UBS Group AG Q1 2016 Filing

Filed May 12, 2016

Portfolio Value

$149.3M

Holdings

6,788

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (6,788 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	CMBTEURONAV NV ANTWERPEN	2,301,803	$924K	0.62%
402	MDTMEDTRONIC PLC	9,784,193	$924K	0.62%	Put
403	—BLACKROCK MUNI 2018 TERM TR	60,020	$922K	0.62%
404	—NORTHSTAR RLTY FIN CORP	1,639,898	$921K	0.62%	Call
405	BACBANK AMER CORP	48,084,734	$920K	0.62%	Put
406	—WESTERN ASSET VAR RT STRG FD	59,908	$919K	0.62%
407	TAT&T INC	18,328,510	$919K	0.62%	Put
408	AZOAUTOZONE INC	15,693	$918K	0.61%
409	NWLNEWELL RUBBERMAID INC	587,276	$917K	0.61%
410	GOOGLALPHABET INC	1,201,641	$917K	0.61%	Put
411	IMOIMPERIAL OIL LTD	62,119	$916K	0.61%
412	SAICSCIENCE APPLICATNS INTL CP N	17,152	$916K	0.61%
413	—PROSHARES TR	26,164	$915K	0.61%
414	—CONNECTICUT WTR SVC INC	20,298	$915K	0.61%
415	AWNADVANCE AUTO PARTS INC	360,683	$915K	0.61%	Call
416	UMPQUSDUMPQUA HLDGS CORP	440,033	$914K	0.61%
417	—CVR REFNG LP	463,264	$914K	0.61%
418	NXJNUVEEN NJ DIV ADVANTAGE MUN	64,504	$913K	0.61%
419	MATVSCHWEITZER-MAUDUIT INTL INC	28,981	$913K	0.61%
420	CRCCANADIAN NAT RES LTD	1,858,355	$912K	0.61%	Put
421	VEGIISHARES	40,778	$912K	0.61%
422	—ALLIANCE CALIF MUN INCOME FD	61,394	$910K	0.61%
423	W3UWESTERN UN CO	192,556	$910K	0.61%
424	—ROCKWELL COLLINS INC	1,975,778	$907K	0.61%	Put
425	—MARKET VECTORS ETF TR	36,308	$907K	0.61%
426	—COOPER TIRE & RUBR CO	69,242	$907K	0.61%
427	LTHLIFEPOINT HEALTH INC	13,086	$906K	0.61%
428	—CRAY INC	21,615	$906K	0.61%
429	TSCOTRACTOR SUPPLY CO	195,565	$906K	0.61%
430	GMEDGLOBUS MED INC	38,139	$905K	0.61%
431	ECPGENCORE CAP GROUP INC	35,119	$904K	0.61%
432	BMRNBIOMARIN PHARMACEUTICAL INC	161,614	$903K	0.60%
433	T77LENDINGTREE INC NEW	9,235	$903K	0.60%
434	ROICUSDRETAIL OPPORTUNITY INVTS COR	44,793	$901K	0.60%
435	SUNSUNOCO LOGISTICS PRTNRS L P	8,440,029	$900K	0.60%	Call
436	TDYTELEDYNE TECHNOLOGIES INC	10,198	$899K	0.60%
437	CXOEURCONCHO RES INC	30,806	$898K	0.60%
438	IIMINVESCO VALUE MUN INCOME TR	52,516	$897K	0.60%
439	—GNC HLDGS INC	84,677	$896K	0.60%
440	ACHCACADIA HEALTHCARE COMPANY IN	111,020	$895K	0.60%
441	FDISFIDELITY	28,818	$894K	0.60%
442	—NORTHSTAR REALTY EUROPE CORP	77,107	$894K	0.60%
443	LENLENNAR CORP	476,331	$893K	0.60%	Put
444	DOCUSDPHYSICIANS RLTY TR	48,059	$893K	0.60%
445	—MCDERMOTT INTL INC	218,343	$893K	0.60%
446	—MONARCH FINANCIAL HOLDINGS I	53,752	$893K	0.60%
447	—POWERSHARES ETF TRUST	12,425	$893K	0.60%
448	CRTOCRITEO S A	21,567	$893K	0.60%
