Tortoise Investment Management, LLC Q2 2020 Filing

Filed August 6, 2020

Portfolio Value

$387.0M

Holdings

511

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (511 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	192,853	$59.7M	15.43%
2	MBBISHARES TR	233,957	$25.9M	6.69%
3	VRIGINVESCO ACTIVELY MANAGED ETF	974,173	$24.0M	6.19%
4	SPYSPDR S&P 500 ETF TR	58,728	$15.3M	3.94%	Put
5	IEMGISHARES INC	313,482	$14.9M	3.86%
6	BABINVESCO EXCHANGE-TRADED FD T	351,577	$11.6M	2.99%
7	ITOTISHARES TR	162,835	$11.3M	2.92%
8	IWBISHARES TR	60,341	$10.4M	2.68%
9	AQLTISHARES TR	118,680	$6.8M	1.75%
10	VWOVANGUARD INTL EQUITY INDEX F	155,352	$6.2M	1.59%
11	MUBISHARES TR	48,369	$5.6M	1.44%
12	IUSVISHARES TR	102,074	$5.3M	1.38%
13	VTIVANGUARD INDEX FDS	33,711	$5.3M	1.36%
14	AAPLAPPLE INC	13,894	$5.1M	1.31%
15	NANNUVEEN NEW YORK QLT MUN INC	374,684	$5.1M	1.31%
16	VSSVANGUARD INTL EQUITY INDEX F	51,466	$5.0M	1.29%
17	IXUSISHARES TR	90,854	$5.0M	1.28%
18	VEAVANGUARD TAX-MANAGED FDS	127,228	$4.9M	1.28%
19	VTVVANGUARD INDEX FDS	48,858	$4.9M	1.26%
20	JPSTJ P MORGAN EXCHANGE-TRADED F	91,490	$4.6M	1.20%
21	SCHXSCHWAB STRATEGIC TR	60,910	$4.5M	1.17%
22	DONSPDR DOW JONES INDL AVERAGE	16,983	$4.4M	1.13%
23	IJRISHARES TR	63,016	$4.3M	1.11%
24	IVEISHARES TR	39,758	$4.3M	1.11%
25	SCHCSCHWAB STRATEGIC TR	139,325	$4.1M	1.06%
26	—NUVEEN SELECT TAX FREE INCOM	247,060	$3.7M	0.96%
27	VBRVANGUARD INDEX FDS	31,726	$3.4M	0.88%
28	BRK/BBERKSHIRE HATHAWAY INC DEL	18,653	$3.3M	0.86%
29	NRKNUVEEN NEW YORK AMT QLT MUNI	255,775	$3.3M	0.85%
30	SPEMSPDR INDEX SHS FDS	95,297	$3.2M	0.82%
31	STIPISHARES TR	30,680	$3.1M	0.81%
32	SHYDVANECK VECTORS ETF TR	126,537	$3.0M	0.78%
33	VCSHVANGUARD SCOTTSDALE FDS	34,920	$2.9M	0.75%
34	SLQDISHARES TR	53,536	$2.8M	0.72%
35	FAXABERDEEN ASIA-PACIFIC INCOME	730,009	$2.8M	0.72%
36	VEUVANGUARD INTL EQUITY INDEX F	53,243	$2.5M	0.66%
37	—NUVEEN SELECT TAX FREE INCOM	156,367	$2.5M	0.65%
38	SHVISHARES TR	22,630	$2.5M	0.65%
39	SCHPSCHWAB STRATEGIC TR	41,694	$2.5M	0.65%
40	NUVNUVEEN MUN VALUE FD INC	245,330	$2.5M	0.65%
41	SRLNSSGA ACTIVE ETF TR	57,335	$2.5M	0.64%
42	VTVANGUARD INTL EQUITY INDEX F	33,142	$2.5M	0.64%
43	DGSWISDOMTREE TR	62,031	$2.4M	0.63%
44	IJSISHARES TR	17,774	$2.1M	0.55%
45	XNXNXNUVEEN N Y SELECT TAX FREE I	166,492	$2.1M	0.55%
46	—NUVEEN MARYLAND QLT MUN INC	150,551	$1.9M	0.50%
47	SCHFSCHWAB STRATEGIC TR	63,898	$1.9M	0.49%
