TWO SIGMA INVESTMENTS, LP Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$28.2M

Holdings

2,038

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (2,038 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	KLACKLA-TENCOR CORP	210,466	$234K	0.83%	Put
702	GHCGRAHAM HLDGS CO	400	$234K	0.83%
703	AVDAMERICAN VANGUARD CORP	10,117	$232K	0.82%
704	LAKELAKELAND INDS INC	16,445	$232K	0.82%
705	HNMORMAT TECHNOLOGIES INC	3,807	$232K	0.82%
706	—MANITEX INTL INC	25,857	$232K	0.82%
707	—PC-TEL INC	36,718	$231K	0.82%
708	TRVCCITIGROUP INC	3,172,767	$231K	0.82%	Put
709	WFCWELLS FARGO CO NEW	4,138,019	$228K	0.81%	Put
710	SJMSMUCKER J M CO	174,018	$228K	0.81%	Put
711	PLXSPLEXUS CORP	4,050	$227K	0.80%
712	SIENUSDSIENTRA INC	14,714	$227K	0.80%
713	KEYKEYCORP NEW	12,000	$226K	0.80%	Put
714	IDIINTERDIGITAL INC	67,724	$226K	0.80%	Call
715	IPI1EURINTREPID POTASH INC	51,704	$225K	0.80%
716	BG3BIG 5 SPORTING GOODS CORP	29,382	$225K	0.80%
717	AELUSDAMERICAN EQTY INVT LIFE HLD	7,633	$222K	0.79%
718	UHSUNIVERSAL HLTH SVCS INC	2,000	$222K	0.79%	Put
719	MBUUMALIBU BOATS INC	7,000	$221K	0.78%
720	—CHINA CUST RELATIONS CNTR IN	13,095	$220K	0.78%
721	NXQUANEX BUILDING PRODUCTS COR	9,575	$220K	0.78%
722	ADUNITED STATES CELLULAR CORP	6,201	$220K	0.78%
723	OXYOCCIDENTAL PETE CORP DEL	3,414,937	$219K	0.78%	Put
724	FLSFLOWSERVE CORP	113,073	$218K	0.77%	Put
725	HDHOME DEPOT INC	1,326,553	$217K	0.77%	Put
726	CBNABRIDGE BANCORP INC	6,347	$215K	0.76%
727	—GSV CAP CORP	39,611	$214K	0.76%
728	PBYIPUMA BIOTECHNOLOGY INC	1,786	$214K	0.76%
729	ALVAUTOLIV INC	1,721	$213K	0.75%
730	XOMAXOMA CORP DEL	10,849	$213K	0.75%
731	MUMICRON TECHNOLOGY INC	5,394,384	$212K	0.75%	Put
732	QRVOQORVO INC	3,000	$212K	0.75%	Put
733	IYEISHARES TR	5,632	$211K	0.75%
734	—CHIPMOS TECHNOLOGIES INC	10,900	$211K	0.75%
735	—AVID TECHNOLOGY INC	46,000	$209K	0.74%
736	WYWEYERHAEUSER CO	141,144	$209K	0.74%	Put
737	LBEURL BRANDS INC	5,000	$208K	0.74%	Put
738	UPBDRENT A CTR INC NEW	18,049	$207K	0.73%
739	LOWLOWES COS INC	2,575,757	$206K	0.73%	Put
740	AGIOAGIOS PHARMACEUTICALS INC	50,831	$203K	0.72%	Put
741	TRIPTRIPADVISOR INC	5,000	$203K	0.72%	Put
742	—GAMCO INVESTORS INC	6,772	$202K	0.72%
743	—ARCH COAL INC	2,800	$201K	0.71%	Put
744	CVXCHEVRON CORP NEW	1,659,795	$195K	0.69%	Put
745	CIACITIZENS INC	26,450	$194K	0.69%
746	GBYSANGAMO THERAPEUTICS INC	12,949	$194K	0.69%
747	CMRECOSTAMARE INC	31,250	$193K	0.68%
748	DAIODATA I O CORP	19,229	$192K	0.68%
