Tortoise Investment Management, LLC Q3 2022 Filing

Filed November 4, 2022

Portfolio Value

$514.3M

Holdings

759

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (759 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	DFAXDIMENSIONAL ETF TRUST	43,798	$827K	0.16%
102	DFUSDIMENSIONAL ETF TRUST	21,016	$816K	0.16%
103	VXUSVANGUARD STAR FDS	16,261	$744K	0.14%
104	VMBSVANGUARD SCOTTSDALE FDS	16,171	$729K	0.14%
105	DFASDIMENSIONAL ETF TRUST	15,603	$726K	0.14%
106	AVESAMERICAN CENTY ETF TR	19,396	$725K	0.14%
107	CVXCHEVRON CORP NEW	4,771	$685K	0.13%
108	VOOVANGUARD INDEX FDS	2,042	$670K	0.13%
109	SHVISHARES TR	6,035	$664K	0.13%
110	PEPPEPSICO INC	4,037	$659K	0.13%
111	DUHPDIMENSIONAL ETF TRUST	29,790	$636K	0.12%
112	IWFISHARES TR	2,885	$607K	0.12%
113	JNJJOHNSON & JOHNSON	3,487	$570K	0.11%
114	DNPDNP SELECT INCOME FD INC	54,862	$568K	0.11%
115	NDQINVESCO QQQ TR	2,056	$549K	0.11%
116	JPMJPMORGAN CHASE & CO	5,187	$542K	0.11%
117	IJHISHARES TR	2,456	$539K	0.10%
118	BBWIBATH & BODY WORKS INC	16,444	$536K	0.10%
119	QUALISHARES TR	5,160	$536K	0.10%
120	UNPUNION PAC CORP	2,658	$518K	0.10%
121	AVIGAMERICAN CENTY ETF TR	12,709	$514K	0.10%
122	PGPROCTER AND GAMBLE CO	4,036	$510K	0.10%
123	IWCISHARES TR	4,836	$500K	0.10%
124	LLYLILLY ELI & CO	1,528	$494K	0.10%
125	AMZNAMAZON COM INC	4,207	$475K	0.09%
126	WOODISHARES TR	7,244	$474K	0.09%
127	GOOGLALPHABET INC	4,880	$467K	0.09%
128	CSCOCISCO SYS INC	11,428	$457K	0.09%
129	NIMNUVEEN SELECT MAT MUN FD	48,864	$433K	0.08%
130	GOOGALPHABET INC	4,430	$426K	0.08%
131	HEIHEICO CORP NEW	3,686	$423K	0.08%
132	MINOPIMCO ETF TR	9,830	$419K	0.08%
133	VBFINVESCO BD FD	28,379	$409K	0.08%
134	CLCOLGATE PALMOLIVE CO	5,724	$402K	0.08%
135	SPHQINVESCO EXCHANGE TRADED FD T	10,000	$397K	0.08%
136	TOTLSSGA ACTIVE ETF TR	9,833	$395K	0.08%
137	—NUVEEN INT DUR QUAL MUN TRM	32,968	$394K	0.08%
138	DFCFDIMENSIONAL ETF TRUST	9,550	$391K	0.08%
139	XBFZXBLACKROCK CALIF MUN INCOME T	37,210	$383K	0.07%
140	GSGOLDMAN SACHS GROUP INC	1,308	$383K	0.07%
141	DIHPDIMENSIONAL ETF TRUST	19,700	$376K	0.07%
142	SCHHSCHWAB STRATEGIC TR	19,658	$367K	0.07%
143	SRLNSSGA ACTIVE ETF TR	8,505	$348K	0.07%
144	UNHUNITEDHEALTH GROUP INC	680	$343K	0.07%
145	MRKMERCK & CO INC	3,931	$339K	0.07%
146	DISVDIMENSIONAL ETF TRUST	18,205	$338K	0.07%
147	IWDISHARES TR	2,483	$338K	0.07%
148	—NUVEEN INTER DURATION MUN TE	27,198	$336K	0.07%
