UBS Group AG Q1 2017 Filing

Filed May 12, 2017

Portfolio Value

$183.2M

Holdings

6,804

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (6,804 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	—BANRO CORP	9,375	$1.0M	0.55%
2902	—STRATA SKIN SCIENCES INC	2,480	$1.0M	0.55%
2903	—CERECOR INC	14,021	$1.0M	0.55%
2904	—AMEDICA CORP	2,576	$1.0M	0.55%
2905	—GLOWPOINT INC	3,168	$1.0M	0.55%
2906	—COMMUNITY HEALTH SYS INC NEW	92,005	$1.0M	0.55%
2907	—CITIGROUP INC	4,000	$1.0M	0.55%
2908	CPHICHINA PHARMA HLDGS INC	4,261	$1.0M	0.55%
2909	—SPDR INDEX SHS FDS	50,395	$999K	0.55%
2910	NTGRNETGEAR INC	20,136	$998K	0.54%
2911	GBXGREENBRIER COS INC	23,134	$997K	0.54%
2912	MUABLACKROCK MUNIASSETS FD INC	70,404	$997K	0.54%
2913	RBLDFIRST TR EXCHANGE TRADED FD	19,054	$996K	0.54%
2914	—ATHENAHEALTH INC	8,794	$991K	0.54%
2915	SCHLSCHOLASTIC CORP	23,251	$990K	0.54%
2916	FBZ*FIRST TR EXCH TRD ALPHA FD I	63,196	$989K	0.54%
2917	BRFVANECK VECTORS ETF TR	50,001	$988K	0.54%
2918	—FOREST CITY RLTY TR INC	45,090	$982K	0.54%
2919	BWXTBWX TECHNOLOGIES INC	20,621	$981K	0.54%
2920	DARDARLING INGREDIENTS INC	67,555	$981K	0.54%
2921	—PIMCO ETF TR	19,347	$981K	0.54%
2922	HRUSDHEALTHCARE RLTY TR	30,117	$979K	0.53%
2923	CABOCABLE ONE INC	1,568	$979K	0.53%
2924	CVECENOVUS ENERGY INC	86,639	$979K	0.53%
2925	EBSEMERGENT BIOSOLUTIONS INC	33,673	$978K	0.53%
2926	CHWCALAMOS GBL DYN INCOME FUND	125,189	$976K	0.53%
2927	EOTEATON VANCE NATL MUN OPPORT	45,084	$971K	0.53%
2928	CLWCLEARWATER PAPER CORP	17,298	$969K	0.53%
2929	—DICERNA PHARMACEUTICALS INC	284,645	$968K	0.53%
2930	CRNTCERAGON NETWORKS LTD	294,995	$965K	0.53%
2931	MTSIMACOM TECH SOLUTIONS HLDGS I	19,979	$965K	0.53%
2932	—COTIVITI HLDGS INC	23,164	$964K	0.53%
2933	—POWERSHARES ETF TR II	18,265	$963K	0.53%
2934	FMFFORMFACTOR INC	81,238	$962K	0.52%
2935	—GRAMERCY PPTY TR	36,580	$962K	0.52%
2936	ELSEQUITY LIFESTYLE PPTYS INC	12,485	$962K	0.52%
2937	NEWREURNEW RELIC INC	25,938	$961K	0.52%
2938	PSPPOWERSHARES ETF TRUST	82,167	$960K	0.52%
2939	BSMBLACK STONE MINERALS L P	58,101	$960K	0.52%
2940	NAZNUVEEN ARIZONA QLTY MUN INC	69,273	$959K	0.52%
2941	PENPENUMBRA INC	11,490	$959K	0.52%
2942	—POWERSHARES ETF TR II	39,804	$959K	0.52%
2943	OIIOCEANEERING INTL INC	35,367	$958K	0.52%
2944	VVXVECTRUS INC	42,666	$954K	0.52%	Call
2945	CNACNA FINL CORP	21,569	$953K	0.52%
2946	—SEADRILL PARTNERS LLC	264,677	$953K	0.52%
2947	—LAZARD WORLD DIVID & INCOME	89,339	$951K	0.52%
2948	MORNMORNINGSTAR INC	12,100	$951K	0.52%
2949	PVG1EURPRETIUM RES INC	88,594	$949K	0.52%