749	HCKTHACKETT GROUP INC	12,581	$191K	0.68%
750	ZM3ZUMIEZ INC	10,430	$189K	0.67%
751	HALHALLIBURTON CO	4,091,948	$188K	0.67%	Put
752	—APPLIED GENETIC TECHNOL CORP	46,881	$185K	0.66%
753	WLB1EURWESTMORELAND COAL CO	71,722	$183K	0.65%
754	—NAM TAI PPTY INC	16,801	$182K	0.65%
755	USOUNITED STATES OIL FUND LP	17,490	$182K	0.65%
756	MCRB1EURSERES THERAPEUTICS INC	11,200	$180K	0.64%
757	IDTIDT CORP	12,700	$179K	0.63%
758	MDLZMONDELEZ INTL INC	4,384,718	$178K	0.63%
759	DYHTARGET CORP	3,004,730	$177K	0.63%	Put
760	—J ALEXANDERS HLDGS INC	15,270	$177K	0.63%
761	—GENMARK DIAGNOSTICS INC	18,416	$177K	0.63%
762	—RAIT FINANCIAL TRUST	240,490	$176K	0.62%
763	KRKROGER CO	8,710,226	$175K	0.62%
764	—SYROS PHARMACEUTICALS INC	11,758	$173K	0.61%
765	LMTLOCKHEED MARTIN CORP	557,054	$173K	0.61%	Put
766	—IMMUNE DESIGN CORP	16,476	$171K	0.61%
767	—VIVINT SOLAR INC	50,285	$171K	0.61%
768	B7SBROOKDALE SR LIVING INC	16,000	$170K	0.60%
769	AXASEURABRAXAS PETE CORP	90,515	$170K	0.60%
770	DONSPDR DOW JONES INDL AVRG ETF	752,400	$168K	0.60%
771	LDELANDEC CORP	12,935	$168K	0.60%
772	TNAVEURTELENAV INC	26,421	$168K	0.60%
773	FLBFLUIDIGM CORP DEL	33,277	$168K	0.60%
774	APDAIR PRODS & CHEMS INC	1,096,333	$166K	0.59%
775	TWXCHFTIME WARNER INC	1,592,974	$163K	0.58%
776	—LIBERTY TAX INC	11,330	$163K	0.58%
777	USBUS BANCORP DEL	3,026,587	$162K	0.57%	Put
778	UNPUNION PAC CORP	1,377,315	$160K	0.57%
779	—INTEVAC INC	18,648	$158K	0.56%
780	NFLXNETFLIX INC	869,785	$158K	0.56%	Put
781	CSCOCISCO SYS INC	4,662,701	$157K	0.56%	Put
782	ISBCUSDINVESTORS BANCORP INC NEW	11,350	$155K	0.55%
783	—DOWDUPONT INC	2,238,466	$155K	0.55%
784	WBWEIBO CORP	1,564,955	$155K	0.55%	Put
785	XLFISELECT SECTOR SPDR TR	2,860,703	$154K	0.55%
786	XLUSELECT SECTOR SPDR TR	2,870,071	$152K	0.54%
787	CVA1EURCOVANTA HLDG CORP	10,105	$150K	0.53%
788	SNEURSANCHEZ ENERGY CORP	31,200	$150K	0.53%	Put
789	KPTIEURKARYOPHARM THERAPEUTICS INC	13,700	$150K	0.53%
790	XLVSELECT SECTOR SPDR TR	1,818,550	$149K	0.53%
791	GOOGLALPHABET INC	152,390	$148K	0.53%	Put
792	PFEPFIZER INC	4,148,209	$148K	0.52%	Put
793	HONHONEYWELL INTL INC	1,043,278	$148K	0.52%
794	ENVAENOVA INTL INC	10,700	$144K	0.51%
795	MRKMERCK & CO INC	2,219,455	$142K	0.50%
796	RHT1EURRED HAT INC	1,281,110	$142K	0.50%	Put
797	DSXDIANA SHIPPING INC	39,227	$142K	0.50%
798	—SEASPAN CORP	20,009	$142K	0.50%
799	7HPHP INC	7,101,755	$142K	0.50%
800	SNISCRIPPS NETWORKS INTERACT IN	1,645,813	$141K	0.50%

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