UBS Group AG Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$231.6M

Holdings

6,985

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (6,985 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	GTESGATES INDUSTRIAL CORPRATIN P	44,999	$788K	0.34%
602	RTN1USDRAYTHEON CO	1,038,715	$788K	0.34%	Put
603	OMCOMNICOM GROUP INC	299,685	$787K	0.34%	Call
604	HTBKHERITAGE COMMERCE CORP	47,769	$787K	0.34%
605	—NUVEEN INT DUR QUAL MUN TRM	62,659	$787K	0.34%
606	IBMINTERNATIONAL BUSINESS MACHS	3,124,564	$785K	0.34%	Put
607	GQREFLEXSHARES TR	12,978	$785K	0.34%
608	FNKFIRST TR EXCNGE TRD ALPHADEX	22,610	$784K	0.34%
609	AXTAAXALTA COATING SYS LTD	983,176	$784K	0.34%	Put
610	SHENSHENANDOAH TELECOMMUNICATION	21,739	$783K	0.34%
611	—CHINA UNICOM (HONG KONG) LTD	192,048	$783K	0.34%
612	ANGLVANECK VECTORS ETF TR	384,395	$782K	0.34%
613	BWEURBABCOCK & WILCOX ENTERPRIS I	179,060	$782K	0.34%
614	SPWR 4 01/15/23SUNPOWER CORP	983,000	$782K	0.34%
615	SHAKSHAKE SHACK INC	18,790	$782K	0.34%
616	GGBGERDAU S A	167,654	$781K	0.34%	Call
617	NXSTNEXSTAR MEDIA GROUP INC	11,748	$781K	0.34%
618	KMTKENNAMETAL INC	19,457	$781K	0.34%
619	—AQUAVENTURE HLDGS LTD	62,774	$780K	0.34%
620	4DHDANA INCORPORATED	193,159	$779K	0.34%
621	NUEMNUSHARES ETF TR	26,276	$779K	0.34%
622	VIRTVIRTU FINL INC	23,611	$779K	0.34%
623	CA8ACACI INTL INC	5,149	$779K	0.34%
624	CITUSDCIT GROUP INC	88,169	$779K	0.34%
625	HSTHOST HOTELS & RESORTS INC	115,106	$778K	0.34%
626	PC6APETROCHINA CO LTD	28,879	$778K	0.34%
627	DONWISDOMTREE TR	2,745,131	$776K	0.33%
628	—ENERGY TRANSFER PARTNERS LP	47,781,450	$775K	0.33%
629	CBTCABOT CORP	95,119	$775K	0.33%
630	CBCHUBB LIMITED	3,788,539	$774K	0.33%	Put
631	—SPIRIT RLTY CAP INC NEW	325,456	$774K	0.33%
632	TRPTRANSCANADA CORP	1,130,495	$772K	0.33%
633	DGXQUEST DIAGNOSTICS INC	212,377	$772K	0.33%
634	AAONAAON INC	19,775	$771K	0.33%
635	PEOEXELON CORP	612,851	$770K	0.33%	Call
636	CHECHEMED CORP NEW	7,143	$769K	0.33%
637	MOATVANECK VECTORS ETF TR	1,130,508	$769K	0.33%
638	CIACITIZENS INC	105,092	$769K	0.33%
639	—AK STL HLDG CORP	1,391,001	$769K	0.33%	Call
640	MASMASCO CORP	342,925	$768K	0.33%	Put
641	—ACCESS NATL CORP	26,929	$768K	0.33%
642	AMRSEURAMYRIS INC	114,701	$767K	0.33%	Put
643	IMAIMAX CORP	39,874	$766K	0.33%
644	BF/BBROWN FORMAN CORP	268,590	$765K	0.33%
645	MLKNMILLER HERMAN INC	117,938	$763K	0.33%
646	—IVY HIGH INC OPPORTUNITIES F	53,831	$763K	0.33%
647	SFNCSIMMONS 1ST NATL CORP	26,819	$763K	0.33%
648	FTECFIDELITY	14,679	$761K	0.33%
649	K6BKBR INC	46,961	$761K	0.33%
