Tortoise Investment Management, LLC Q4 2017 Filing

Filed January 31, 2018

Portfolio Value

$348.6M

Holdings

570

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (570 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	222,404	$59.8M	17.15%
2	—NUVEEN BUILD AMER BD OPPTNY	953,192	$22.0M	6.30%
3	SPYSPDR S&P 500 ETF TR	70,188	$17.9M	5.14%	Put
4	IEMGISHARES INC	309,328	$17.6M	5.05%
5	VCSHVANGUARD SCOTTSDALE FDS	152,705	$12.1M	3.47%
6	IWBISHARES TR	75,328	$11.2M	3.21%
7	ITOTISHARES TR	178,319	$10.9M	3.13%
8	IVEISHARES TR	73,776	$8.4M	2.42%
9	AQLTISHARES TR	111,902	$7.4M	2.12%
10	IXUSISHARES TR	113,716	$7.2M	2.06%
11	IJSISHARES TR	45,682	$7.0M	2.01%
12	—POWERSHARES ETF TR II	222,893	$6.8M	1.96%
13	NANNUVEEN NEW YORK QLT MUN INC	439,105	$6.1M	1.74%
14	IJRISHARES TR	76,327	$5.9M	1.68%
15	NBBNUVEEN BUILD AMER BD FD	250,442	$5.5M	1.58%
16	SCZISHARES TR	83,438	$5.4M	1.54%
17	VWOVANGUARD INTL EQUITY INDEX F	113,231	$5.2M	1.49%
18	DONSPDR DOW JONES INDL AVRG ETF	20,280	$5.0M	1.44%
19	—ABERDEEN ASIA PACIFIC INCOM	1,020,818	$5.0M	1.43%
20	—NUVEEN SELECT TAX FREE INCM	287,428	$4.0M	1.15%
21	VSSVANGUARD INTL EQUITY INDEX F	32,116	$3.8M	1.10%
22	BRK/BBERKSHIRE HATHAWAY INC DEL	16,882	$3.3M	0.96%
23	EFAISHARES TR	44,890	$3.2M	0.91%
24	VTVVANGUARD INDEX FDS	27,836	$3.0M	0.85%
25	NRKNUVEEN NEW YORK AMT QLT MUNI	226,710	$2.9M	0.84%
26	IEIISHARES TR	23,077	$2.8M	0.81%
27	EEMVISHARES INC	44,378	$2.7M	0.77%
28	VTVANGUARD INTL EQUITY INDEX F	36,177	$2.7M	0.77%
29	—NUVEEN SELECT TAX FREE INCM	175,816	$2.7M	0.77%
30	SPSBSPDR SERIES TRUST	84,417	$2.6M	0.74%
31	—NUVEEN MARYLAND QLT MUN INC	194,022	$2.4M	0.70%
32	VTIVANGUARD INDEX FDS	17,613	$2.4M	0.69%
33	SHYDVANECK VECTORS ETF TR	97,320	$2.4M	0.68%
34	—VANECK VECTORS ETF TR	72,935	$2.3M	0.65%
35	VEAVANGUARD TAX MANAGED INTL FD	50,662	$2.3M	0.65%
36	AAPLAPPLE INC	10,845	$1.8M	0.53%
37	NXPNUVEEN SELECT TAX FREE INCM	125,316	$1.8M	0.53%
38	—POWERSHARES ACTIVE MNG ETF T	70,459	$1.8M	0.51%
39	XJQCXNUVEEN CR STRATEGIES INCM FD	196,330	$1.6M	0.46%
40	—POWERSHARES ETF TR II	59,900	$1.5M	0.44%
41	SCHXSCHWAB STRATEGIC TR	23,706	$1.5M	0.43%
42	VEUVANGUARD INTL EQUITY INDEX F	27,615	$1.5M	0.43%
43	EEMISHARES TR	31,434	$1.5M	0.42%
44	DLSWISDOMTREE TR	18,884	$1.4M	0.42%
45	NZFNUVEEN MUNICIPAL CREDIT INC	92,940	$1.4M	0.41%
46	IWMISHARES TR	8,734	$1.3M	0.38%