149	VSGXVANGUARD WORLD FD	7,663	$333K	0.06%
150	EEMXSPDR INDEX SHS FDS	6,103	$324K	0.06%
151	DFSVDIMENSIONAL ETF TRUST	14,802	$323K	0.06%
152	AVLVAMERICAN CENTY ETF TR	7,255	$322K	0.06%
153	FRELFIDELITY COVINGTON TRUST	13,028	$312K	0.06%
154	AVSFAMERICAN CENTY ETF TR	6,760	$308K	0.06%
155	ACNACCENTURE PLC IRELAND	1,189	$306K	0.06%
156	TROWPRICE T ROWE GROUP INC	2,819	$296K	0.06%
157	IBMINTERNATIONAL BUSINESS MACHS	2,442	$290K	0.06%
158	SYKSTRYKER CORPORATION	1,416	$287K	0.06%
159	JLSNUVEEN MORTGAGE AND INCOME F	17,321	$279K	0.05%
160	XOMEXXON MOBIL CORP	3,090	$270K	0.05%
161	AVMUAMERICAN CENTY ETF TR	6,022	$265K	0.05%
162	VNQVANGUARD INDEX FDS	3,208	$257K	0.05%
163	PFEPFIZER INC	5,780	$253K	0.05%
164	LMTLOCKHEED MARTIN CORP	640	$247K	0.05%
165	ESGUISHARES TR	3,100	$246K	0.05%
166	VRIGINVESCO ACTIVELY MANAGED ETF	9,960	$245K	0.05%
167	SRESEMPRA	1,625	$244K	0.05%
168	PAIWESTERN ASSET INVESTMENT GRA	21,486	$240K	0.05%
169	BSVVANGUARD BD INDEX FDS	3,196	$239K	0.05%
170	PXDEURPIONEER NAT RES CO	1,100	$238K	0.05%
171	WIWWESTERN AST INFL LKD OPP & I	25,800	$234K	0.05%
172	DISDISNEY WALT CO	2,468	$233K	0.05%
173	NUENUCOR CORP	2,146	$230K	0.04%
174	DFEVDIMENSIONAL ETF TRUST	10,882	$223K	0.04%
175	MTDMETTLER TOLEDO INTERNATIONAL	200	$217K	0.04%
176	RSPINVESCO EXCHANGE TRADED FD T	1,700	$216K	0.04%
177	WMBWILLIAMS COS INC	7,475	$214K	0.04%
178	ACWXISHARES TR	5,310	$212K	0.04%
179	IWRISHARES TR	3,400	$211K	0.04%
180	MDLZMONDELEZ INTL INC	3,791	$208K	0.04%
181	COPCONOCOPHILLIPS	2,000	$205K	0.04%
182	CATCATERPILLAR INC	1,232	$202K	0.04%
183	MCDMCDONALDS CORP	873	$201K	0.04%
184	RLMDRELMADA THERAPEUTICS INC	5,285	$196K	0.04%
185	VIGVANGUARD SPECIALIZED FUNDS	1,444	$195K	0.04%
186	KMIKINDER MORGAN INC DEL	11,342	$189K	0.04%
187	IEIISHARES TR	1,615	$185K	0.04%
188	AXPAMERICAN EXPRESS CO	1,355	$183K	0.04%
189	LNTALLIANT ENERGY CORP	3,360	$178K	0.03%
190	IVWISHARES TR	3,068	$177K	0.03%
191	RSTEM INC	22,843	$175K	0.03%	Put
192	CVSCVS HEALTH CORP	1,826	$174K	0.03%
193	AMGNAMGEN INC	772	$174K	0.03%
194	NADNUVEEN QUALITY MUNCP INCOME	15,498	$170K	0.03%
195	ITGARTNER INC	600	$166K	0.03%
196	AVSUAMERICAN CENTY ETF TR	3,910	$166K	0.03%
197	SPYXSPDR SER TR	1,865	$163K	0.03%
198	BACVERIZON COMMUNICATIONS INC	4,273	$162K	0.03%
199	VPUVANGUARD WORLD FDS	1,100	$156K	0.03%
200	NZFNUVEEN MUNICIPAL CREDIT INC	13,716	$156K	0.03%

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