2950	VSHVISHAY INTERTECHNOLOGY INC	57,636	$948K	0.52%
2951	COTYCOTY INC	52,126	$945K	0.52%
2952	ADXADAMS DIVERSIFIED EQUITY FD	68,495	$942K	0.51%
2953	—SPDR INDEX SHS FDS	18,131	$939K	0.51%
2954	WTVWISDOMTREE TR	13,309	$935K	0.51%
2955	EWZSISHARES	68,444	$934K	0.51%
2956	AYRAIRCASTLE LTD	38,673	$933K	0.51%
2957	PMXPIMCO MUN INCOME FD III	82,413	$930K	0.51%
2958	SEDGSOLAREDGE TECHNOLOGIES INC	59,480	$928K	0.51%
2959	LMBSFIRST TR EXCHANGE TRADED FD	17,821	$927K	0.51%
2960	—NUVEEN SHT DUR CR OPP FD	52,049	$926K	0.51%
2961	—EVERBANK FINL CORP	47,532	$926K	0.51%
2962	—WESTERN ASSET VAR RT STRG FD	55,846	$926K	0.51%
2963	INCOCOLUMBIA ETF TR II	23,924	$924K	0.50%
2964	—POWERSHARES ETF TR II	31,513	$921K	0.50%
2965	—ADVENT CLAY CONV SEC INC FD	150,597	$920K	0.50%
2966	HP5AEQUITY COMWLTH	29,457	$920K	0.50%
2967	CCDCALAMOS DYNAMIC CONV & INCOM	47,805	$918K	0.50%
2968	—MCDERMOTT INTL INC	135,695	$916K	0.50%
2969	CSIIEURCARDIOVASCULAR SYS INC DEL	32,326	$914K	0.50%
2970	—BLACKROCK MUNI 2018 TERM TR	60,541	$914K	0.50%
2971	—APOLLO TACTICAL INCOME FD IN	55,398	$913K	0.50%
2972	PDCEUSDPDC ENERGY INC	14,621	$912K	0.50%
2973	ERHWELLS FARGO UTILITIES AND HI	71,413	$911K	0.50%
2974	AOKISHARES	27,304	$910K	0.50%
2975	—ETF MANAGERS TR	32,443	$910K	0.50%
2976	—SPDR INDEX SHS FDS	56,474	$909K	0.50%
2977	PIIMPINJ INC	29,971	$907K	0.49%
2978	RLIRLI CORP	15,093	$906K	0.49%
2979	BKNBLACKROCK INVT QUALITY MUN T	62,481	$904K	0.49%
2980	SSFSENSIENT TECHNOLOGIES CORP	11,417	$904K	0.49%
2981	—BLDRS INDEX FDS TR	42,888	$902K	0.49%
2982	AITAPPLIED INDL TECHNOLOGIES IN	14,527	$899K	0.49%
2983	—TCF FINL CORP	52,819	$899K	0.49%
2984	—MULTI PACKAGING SOLUTIONS IN	50,038	$898K	0.49%
2985	CDLVICTORY PORTFOLIOS II	21,510	$898K	0.49%
2986	ESBAEMPIRE ST RLTY OP L P	43,191	$897K	0.49%
2987	—ACADEMY FDS TR	34,976	$896K	0.49%
2988	—POWERSHARES ETF TRUST	21,737	$896K	0.49%
2989	—BLACKROCK MUNIYIELD CALIF FD	60,589	$892K	0.49%
2990	TRTOOTSIE ROLL INDS INC	23,848	$891K	0.49%
2991	BTEBAYTEX ENERGY CORP	260,328	$890K	0.49%
2992	ONEQFIDELITY COMWLTH TR	3,817	$890K	0.49%
2993	AXSAXIS CAPITAL HOLDINGS LTD	13,273	$890K	0.49%
2994	ENQENTEGRIS INC	37,954	$888K	0.48%
2995	HUBSHUBSPOT INC	14,673	$888K	0.48%
2996	VEGIISHARES	34,088	$888K	0.48%
2997	—MIDCOAST ENERGY PARTNERS L P	110,321	$888K	0.48%
2998	PFXFVANECK VECTORS ETF TR	44,199	$887K	0.48%
2999	—ROYAL BK SCOTLAND GROUP PLC	145,677	$885K	0.48%
3000	SHOOMADDEN STEVEN LTD	22,875	$882K	0.48%

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