UBS Group AG Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$231.6M

Holdings

6,985

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (6,985 positions)

#	Stock	Shares	Value	% Portfolio
5401	DHTDHT HOLDINGS INC	8,070	$27K	0.01%
5402	—COMPUTER TASK GROUP INC	3,324	$27K	0.01%
5403	—MARLIN BUSINESS SVCS CORP	941	$27K	0.01%
5404	—SALISBURY BANCORP INC	596	$27K	0.01%
5405	SVMSILVERCORP METALS INC	10,053	$27K	0.01%
5406	—TOWN SPORTS INTL HLDGS INC	3,554	$27K	0.01%
5407	BTAIEURBIOXCEL THERAPEUTICS INC	2,662	$27K	0.01%
5408	AXASEURABRAXAS PETE CORP	12,200	$27K	0.01%
5409	—BARCLAYS BK PLC	721	$27K	0.01%
5410	—ARQULE INC	9,320	$27K	0.01%
5411	QRHCQUEST RESOURCE HLDG CORP	11,567	$26K	0.01%
5412	—POWERSHARES DB G10 CURCY HAR	1,126	$26K	0.01%
5413	—PROSHARES TR II	770	$26K	0.01%
5414	—HENNESSY CAP ACQUSTON CORP I	2,605	$26K	0.01%
5415	—OCEAN PWR TECHNOLOGIES INC	24,536	$26K	0.01%
5416	—NORTHERN LTS FD TR IV	1,040	$26K	0.01%
5417	HIHOHIGHWAY HLDGS LTD	5,305	$26K	0.01%
5418	—AVIANCA HLDGS SA	3,053	$26K	0.01%
5419	—DIREXION SHS ETF TR	1,240	$26K	0.01%
5420	—EATON VANCE MA MUNI INCOME T	2,086	$26K	0.01%
5421	MRAMEVERSPIN TECHNOLOGIES INC	3,448	$26K	0.01%
5422	—RADISYS CORP	41,116	$26K	0.01%
5423	RUNRUSH ENTERPRISES INC	645	$26K	0.01%
5424	RYIRYERSON HLDG CORP	3,144	$26K	0.01%
5425	AMUBCREDIT SUISSE NASSAU BRH	3,366	$26K	0.01%
5426	YXIUSDPROSHARES TR	1,410	$26K	0.01%
5427	NNBRNN INC	1,106	$26K	0.01%
5428	—GLOBAL X FDS	1,395	$26K	0.01%
5429	—JENSYN ACQUISITION CORP	2,491	$26K	0.01%
5430	—PRUDENTIAL BANCORP INC NEW	1,443	$26K	0.01%
5431	GNTYUSDGUARANTY BANCSHARES INC TEX	790	$26K	0.01%
5432	—MAXAR TECHNOLOGIES LTD	565	$26K	0.01%
5433	—BARCLAYS BK PLC	653	$26K	0.01%
5434	TAILCAMBRIA ETF TR	1,167	$26K	0.01%
5435	—SECOO HLDG LTD	2,469	$26K	0.01%
5436	MRSNMERSANA THERAPEUTICS INC	1,631	$26K	0.01%
5437	—DEUTSCHE BK AG LONDON BRH	4,568	$26K	0.01%
5438	—POWERSHARES ETF TR II	864	$26K	0.01%
5439	—ARC GROUP WORLDWIDE INC	12,537	$26K	0.01%
5440	PBHCPATHFINDER BANCORP INC MD	1,668	$26K	0.01%
5441	—WISDOMTREE TR	815	$26K	0.01%
5442	—BARCLAYS BK PLC	996	$25K	0.01%
5443	—CANADIAN SOLAR INC	25,000	$25K	0.01%
5444	—PARATEK PHARMACEUTICALS INC	1,940	$25K	0.01%
5445	—SEVEN STARS CLOUD GROUP INC	11,788	$25K	0.01%
5446	KRMAGLOBAL X FDS	1,254	$25K	0.01%
5447	—ROSETTA STONE INC	1,874	$25K	0.01%
