Tortoise Investment Management, LLC Q4 2016 Filing

Filed February 16, 2017

Portfolio Value

$290.4M

Holdings

498

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (498 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	211,555	$47.6M	16.39%
2	—NUVEEN BUILD AMER BD OPPTNY	1,016,331	$21.3M	7.32%
3	SPYSPDR S&P 500 ETF TR	87,557	$11.2M	3.86%	Put
4	IEMGISHARES INC	260,081	$11.0M	3.80%
5	VCSHVANGUARD SCOTTSDALE FDS	134,616	$10.7M	3.68%
6	NANNUVEEN NEW YORK QLT MUN INC	776,680	$10.4M	3.59%
7	IWBISHARES TR	77,736	$9.7M	3.33%
8	—ABERDEEN ASIA PACIFIC INCOM	1,940,585	$9.0M	3.09%
9	ITOTISHARES TR	141,923	$7.3M	2.51%
10	SHYDVANECK VECTORS ETF TR	268,297	$6.4M	2.20%
11	—POWERSHARES ETF TR II	215,225	$6.3M	2.16%
12	IXUSISHARES TR	104,633	$5.3M	1.82%
13	IVEISHARES TR	45,937	$4.7M	1.60%
14	IJSISHARES TR	32,237	$4.5M	1.55%
15	IJRISHARES TR	32,748	$4.5M	1.55%
16	XJQCXNUVEEN CR STRATEGIES INCM FD	506,738	$4.5M	1.54%
17	AQLTISHARES TR	83,610	$4.5M	1.54%
18	DONSPDR DOW JONES INDL AVRG ETF	22,452	$4.4M	1.53%
19	VWOVANGUARD INTL EQUITY INDEX F	113,846	$4.1M	1.40%
20	SCZISHARES TR	74,652	$3.7M	1.28%
21	—NUVEEN MARYLAND QLT MUN INC	287,746	$3.6M	1.23%
22	SPSBSPDR SERIES TRUST	114,949	$3.5M	1.21%
23	—VANECK VECTORS ETF TR	98,830	$2.9M	1.01%
24	BRK/BBERKSHIRE HATHAWAY INC DEL	17,828	$2.9M	1.00%
25	EFAISHARES TR	50,169	$2.9M	1.00%
26	NBBNUVEEN BUILD AMER BD FD	137,882	$2.8M	0.98%
27	VSSVANGUARD INTL EQUITY INDEX F	28,332	$2.7M	0.92%
28	NZFNUVEEN MUNICIPAL CREDIT INC	182,104	$2.6M	0.89%
29	EEMVISHARES	47,082	$2.3M	0.79%
30	VTVVANGUARD INDEX FDS	24,598	$2.3M	0.79%
31	—NUVEEN SELECT TAX FREE INCM	169,146	$2.3M	0.78%
32	—NUVEEN SELECT TAX FREE INCM	155,846	$2.2M	0.76%
33	VTIVANGUARD INDEX FDS	17,126	$2.0M	0.68%
34	VEAVANGUARD TAX MANAGED INTL FD	53,126	$1.9M	0.67%
35	HYGISHARES TR	21,648	$1.9M	0.65%
36	NXPNUVEEN SELECT TAX FREE INCM	133,938	$1.9M	0.64%
37	LQDISHARES TR	14,195	$1.7M	0.57%
38	SRLNSSGA ACTIVE ETF TR	34,850	$1.7M	0.57%
39	—POWERSHARES ETF TR II	59,900	$1.5M	0.51%
40	—POWERSHARES ETF TR II	56,946	$1.4M	0.47%
41	VEUVANGUARD INTL EQUITY INDEX F	29,835	$1.3M	0.45%
42	SJNKSPDR SER TR	46,267	$1.3M	0.44%
43	AAPLAPPLE INC	10,806	$1.3M	0.43%
44	DLSWISDOMTREE TR	20,084	$1.2M	0.41%
45	IWMISHARES TR	8,869	$1.2M	0.41%
46	SCHXSCHWAB STRATEGIC TR	21,453	$1.1M	0.39%
47	EEMISHARES TR	32,392	$1.1M	0.39%
48	TFISPDR SER TR	23,310	$1.1M	0.38%