48	JMSTJ P MORGAN EXCHANGE-TRADED F	37,150	$1.9M	0.49%
49	PZAINVESCO EXCH TRADED FD TR II	61,855	$1.6M	0.42%
50	MSFTMICROSOFT CORP	7,955	$1.6M	0.42%
51	EWXSPDR INDEX SHS FDS	38,657	$1.6M	0.41%
52	EFAISHARES TR	25,733	$1.6M	0.40%
53	VTEBVANGUARD MUN BD FDS	28,438	$1.5M	0.40%
54	—NUVEEN INT DUR QUAL MUN TRM	95,090	$1.4M	0.35%
55	PZTINVESCO EXCH TRADED FD TR II	52,586	$1.3M	0.35%
56	NCANUVEEN CALIF MUN VALUE FD IN	131,375	$1.3M	0.35%
57	SCHESCHWAB STRATEGIC TR	54,589	$1.3M	0.34%
58	—NUVEEN INTER DURATION MN TMF	97,897	$1.3M	0.33%
59	SCZISHARES TR	23,880	$1.3M	0.33%
60	EEMVISHARES INC	24,316	$1.3M	0.33%
61	VBVANGUARD INDEX FDS	8,327	$1.2M	0.31%
62	HDHOME DEPOT INC	5,677	$1.2M	0.30%	Put
63	OEFISHARES TR	8,175	$1.2M	0.30%
64	SLYVSPDR SER TR	23,530	$1.2M	0.30%
65	EEMISHARES TR	27,855	$1.1M	0.29%
66	SCHASCHWAB STRATEGIC TR	16,746	$1.1M	0.28%
67	SCHVSCHWAB STRATEGIC TR	21,390	$1.1M	0.28%
68	HYDVANECK VECTORS ETF TR	17,799	$1.1M	0.27%
69	DLSWISDOMTREE TR	18,544	$1.0M	0.27%
70	IWDISHARES TR	9,046	$1.0M	0.26%
71	MYNBLACKROCK MUNIYIELD N Y QUAL	77,350	$970K	0.25%
72	SPDWSPDR INDEX SHS FDS	34,070	$941K	0.24%
73	IWMISHARES TR	6,290	$901K	0.23%
74	VXUSVANGUARD STAR FDS	16,743	$823K	0.21%
75	VVVANGUARD INDEX FDS	5,652	$808K	0.21%
76	SCHBSCHWAB STRATEGIC TR	10,891	$800K	0.21%
77	SCHOSCHWAB STRATEGIC TR	15,504	$800K	0.21%
78	IEIISHARES TR	4,889	$654K	0.17%
79	COSTCOSTCO WHSL CORP NEW	2,153	$653K	0.17%
80	TFISPDR SER TR	12,398	$640K	0.17%
81	WOODISHARES TR	10,706	$594K	0.15%
82	MLNVANECK VECTORS ETF TR	27,883	$590K	0.15%
83	MMM3M CO	3,128	$488K	0.13%
84	VIGVANGUARD SPECIALIZED FUNDS	4,035	$473K	0.12%
85	NXJNUVEEN NEW JERSEY QULT MUN F	35,167	$466K	0.12%
86	IJHISHARES TR	2,620	$466K	0.12%
87	JPMJPMORGAN CHASE & CO	4,918	$463K	0.12%
88	VOOVANGUARD INDEX FDS	1,622	$460K	0.12%
89	IBMINTERNATIONAL BUSINESS MACHS	3,765	$455K	0.12%
90	IWCISHARES TR	5,196	$453K	0.12%
91	NZFNUVEEN MUNICIPAL CREDIT INC	30,436	$449K	0.12%
92	AMZNAMAZON COM INC	162	$447K	0.12%
93	NYFISHARES TR	7,612	$438K	0.11%
94	UNPUNION PAC CORP	2,512	$425K	0.11%
95	IWFISHARES TR	2,203	$423K	0.11%
96	PEPPEPSICO INC	2,974	$393K	0.10%
97	ZTSZOETIS INC	2,847	$390K	0.10%
98	VVISA INC	3,340	$375K	0.10%	Put
99	EEMXSPDR INDEX SHS FDS	6,075	$362K	0.09%
100	ESGVVANGUARD WORLD FD	6,195	$349K	0.09%

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