449	HYGISHARES TR	10,924,170	$892K	0.60%	Put
450	BCPCBALCHEM CORP	14,390	$892K	0.60%
451	BGXBLACKSTONE GSO LNG SHRT CR I	65,556	$892K	0.60%
452	—NUVEEN DIVERSIFIED DIV INCM	81,205	$888K	0.59%
453	—PBF LOGISTICS LP	374,002	$887K	0.59%
454	LKQ1LKQ CORP	93,849	$887K	0.59%
455	BF/ABROWN FORMAN CORP	8,313	$887K	0.59%
456	EWDISHARES	30,120	$887K	0.59%
457	MLKNMILLER HERMAN INC	67,585	$886K	0.59%
458	PRTAPROTHENA CORP PLC	21,504	$886K	0.59%
459	LTCLTC PPTYS INC	19,569	$886K	0.59%
460	—XEROX CORP	1,204,561	$885K	0.59%	Put
461	—POWERSHARES ETF TR II	19,592	$881K	0.59%
462	EMNEASTMAN CHEM CO	641,269	$880K	0.59%	Call
463	CDKCDK GLOBAL INC	86,214	$880K	0.59%
464	—ORBCOMM INC	86,939	$880K	0.59%
465	KOCOCA COLA ENTERPRISES INC NE	341,855	$879K	0.59%
466	MSIMOTOROLA SOLUTIONS INC	94,559	$879K	0.59%
467	—NIELSEN HLDGS PLC	249,099	$879K	0.59%	Put
468	BBBYEURBED BATH & BEYOND INC	78,257	$879K	0.59%
469	—ATLANTIC CAP BANCSHARES INC	63,078	$879K	0.59%
470	ERHWELLS FARGO UTILITIES AND HI	68,639	$879K	0.59%
471	—MALLINCKRODT PUB LTD CO	168,888	$878K	0.59%
472	—RYDEX ETF TRUST	10,546	$878K	0.59%
473	FUTYFIDELITY	27,537	$877K	0.59%
474	MDYVSPDR SERIES TRUST	10,912	$877K	0.59%
475	EOTEATON VANCE NATL MUN OPPORT	39,297	$877K	0.59%
476	HAMHARMONY GOLD MNG LTD	240,957	$877K	0.59%	Put
477	—TALLGRASS ENERGY GP LP	140,851	$877K	0.59%
478	IACIEURIAC INTERACTIVECORP	87,756	$875K	0.59%
479	VWOVANGUARD INTL EQUITY INDEX F	8,951,681	$875K	0.59%	Call
480	TDCTERADATA CORP DEL	33,287	$874K	0.59%
481	CMPCOMPASS MINERALS INTL INC	77,630	$874K	0.59%
482	DRQEURDRIL-QUIP INC	191,891	$873K	0.58%	Put
483	HRSEURHARRIS CORP DEL	73,004	$872K	0.58%
484	—COACH INC	951,969	$871K	0.58%	Put
485	—PINNACLE ENTMT INC	24,721	$868K	0.58%
486	JPINJ P MORGAN EXCHANGE TRADED F	17,462	$867K	0.58%
487	STXSEAGATE TECHNOLOGY PLC	4,151,628	$865K	0.58%	Put
488	TDFTEMPLETON DRAGON FD INC	50,494	$865K	0.58%
489	NGVCNATURAL GROCERS BY VITAMIN C	40,627	$864K	0.58%
490	MASMASCO CORP	1,061,202	$864K	0.58%	Call
491	—GREAT PLAINS ENERGY INC	58,734	$863K	0.58%
492	STKCOLUMBIA SELIGM PREM TECH GR	47,951	$863K	0.58%
493	THGHANOVER INS GROUP INC	86,168	$863K	0.58%
494	—CHICAGO BRIDGE & IRON CO N V	994,260	$863K	0.58%	Put
495	HP5AEQUITY COMWLTH	30,489	$861K	0.58%
496	—TALMER BANCORP INC	47,529	$861K	0.58%
497	GLPIGAMING & LEISURE PPTYS INC	27,852	$861K	0.58%
498	—SELECT INCOME REIT	37,277	$859K	0.58%
499	TYTRI CONTL CORP	43,074	$859K	0.58%
500	SCSCSCANSOURCE INC	21,269	$858K	0.57%

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