47	—POWERSHARES ETF TR II	51,846	$1.3M	0.37%
48	SRLNSSGA ACTIVE ETF TR	26,649	$1.3M	0.36%
49	UNHUNITEDHEALTH GROUP INC	5,518	$1.2M	0.35%
50	SHYISHARES TR	14,484	$1.2M	0.35%
51	IWDISHARES TR	9,735	$1.2M	0.35%
52	MUBISHARES TR	9,939	$1.1M	0.32%
53	WOODISHARES TR	14,766	$1.1M	0.30%
54	XNXNXNUVEEN NY SELECT TAX FREE PR	74,074	$1.0M	0.29%
55	DGSWISDOMTREE TR	18,603	$970K	0.28%
56	MSFTMICROSOFT CORP	11,103	$950K	0.27%
57	NVGNUVEEN AMT FREE MUN CR INC F	60,669	$937K	0.27%
58	HDHOME DEPOT INC	4,788	$907K	0.26%
59	IWCISHARES TR	9,151	$876K	0.25%
60	SHVISHARES TR	7,895	$870K	0.25%
61	LBEURL BRANDS INC	13,500	$813K	0.23%
62	VXUSVANGUARD STAR FD	14,025	$797K	0.23%
63	MMM3M CO	3,384	$796K	0.23%
64	TFISPDR SER TR	15,770	$772K	0.22%
65	EWXSPDR INDEX SHS FDS	14,371	$747K	0.21%
66	JPMJPMORGAN CHASE & CO	6,798	$727K	0.21%
67	JLSNUVEEN MTG OPPORTUNITY TERM	29,400	$726K	0.21%
68	DALDELTA AIR LINES INC DEL	27,430	$708K	0.20%	Put
69	NUAGNUSHARES ETF TR	28,066	$685K	0.20%
70	KMIKINDER MORGAN INC DEL	37,742	$682K	0.20%
71	VVVANGUARD INDEX FDS	5,543	$679K	0.19%
72	IBMINTERNATIONAL BUSINESS MACHS	4,336	$665K	0.19%
73	SCHESCHWAB STRATEGIC TR	23,754	$664K	0.19%
74	SCHRSCHWAB STRATEGIC TR	12,006	$640K	0.18%
75	FMATFIDELITY	18,143	$636K	0.18%
76	ESBAEMPIRE ST RLTY OP L P	30,392	$629K	0.18%
77	PEPPEPSICO INC	5,196	$623K	0.18%
78	MUNIPIMCO ETF TR	11,315	$607K	0.17%
79	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$595K	0.17%
80	IEFISHARES TR	5,628	$594K	0.17%
81	AMZNAMAZON COM INC	506	$592K	0.17%
82	OEFISHARES TR	4,975	$590K	0.17%
83	SCHFSCHWAB STRATEGIC TR	17,238	$587K	0.17%
84	JNJJOHNSON & JOHNSON	4,081	$570K	0.16%
85	IJHISHARES TR	2,958	$561K	0.16%
86	HYGISHARES TR	6,311	$551K	0.16%
87	VBRVANGUARD INDEX FDS	4,047	$537K	0.15%
88	CMCSACOMCAST CORP NEW	12,627	$506K	0.15%
89	NXJNUVEEN NEW JERSEY QULT MUN F	36,847	$505K	0.14%
90	IGSBISHARES TR	4,525	$473K	0.14%
91	ISRGINTUITIVE SURGICAL INC	1,239	$452K	0.13%
92	CVXCHEVRON CORP NEW	3,603	$451K	0.13%
93	VOOVANGUARD INDEX FDS	1,813	$445K	0.13%
94	IWFISHARES TR	3,226	$434K	0.12%
95	AGGISHARES TR	3,956	$433K	0.12%
96	CLCOLGATE PALMOLIVE CO	5,455	$412K	0.12%
97	SCHOSCHWAB STRATEGIC TR	7,875	$394K	0.11%
98	VIGVANGUARD SPECIALIZED FUNDS	3,860	$394K	0.11%
99	FRELFIDELITY	15,612	$386K	0.11%
100	VTEBVANGUARD MUN BD FD INC	7,450	$385K	0.11%

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