Tortoise Investment Management, LLC Q2 2021 Filing

Filed July 30, 2021

Portfolio Value

$484.5M

Holdings

601

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (601 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	163,071	$70.1M	14.47%
2	BABINVESCO EXCH TRADED FD TR II	799,960	$26.5M	5.48%
3	MBBISHARES TR	193,241	$20.9M	4.32%
4	IEMGISHARES INC	284,432	$19.1M	3.93%
5	SPYSPDR S&P 500 ETF TR	58,856	$18.7M	3.86%	Put
6	ITOTISHARES TR	156,225	$15.4M	3.18%
7	CMBSISHARES TR	273,994	$14.9M	3.08%
8	IWBISHARES TR	53,047	$12.8M	2.65%
9	AQLTISHARES TR	142,017	$10.6M	2.19%
10	IUSVISHARES TR	125,846	$9.1M	1.87%
11	VWOVANGUARD INTL EQUITY INDEX F	154,208	$8.4M	1.73%
12	AAPLAPPLE INC	58,770	$7.8M	1.62%	Put
13	IJRISHARES TR	64,227	$7.3M	1.50%
14	VTIVANGUARD INDEX FDS	32,142	$7.2M	1.48%
15	MUBISHARES TR	59,626	$7.0M	1.44%
16	VSSVANGUARD INTL EQUITY INDEX F	49,322	$6.7M	1.39%
17	SCHXSCHWAB STRATEGIC TR	63,677	$6.6M	1.37%
18	VEAVANGUARD TAX-MANAGED INTL FD	121,230	$6.2M	1.29%
19	VBRVANGUARD INDEX FDS	35,370	$6.1M	1.27%
20	VTVVANGUARD INDEX FDS	44,149	$6.1M	1.25%
21	SCHCSCHWAB STRATEGIC TR	145,873	$6.1M	1.25%
22	IXUSISHARES TR	78,215	$5.7M	1.18%
23	DFAUDIMENSIONAL ETF TRUST	180,629	$5.5M	1.13%
24	DGSWISDOMTREE TR	97,965	$5.3M	1.10%
25	VRIGINVESCO ACTIVELY MANAGED ETF	211,361	$5.3M	1.09%
26	SPEMSPDR INDEX SHS FDS	112,135	$5.1M	1.05%
27	BRK/BBERKSHIRE HATHAWAY INC DEL	17,934	$5.0M	1.03%
28	VCSHVANGUARD SCOTTSDALE FDS	58,203	$4.8M	0.99%
29	IVEISHARES TR	31,405	$4.6M	0.96%
30	DONSPDR DOW JONES INDL AVERAGE	13,303	$4.6M	0.95%
31	JMSTJ P MORGAN EXCHANGE-TRADED F	86,563	$4.4M	0.91%
32	SHYDVANECK VECTORS ETF TR	158,577	$4.0M	0.83%
33	LEMBISHARES INC	88,680	$3.9M	0.80%
34	NANNUVEEN NEW YORK QLT MUN INC	239,691	$3.6M	0.75%
35	VTNINVESCO TR INVT GRADE NEW YO	259,019	$3.6M	0.74%
36	VMBSVANGUARD SCOTTSDALE FDS	63,155	$3.4M	0.70%
37	NRKNUVEEN NEW YORK AMT QLT MUNI	235,773	$3.3M	0.69%
38	IJSISHARES TR	31,297	$3.3M	0.68%
39	VEUVANGUARD INTL EQUITY INDEX F	51,634	$3.3M	0.68%
40	VTVANGUARD INTL EQUITY INDEX F	26,200	$2.7M	0.56%
41	JPSTJ P MORGAN EXCHANGE-TRADED F	52,113	$2.6M	0.55%
42	SLYVSPDR SER TR	30,510	$2.6M	0.54%
43	SCHFSCHWAB STRATEGIC TR	63,396	$2.5M	0.52%
44	PZAINVESCO EXCH TRADED FD TR II	88,855	$2.4M	0.50%
45	MSFTMICROSOFT CORP	10,253	$2.4M	0.49%	Put
46	XNXNXNUVEEN N Y SELECT TAX FREE I	163,817	$2.3M	0.48%
47	NNYNUVEEN N Y MUN VALUE FD	229,022	$2.3M	0.48%