650	—TWENTY FIRST CENTY FOX INC	1,065,147	$760K	0.33%	Put
651	WPWORLDPAY INC	484,313	$760K	0.33%
652	ORCLORACLE CORP	10,604,635	$760K	0.33%	Put
653	FXECURRENCYSHARES EURO TR	62,364	$760K	0.33%	Call
654	MRVLMARVELL TECHNOLOGY GROUP LTD	1,094,625	$759K	0.33%
655	GBCIGLACIER BANCORP INC NEW	51,588	$759K	0.33%
656	PKXPOSCO	108,317	$758K	0.33%
657	AERAERCAP HOLDINGS NV	60,702	$756K	0.33%
658	CCSCENTURY CMNTYS INC	25,196	$755K	0.33%
659	LSAKNET 1 UEPS TECHNOLOGIES INC	79,838	$755K	0.33%
660	ZROZPIMCO ETF TR	6,559	$754K	0.33%
661	HOLXHOLOGIC INC	131,607	$752K	0.32%
662	GDXVANECK VECTORS ETF TR	28,144,087	$751K	0.32%	Put
663	—BLUEKNIGHT ENERGY PARTNERS L	176,704	$751K	0.32%
664	IARTINTEGRA LIFESCIENCES HLDGS C	13,583	$751K	0.32%
665	RWTREDWOOD TR INC	1,444,015	$751K	0.32%
666	FFICFLUSHING FINL CORP	27,760	$749K	0.32%
667	VNMVANECK VECTORS ETF TR	203,399	$748K	0.32%
668	—POWERSHARES ETF TRUST II	32,962	$748K	0.32%
669	FNLCFIRST BANCORP INC ME	26,724	$748K	0.32%
670	CMSCMS ENERGY CORP	189,052	$748K	0.32%
671	VGTVANGUARD WORLD FDS	2,929,036	$748K	0.32%
672	BAMBROOKFIELD ASSET MGMT INC	1,259,738	$746K	0.32%	Put
673	IVREURINVESCO MORTGAGE CAPITAL INC	2,301,679	$746K	0.32%
674	—DELAWARE ENHANCED GBL DIV &	64,406	$745K	0.32%
675	—BLACKROCK MUNI INCOME INV QL	53,477	$745K	0.32%
676	OUTOUTFRONT MEDIA INC	189,663	$745K	0.32%
677	NLYEURANNALY CAP MGMT INC	8,149,105	$744K	0.32%
678	ROFKFORCE INC	27,489	$744K	0.32%
679	SIGSIGNET JEWELERS LIMITED	19,284	$743K	0.32%
680	INVHINVITATION HOMES INC	113,611	$743K	0.32%
681	ACGLARCH CAP GROUP LTD	115,445	$742K	0.32%
682	—RAMCO-GERSHENSON PPTYS TR	60,083	$742K	0.32%
683	WASHWASHINGTON TR BANCORP	13,802	$742K	0.32%
684	GOFCLAYMORE EXCHANGE TRD FD TR	381,766	$741K	0.32%
685	PVHPVH CORP	557,020	$741K	0.32%	Put
686	SONYSONY CORP	311,570	$740K	0.32%
687	PMTPENNYMAC MTG INVT TR	1,936,230	$740K	0.32%
688	HGVHILTON GRAND VACATIONS INC	66,923	$740K	0.32%
689	BCCCGLOBAL X FDS	46,078	$740K	0.32%
690	—SAPIENS INTL CORP N V	86,524	$739K	0.32%
691	EOTEATON VANCE NATL MUN OPPORT	35,736	$738K	0.32%
692	—CLAYMORE EXCHANGE TRD FD TR	205,277	$737K	0.32%
693	—FAIRMOUNT SANTROL HLDGS INC	173,350	$737K	0.32%	Call
694	MUMICRON TECHNOLOGY INC	14,129,170	$737K	0.32%	Put
695	SENEASENECA FOODS CORP NEW	26,533	$735K	0.32%
696	DESWISDOMTREE TR	2,207,765	$735K	0.32%
697	RJFRAYMOND JAMES FINANCIAL INC	103,225	$735K	0.32%
698	BFORALPS ETF TR	173,220	$734K	0.32%
699	GEGENERAL ELECTRIC CO	44,405,008	$734K	0.32%	Put
700	FFBCFIRST FINL BANCORP OH	25,015	$734K	0.32%

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