,717	$14K	0.01%
5916	FUNCFIRST UTD CORP	973	$14K	0.01%
5917	—PROFICIENT ALPHA ACQUSTN COR	1,310	$14K	0.01%
5918	ICVTISHARES TR	254	$14K	0.01%
5919	—FRANKLIN TEMPLETON ETF TR	692	$14K	0.01%
5920	—O2MICRO INTERNATIONAL LTD	10,992	$14K	0.01%
5921	TXM1TRAVELZOO	3,558	$14K	0.01%
5922	VPCETFIS SER TR I	968	$14K	0.01%
5923	—GLOBAL X FDS	847	$14K	0.01%
5924	—CRESCENT ACQUISITION CORP	1,376	$14K	0.01%
5925	SEEDORIGIN AGRITECH LIMITED	3,271	$14K	0.01%
5926	—LIQTECH INTL INC	3,262	$14K	0.01%
5927	VNRXVOLITIONRX LTD	4,499	$14K	0.01%
5928	SNDSMART SAND INC	13,896	$14K	0.01%
5929	—CAPITALA FIN CORP	808	$14K	0.01%
5930	—GAMIDA CELL LTD	4,500	$14K	0.01%
5931	EURLDIREXION SHS ETF TR	1,323	$14K	0.01%
5932	ADAPYADAPTIMMUNE THERAPEUTICS PLC	5,085	$14K	0.01%
5933	XRSFXRIVERNORTH MARKETPLACE LENDI	836	$14K	0.01%
5934	INDLDIREXION SHS ETF TR	1,015	$14K	0.01%
5935	SBOWEURSILVERBOW RES INC	5,769	$14K	0.01%
5936	CIXCOMPX INTL INC	944	$14K	0.01%
5937	OBORKRANESHARES TR	804	$14K	0.01%
5938	CWBCCOMMUNITY WEST BANCSHARES	2,409	$14K	0.01%
5939	CBFVCB FINL SVCS INC	706	$14K	0.01%
5940	—RESONANT INC	9,386	$14K	0.01%
5941	IBDNORTHERN LTS FD TR IV	573	$14K	0.01%
5942	—BARCLAYS BANK PLC	573	$14K	0.01%
5943	—PIVOTAL INVT CORP II	1,400	$14K	0.01%
5944	—CHP MERGER CORP	25,000	$14K	0.01%
5945	—PENNYMAC CORP	15,000	$14K	0.01%
5946	UTSIUTSTARCOM HOLDINGS CORP	7,617	$14K	0.01%
5947	BEAMBEAM THERAPEUTICS INC	800	$14K	0.01%
5948	WHLR 9 PERP BWHEELER REAL ESTATE INVT TR	2,294	$14K	0.01%
5949	—FINSERV ACQUISITION CORP	25,000	$14K	0.01%
5950	—PROSHARES TR	389	$14K	0.01%
5951	—WEALTHBRIDGE ACQUISITION LTD	1,325	$14K	0.01%
5952	—BANCO SANTANDER MEXICO S A	4,239	$14K	0.01%
5953	VIXYUSDPROSHARES TR II	379	$14K	0.01%
5954	—TRANSAMERICA ETF TR	325	$14K	0.01%
5955	DXYNDIXIE GROUP INC	21,825	$14K	0.01%
5956	NEXTNEXTDECADE CORP	7,587	$14K	0.01%
5957	—8I ENTERPRISES ACQUISITION C	1,504	$14K	0.01%
5958	FLMBFRANKLIN TEMPLETON ETF TR	500	$13K	0.01%
5959	SOYBTEUCRIUM COMMODITY TR	927	$13K	0.01%
5960	ASPUASPEN GROUP INC	1,584	$13K	0.01%
5961	EPACENERPAC TOOL GROUP CORP	811	$13K	0.01%
5962	SFBCSOUND FINL BANCORP INC	604	$13K	0.01%
5963	—PROSHARES TR II	3,080	$13K	0.01%
5964	—AMPLITUDE HLTHCRE AQUSTIN CO	1,400	$13K	0.01%
5965	—ARROW INVTS TR	434	$13K	0.01%
5966	DYNTQDYNATRONICS CORP	14,672	$13K	0.01%
5967	—THUNDER BRDG ACQUISTION II L	1,300	$13K	0.01%
5968	—1347 PPTY INS HLDGS INC	2,755	$13K	0.01%
5969	—PLURALSIGHT INC	1,118	$13K	0.01%
5970	DAIODATA I O CORP	4,604	$13K	0.01%
5971	CLMCORNERSTONE STRATEGIC VALUE	1,642	$13K	0.01%
5972	PCSPGIM ETF TR	303	$13K	0.01%
5973	—AMERANT BANCORP INC	1,442	$13K	0.01%
5974	—PURE ACQUISITION CORP	1,273	$13K	0.01%
5975	ULVMVICTORY PORTFOLIOS II	349	$13K	0.01%
5976	—ETF MANAGERS TR	560	$13K	0.01%
5977	—CBM BANCORP INC	1,104	$13K	0.01%
5978	BJKVANECK VECTORS ETF TR	485	$13K	0.01%
5979	MYOMYOMO INC	3,502	$13K	0.01%
5980	RNGRRANGER ENERGY SVCS INC	3,321	$13K	0.01%
5981	EARNELLINGTON RESIDENTIAL MTG RE	2,500	$13K	0.01%
5982	—INVESCO EXCHANGE-TRADED FD T	686	$13K	0.01%
5983	—NATIONAL SEC GROUP INC	959	$13K	0.01%
5984	EUHYISHARES INC	298	$13K	0.01%
5985	AGEGBPAGEX THERAPEUTICS INC	14,384	$13K	0.01%
5986	EASGDBX ETF TR	632	$13K	0.01%
5987	VFQYVANGUARD WELLINGTON FD	197	$13K	0.01%
5988	QSEQUANS COMMUNICATIONS S A	2,500	$13K	0.01%
5989	FCTRFIRST TR EXCHANGE-TRADED FD	732	$13K	0.01%
5990	—SOLENO THERAPEUTICS INC	5,287	$13K	0.01%
5991	FSBCFIVE STAR SENIOR LIVING INC	4,577	$13K	0.01%
5992	—STANDARD AVB FINL CORP	597	$13K	0.01%
5993	SPLPSTEEL PARTNERS HLDGS L P	2,403	$13K	0.01%
5994	SQLVLEGG MASON ETF INVT TR	733	$13K	0.01%
5995	KRMAGLOBAL X FDS	734	$13K	0.01%
5996	—FLEXSHARES TR	574	$13K	0.01%
5997	NOCTINNOVATOR ETFS TR	438	$13K	0.01%
5998	IVOLKRANESHARES TR	509	$13K	0.01%
5999	—IMMUNOVANT INC	772	$13K	0.01%
6000	—SPARTAN ENERGY ACQUISITION C	1,200	$13K	0.01%

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