Tortoise Investment Management, LLC Q3 2017 Filing

Filed November 15, 2017

Portfolio Value

$329.0M

Holdings

500

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (500 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	224,856	$56.9M	17.28%
2	—NUVEEN BUILD AMER BD OPPTNY	940,078	$20.7M	6.29%
3	IEMGISHARES INC	299,133	$16.2M	4.91%
4	SPYSPDR S&P 500 ETF TR	62,327	$12.9M	3.92%	Put
5	VCSHVANGUARD SCOTTSDALE FDS	158,300	$12.7M	3.86%
6	IWBISHARES TR	77,091	$10.8M	3.28%
7	ITOTISHARES TR	174,101	$10.0M	3.05%
8	IVEISHARES TR	65,992	$7.1M	2.16%
9	AQLTISHARES TR	110,190	$7.1M	2.15%
10	IXUSISHARES TR	113,918	$6.9M	2.11%
11	IJSISHARES TR	46,003	$6.8M	2.07%
12	NANNUVEEN NEW YORK QLT MUN INC	450,817	$6.4M	1.93%
13	—POWERSHARES ETF TR II	205,333	$6.2M	1.90%
14	FAXABERDEEN ASIA PACIFIC INCOM	1,158,166	$6.0M	1.82%
15	IJRISHARES TR	76,340	$5.7M	1.72%
16	NBBNUVEEN BUILD AMER BD FD	246,004	$5.3M	1.61%
17	SCZISHARES TR	82,732	$5.1M	1.56%
18	VWOVANGUARD INTL EQUITY INDEX F	114,333	$5.0M	1.51%
19	DONSPDR DOW JONES INDL AVRG ETF	21,222	$4.8M	1.44%
20	—NUVEEN SELECT TAX FREE INCM	266,252	$3.7M	1.14%
21	VSSVANGUARD INTL EQUITY INDEX F	30,389	$3.5M	1.06%
22	EFAISHARES TR	48,202	$3.3M	1.00%
23	SPSBSPDR SERIES TRUST	101,967	$3.1M	0.95%
24	BRK/BBERKSHIRE HATHAWAY INC DEL	16,337	$3.0M	0.91%
25	IEIISHARES TR	23,637	$2.9M	0.89%
26	EEMVISHARES INC	49,352	$2.9M	0.87%
27	SHYDVANECK VECTORS ETF TR	113,222	$2.8M	0.84%
28	VTVVANGUARD INDEX FDS	26,468	$2.6M	0.80%
29	—NUVEEN SELECT TAX FREE INCM	168,656	$2.6M	0.78%
30	—NUVEEN MARYLAND QLT MUN INC	174,644	$2.2M	0.68%
31	VTIVANGUARD INDEX FDS	17,142	$2.2M	0.67%
32	VEAVANGUARD TAX MANAGED INTL FD	51,018	$2.2M	0.67%
33	NXPNUVEEN SELECT TAX FREE INCM	137,924	$2.1M	0.63%
34	VTVANGUARD INTL EQUITY INDEX F	25,860	$1.8M	0.56%
35	—VANECK VECTORS ETF TR	58,100	$1.8M	0.55%
36	HYGISHARES TR	20,021	$1.8M	0.54%
37	AAPLAPPLE INC	11,068	$1.7M	0.52%
38	—POWERSHARES ETF TR II	59,900	$1.5M	0.46%
39	VEUVANGUARD INTL EQUITY INDEX F	27,615	$1.5M	0.44%
40	SRLNSSGA ACTIVE ETF TR	30,463	$1.4M	0.44%
41	EEMISHARES TR	32,157	$1.4M	0.44%
42	NZFNUVEEN MUNICIPAL CREDIT INC	92,940	$1.4M	0.43%
43	DLSWISDOMTREE TR	18,884	$1.4M	0.42%
44	MUBISHARES TR	12,543	$1.4M	0.42%
45	IWMISHARES TR	9,231	$1.4M	0.42%
46	—POWERSHARES ETF TR II	53,096	$1.3M	0.39%
47	SCHXSCHWAB STRATEGIC TR	21,557	$1.3M	0.39%