48	HYDVANECK VECTORS ETF TR	33,997	$2.2M	0.45%
49	EWXSPDR INDEX SHS FDS	35,169	$2.2M	0.45%
50	VBVANGUARD INDEX FDS	8,941	$2.0M	0.42%
51	SCHASCHWAB STRATEGIC TR	18,603	$1.9M	0.40%
52	NCANUVEEN CALIFORNIA MUNI VLU F	176,207	$1.9M	0.39%
53	SCHESCHWAB STRATEGIC TR	53,877	$1.8M	0.37%
54	EBNDSPDR SER TR	64,324	$1.7M	0.35%
55	EFAISHARES TR	20,343	$1.6M	0.33%
56	SCHVSCHWAB STRATEGIC TR	22,866	$1.6M	0.32%
57	HDHOME DEPOT INC	5,443	$1.5M	0.32%	Put
58	EEMISHARES TR	27,390	$1.5M	0.31%
59	OEFISHARES TR	7,548	$1.5M	0.31%
60	SCZISHARES TR	19,817	$1.5M	0.30%
61	EEMVISHARES INC	22,531	$1.4M	0.30%
62	PZTINVESCO EXCH TRADED FD TR II	50,716	$1.3M	0.28%
63	DLSWISDOMTREE TR	17,744	$1.3M	0.27%
64	IWMISHARES TR	5,630	$1.3M	0.27%
65	SCHRSCHWAB STRATEGIC TR	22,325	$1.3M	0.26%
66	DFACDIMENSIONAL ETF TRUST	44,227	$1.2M	0.25%
67	VCITVANGUARD SCOTTSDALE FDS	12,259	$1.2M	0.24%
68	VTEBVANGUARD MUN BD FDS	20,977	$1.2M	0.24%
69	SCHBSCHWAB STRATEGIC TR	10,486	$1.1M	0.23%
70	VXUSVANGUARD STAR FDS	16,198	$1.1M	0.22%
71	SHVISHARES TR	9,555	$1.1M	0.22%
72	DFAIDIMENSIONAL ETF TRUST	35,347	$1.0M	0.21%
73	SPDWSPDR INDEX SHS FDS	27,665	$1.0M	0.21%
74	STIPISHARES TR	9,415	$1.0M	0.21%
75	NADNUVEEN QUALITY MUNCP INCOME	62,153	$995K	0.21%
76	SLQDISHARES TR	19,135	$992K	0.20%
77	—NUVEEN INTER DURATION MUN TE	61,023	$914K	0.19%
78	MYNBLACKROCK MUNIYIELD N Y QUAL	61,850	$870K	0.18%
79	—NUVEEN INT DUR QUAL MUN TRM	57,421	$861K	0.18%
80	VOOVANGUARD INDEX FDS	2,159	$850K	0.18%
81	HYMBSPDR SER TR	13,959	$849K	0.18%
82	LBEURL BRANDS INC	11,044	$796K	0.16%
83	SCHPSCHWAB STRATEGIC TR	12,398	$775K	0.16%
84	VBFINVESCO BD FD	36,050	$748K	0.15%
85	VVVANGUARD INDEX FDS	3,520	$707K	0.15%
86	IWCISHARES TR	4,621	$705K	0.15%
87	COSTCOSTCO WHSL CORP NEW	1,770	$700K	0.14%
88	TSLATESLA INC	1,028	$699K	0.14%
89	WOODISHARES TR	7,999	$694K	0.14%
90	MLNVANECK VECTORS ETF TR	31,583	$692K	0.14%
91	AMZNAMAZON COM INC	193	$664K	0.14%
92	IJHISHARES TR	2,412	$648K	0.13%
93	NXJNUVEEN NEW JERSEY QULT MUN F	41,252	$643K	0.13%
94	JPMJPMORGAN CHASE & CO	4,077	$634K	0.13%
95	ESGVVANGUARD WORLD FD	7,911	$633K	0.13%
96	EDDMORGAN STANLEY EMERGING MKTS	100,287	$614K	0.13%
97	TOTLSSGA ACTIVE ETF TR	12,531	$607K	0.13%
98	IWFISHARES TR	2,203	$598K	0.12%
99	NDQINVESCO QQQ TR	1,673	$593K	0.12%
100	TFISPDR SER TR	11,292	$588K	0.12%

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