5448	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5449	BOOTBOOT BARN HLDGS INC	1,396	$25K	0.01%
5450	—WISDOMTREE TR	813	$25K	0.01%
5451	KROKRONOS WORLDWIDE INC	1,083	$25K	0.01%
5452	KGRNKRANESHARES TR	1,028	$25K	0.01%
5453	—DIREXION SHS ETF TR	3,020	$25K	0.01%
5454	—CELLCOM ISRAEL LTD	3,459	$25K	0.01%
5455	ERYP1EURERYTECH PHARMA	1,177	$25K	0.01%
5456	SIMGRUPO SIMEC S A B DE C V	2,712	$25K	0.01%
5457	GHGGREENTREE HOSPITALTY GROUP L	1,965	$25K	0.01%
5458	APPSDIGITAL TURBINE INC	11,996	$25K	0.01%
5459	IRMDIRADIMED CORP	1,769	$25K	0.01%
5460	SPLPSTEEL PARTNERS HLDGS L P	1,416	$25K	0.01%
5461	SIFSIFCO INDS INC	4,475	$25K	0.01%
5462	TWNTAIWAN FD INC	1,213	$25K	0.01%
5463	—ADURO BIOTECH INC	2,774	$25K	0.01%
5464	—DIREXION SHS ETF TR	493	$25K	0.01%
5465	MTRXMATRIX SVC CO	1,797	$25K	0.01%
5466	—DEUTSCHE BK AG LDN BRH	2,655	$25K	0.01%
5467	—GLOBAL X FDS	1,056	$25K	0.01%
5468	WCPCPI AEROSTRUCTURES INC	2,586	$25K	0.01%
5469	—PDL CMNTY BANCORP	1,628	$24K	0.01%
5470	KFFBKENTUCKY FIRST FED BANCORP	2,720	$24K	0.01%
5471	MXEMEXICO EQUITY & INCOME FD	2,234	$24K	0.01%
5472	LNTHLANTHEUS HLDGS INC	1,524	$24K	0.01%
5473	—DEUTSCHE BK AG LDN BRH	755	$24K	0.01%
5474	—CAPITOL INVT CORP IV	2,350	$24K	0.01%
5475	—EDGE THERAPEUTICS INC	20,000	$24K	0.01%
5476	XHTAXINVESCO HIGH INCOME 2024 TAR	2,643	$24K	0.01%
5477	TRMDTORM PLC	3,230	$24K	0.01%
5478	GPRKGEOPARK LTD	1,959	$24K	0.01%
5479	PRAAPRA GROUP INC	619	$24K	0.01%
5480	—ITUS CORP	6,379	$24K	0.01%
5481	—MUTUALFIRST FINL INC	663	$24K	0.01%
5482	—ASIA TIGERS FD INC	1,947	$24K	0.01%
5483	—DBX ETF TR	1,761	$24K	0.01%
5484	OSG1EUROVERSEAS SHIPHOLDING GROUP I	8,296	$24K	0.01%
5485	—ELBIT IMAGING LTD	8,803	$24K	0.01%
5486	—GOLDEN BULL LTD	5,442	$24K	0.01%
5487	AAMCALTISOURCE ASSET MGMT CORP	382	$24K	0.01%
5488	—SUMMIT FINANCIAL GROUP INC	941	$24K	0.01%
5489	—USA TRUCK INC	952	$24K	0.01%
5490	FTDSFIRST TR EXCHANGE TRADED FD	730	$24K	0.01%
5491	POWLPOWELL INDS INC	911	$24K	0.01%
5492	ZNOGZION OIL & GAS INC	5,070	$24K	0.01%
5493	—FEDERATED NATL HLDG CO	1,485	$23K	0.01%
5494	A4E1ALMADEN MINERALS LTD	28,384	$23K	0.01%
5495	DITAMCON DISTRG CO	259	$23K	0.01%
5496	—NEBULA ACQUISITION CORP	2,262	$23K	0.01%
5497	—BARCLAYS BANK PLC	1,606	$23K	0.01%
5498	—GP STRATEGIES CORP	1,030	$23K	0.01%
5499	—JP MORGAN EXCHANGE TRADED FD	835	$23K	0.01%
5500	KSAISHARES TR	784	$23K	0.01%

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