49	IWDISHARES TR	9,752	$1.1M	0.38%
50	NVGNUVEEN AMT FREE MUN CR INC F	74,308	$1.1M	0.37%
51	XNXNXNUVEEN NY SELECT TAX FREE PR	81,200	$1.1M	0.37%
52	IEFISHARES TR	10,050	$1.1M	0.36%
53	IEIISHARES TR	8,190	$1.0M	0.35%
54	WOODISHARES TR	17,726	$950K	0.33%
55	UNHUNITEDHEALTH GROUP INC	5,900	$944K	0.33%
56	KMIKINDER MORGAN INC DEL	45,005	$932K	0.32%
57	LBEURL BRANDS INC	13,800	$909K	0.31%
58	JLSNUVEEN MTG OPPORTUNITY TERM	34,880	$840K	0.29%
59	MUBISHARES TR	7,339	$794K	0.27%
60	DALDELTA AIR LINES INC DEL	15,878	$781K	0.27%
61	BRK-BBERKSHIRE HATHAWAY INC DEL	3	$732K	0.25%
62	MUNIPIMCO ETF TR	13,675	$717K	0.25%
63	DGSWISDOMTREE TR	17,427	$682K	0.23%
64	VTVANGUARD INTL EQUITY INDEX F	10,130	$618K	0.21%
65	VVVANGUARD INDEX FDS	6,014	$616K	0.21%
66	NRKNUVEEN NEW YORK AMT QLT MUNI	48,026	$615K	0.21%
67	XOMEXXON MOBIL CORP	6,714	$606K	0.21%
68	VXUSVANGUARD STAR FD	12,713	$583K	0.20%
69	NUAGNUSHARES ETF TR	23,905	$581K	0.20%
70	IJHISHARES TR	3,366	$557K	0.19%
71	IBMINTERNATIONAL BUSINESS MACHS	3,255	$540K	0.19%
72	CLCOLGATE PALMOLIVE CO	7,840	$513K	0.18%
73	MSFTMICROSOFT CORP	8,190	$509K	0.18%
74	OEFISHARES TR	4,975	$494K	0.17%
75	IGSBISHARES TR	4,574	$480K	0.17%
76	JNJJOHNSON & JOHNSON	4,032	$465K	0.16%
77	NXJNUVEEN NEW JERSEY QULT MUN F	32,697	$430K	0.15%
78	PEPPEPSICO INC	4,087	$428K	0.15%
79	EWXSPDR INDEX SHS FDS	10,726	$426K	0.15%
80	SCHFSCHWAB STRATEGIC TR	13,978	$387K	0.13%
81	SCHESCHWAB STRATEGIC TR	17,850	$385K	0.13%
82	VFLDELAWARE INVT NAT MUNI INC F	27,405	$361K	0.12%
83	GSGOLDMAN SACHS GROUP INC	1,476	$353K	0.12%
84	SBIWESTERN ASSET INTM MUNI FD I	35,935	$342K	0.12%
85	PGPROCTER AND GAMBLE CO	4,068	$342K	0.12%
86	HDHOME DEPOT INC	2,534	$340K	0.12%
87	—NUVEEN ENERGY MLP TOTL RTRNF	24,882	$337K	0.12%
88	VIGVANGUARD SPECIALIZED PORTFOL	3,860	$329K	0.11%
89	WYWEYERHAEUSER CO	10,520	$317K	0.11%
90	IWCISHARES TR	3,602	$309K	0.11%
91	TAT&T INC	6,970	$296K	0.10%
92	NYFISHARES TR	2,674	$291K	0.10%
93	BTTBLACKROCK MUN 2030 TAR TERM	12,500	$273K	0.09%
94	GEGENERAL ELECTRIC CO	8,373	$265K	0.09%
95	UNPUNION PAC CORP	2,510	$260K	0.09%
96	VCITVANGUARD SCOTTSDALE FDS	3,025	$259K	0.09%
97	IWFISHARES TR	2,359	$247K	0.09%
98	ACWXISHARES TR	5,955	$240K	0.08%
99	—POWERSHARES ETF TRUST II	10,061	$235K	0.08%
100	WMTWAL-MART STORES INC	3,375	$233K	0.08%

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