48	IWDISHARES TR	9,752	$1.2M	0.35%
49	SHYISHARES TR	12,917	$1.1M	0.33%
50	WOODISHARES TR	16,176	$1.1M	0.33%
51	UNHUNITEDHEALTH GROUP INC	5,500	$1.1M	0.33%
52	XNXNXNUVEEN NY SELECT TAX FREE PR	74,074	$1.0M	0.32%
53	JLSNUVEEN MTG OPPORTUNITY TERM	39,250	$995K	0.30%
54	TFISPDR SER TR	20,230	$989K	0.30%
55	NVGNUVEEN AMT FREE MUN CR INC F	60,669	$934K	0.28%
56	DGSWISDOMTREE TR	16,820	$825K	0.25%
57	SHVISHARES TR	7,385	$815K	0.25%
58	MSFTMICROSOFT CORP	10,933	$814K	0.25%
59	HDHOME DEPOT INC	4,744	$776K	0.24%
60	NRKNUVEEN NEW YORK AMT QLT MUNI	58,706	$775K	0.24%
61	VXUSVANGUARD STAR FD	14,025	$768K	0.23%
62	KMIKINDER MORGAN INC DEL	39,094	$750K	0.23%
63	MMM3M CO	3,419	$718K	0.22%
64	VVVANGUARD INDEX FDS	6,014	$694K	0.21%
65	NUAGNUSHARES ETF TR	28,066	$693K	0.21%
66	SJNKSPDR SER TR	24,590	$688K	0.21%
67	DALDELTA AIR LINES INC DEL	21,237	$673K	0.20%	Put
68	IEFISHARES TR	6,300	$671K	0.20%
69	EWXSPDR INDEX SHS FDS	13,476	$668K	0.20%
70	JPMJPMORGAN CHASE & CO	6,609	$631K	0.19%
71	IWCISHARES TR	6,577	$621K	0.19%
72	IBMINTERNATIONAL BUSINESS MACHS	4,201	$610K	0.19%
73	MUNIPIMCO ETF TR	11,315	$609K	0.19%
74	JNJJOHNSON & JOHNSON	4,349	$565K	0.17%
75	LBEURL BRANDS INC	13,500	$562K	0.17%
76	OEFISHARES TR	4,975	$554K	0.17%
77	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$549K	0.17%
78	PEPPEPSICO INC	4,893	$545K	0.17%
79	SCHESCHWAB STRATEGIC TR	20,104	$541K	0.16%
80	SCHFSCHWAB STRATEGIC TR	15,823	$530K	0.16%
81	IJHISHARES TR	2,958	$529K	0.16%
82	CLCOLGATE PALMOLIVE CO	7,205	$525K	0.16%
83	SCHOSCHWAB STRATEGIC TR	10,294	$519K	0.16%
84	AMZNAMAZON COM INC	536	$515K	0.16%
85	FMATFIDELITY	15,081	$498K	0.15%
86	ESBAEMPIRE ST RLTY OP L P	23,940	$490K	0.15%
87	AGGISHARES TR	4,454	$488K	0.15%
88	IGSBISHARES TR	4,574	$482K	0.15%
89	CMCSACOMCAST CORP NEW	12,388	$477K	0.14%
90	NXJNUVEEN NEW JERSEY QULT MUN F	31,447	$432K	0.13%
91	ISRGINTUITIVE SURGICAL INC	407	$426K	0.13%
92	VOOVANGUARD INDEX FDS	1,768	$408K	0.12%
93	VBRVANGUARD INDEX FDS	3,179	$406K	0.12%
94	IWFISHARES TR	3,226	$403K	0.12%
95	CVXCHEVRON CORP NEW	3,414	$401K	0.12%
96	PGPROCTER AND GAMBLE CO	4,277	$389K	0.12%
97	VTEBVANGUARD MUN BD FD INC	7,450	$385K	0.12%
98	VIGVANGUARD SPECIALIZED PORTFOL	3,860	$366K	0.11%
99	FRELFIDELITY	14,927	$362K	0.11%
100	EPDENTERPRISE PRODS PARTNERS L	13,900	$362K	0.11%

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