Tortoise Investment Management, LLC Q2 2017 Filing

Filed August 2, 2017

Portfolio Value

$309.6M

Holdings

500

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (500 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	223,577	$54.4M	17.58%
2	—NUVEEN BUILD AMER BD OPPTNY	940,825	$20.3M	6.54%
3	IEMGISHARES INC	286,612	$14.3M	4.63%
4	SPYSPDR S&P 500 ETF TR	73,027	$12.6M	4.06%	Put
5	VCSHVANGUARD SCOTTSDALE FDS	156,302	$12.5M	4.04%
6	IWBISHARES TR	77,156	$10.4M	3.37%
7	ITOTISHARES TR	165,702	$9.2M	2.97%
8	—ABERDEEN ASIA PACIFIC INCOM	1,453,830	$7.3M	2.35%
9	NANNUVEEN NEW YORK QLT MUN INC	469,727	$6.6M	2.14%
10	IXUSISHARES TR	110,358	$6.3M	2.04%
11	AQLTISHARES TR	103,241	$6.3M	2.03%
12	—POWERSHARES ETF TR II	208,643	$6.3M	2.02%
13	IVEISHARES TR	59,261	$6.2M	2.01%
14	IJRISHARES TR	76,119	$5.3M	1.72%
15	IJSISHARES TR	37,926	$5.3M	1.71%
16	VWOVANGUARD INTL EQUITY INDEX F	115,144	$4.7M	1.52%
17	SCZISHARES TR	81,036	$4.7M	1.51%
18	DONSPDR DOW JONES INDL AVRG ETF	21,742	$4.6M	1.50%
19	NBBNUVEEN BUILD AMER BD FD	185,786	$3.9M	1.26%
20	—NUVEEN SELECT TAX FREE INCM	251,627	$3.5M	1.11%
21	SPSBSPDR SERIES TRUST	108,492	$3.3M	1.07%
22	EFAISHARES TR	49,769	$3.2M	1.05%
23	VSSVANGUARD INTL EQUITY INDEX F	28,204	$3.0M	0.98%
24	SHYDVANECK VECTORS ETF TR	123,340	$3.0M	0.97%
25	EEMVISHARES	50,285	$2.8M	0.90%
26	BRK/BBERKSHIRE HATHAWAY INC DEL	16,337	$2.8M	0.89%
27	—NUVEEN SELECT TAX FREE INCM	173,293	$2.5M	0.82%
28	VTVVANGUARD INDEX FDS	25,312	$2.4M	0.79%
29	IEIISHARES TR	19,744	$2.4M	0.79%
30	—NUVEEN MARYLAND QLT MUN INC	184,304	$2.4M	0.77%
31	VTIVANGUARD INDEX FDS	17,137	$2.1M	0.69%
32	VEAVANGUARD TAX MANAGED INTL FD	50,791	$2.1M	0.68%
33	NXPNUVEEN SELECT TAX FREE INCM	141,739	$2.0M	0.66%
34	—VANECK VECTORS ETF TR	64,990	$2.0M	0.65%
35	HYGISHARES TR	21,631	$1.9M	0.62%
36	SRLNSSGA ACTIVE ETF TR	39,318	$1.9M	0.60%
37	AAPLAPPLE INC	10,818	$1.6M	0.50%
38	—POWERSHARES ETF TR II	59,900	$1.5M	0.49%
39	NZFNUVEEN MUNICIPAL CREDIT INC	101,964	$1.5M	0.49%
40	—POWERSHARES ETF TR II	56,946	$1.4M	0.45%
41	VEUVANGUARD INTL EQUITY INDEX F	27,615	$1.4M	0.45%
42	EEMISHARES TR	32,242	$1.3M	0.43%
43	VTVANGUARD INTL EQUITY INDEX F	19,730	$1.3M	0.43%
44	DLSWISDOMTREE TR	18,884	$1.3M	0.42%
45	IWMISHARES TR	9,209	$1.3M	0.42%
46	SCHXSCHWAB STRATEGIC TR	21,189	$1.2M	0.40%
47	IWDISHARES TR	9,752	$1.1M	0.37%
48	XNXNXNUVEEN NY SELECT TAX FREE PR	76,625	$1.1M	0.35%
49	WOODISHARES TR	17,026	$1.0M	0.34%
50	UNHUNITEDHEALTH GROUP INC	5,500	$1.0M	0.33%
51	NVGNUVEEN AMT FREE MUN CR INC F	65,314	$990K	0.32%
52	TFISPDR SER TR	20,130	$980K	0.32%
53	JLSNUVEEN MTG OPPORTUNITY TERM	36,095	$924K	0.30%
54	SJNKSPDR SER TR	32,243	$902K	0.29%
55	IEFISHARES TR	8,047	$858K	0.28%
56	DGSWISDOMTREE TR	17,967	$822K	0.27%
57	KMIKINDER MORGAN INC DEL	42,313	$811K	0.26%
58	LQDISHARES TR	6,676	$805K	0.26%
59	SHVISHARES TR	7,215	$796K	0.26%
60	MUBISHARES TR	7,144	$787K	0.25%
61	LBEURL BRANDS INC	13,800	$744K	0.24%
62	DALDELTA AIR LINES INC DEL	21,048	$738K	0.24%	Put
63	VXUSVANGUARD STAR FD	14,115	$734K	0.24%
64	NUAGNUSHARES ETF TR	28,066	$691K	0.22%
65	VVVANGUARD INDEX FDS	6,014	$668K	0.22%
66	MUNIPIMCO ETF TR	11,875	$635K	0.21%
67	EWXSPDR INDEX SHS FDS	13,526	$631K	0.20%
68	SHYISHARES TR	7,242	$612K	0.20%
69	JNJJOHNSON & JOHNSON	4,349	$575K	0.19%
70	MSFTMICROSOFT CORP	7,981	$550K	0.18%
71	NRKNUVEEN NEW YORK AMT QLT MUNI	40,876	$536K	0.17%
72	CLCOLGATE PALMOLIVE CO	7,205	$534K	0.17%
73	OEFISHARES TR	4,975	$532K	0.17%
74	PEPPEPSICO INC	4,493	$519K	0.17%
75	AMZNAMAZON COM INC	536	$519K	0.17%
76	IWCISHARES TR	5,832	$519K	0.17%
77	IJHISHARES TR	2,958	$515K	0.17%
78	BRK-BBERKSHIRE HATHAWAY INC DEL	2	$509K	0.16%
79	IWFISHARES TR	4,239	$505K	0.16%
80	ESBAEMPIRE ST RLTY OP L P	23,940	$497K	0.16%
81	IBMINTERNATIONAL BUSINESS MACHS	3,201	$492K	0.16%
82	IGSBISHARES TR	4,574	$482K	0.16%
83	SCHESCHWAB STRATEGIC TR	18,272	$454K	0.15%
84	SCHFSCHWAB STRATEGIC TR	14,203	$451K	0.15%
85	—POWERSHARES ETF TRUST II	19,436	$450K	0.15%
86	NXJNUVEEN NEW JERSEY QULT MUN F	31,447	$431K	0.14%
87	FMATFIDELITY	13,706	$428K	0.14%
88	VOOVANGUARD INDEX FDS	1,827	$406K	0.13%
89	VTEBVANGUARD MUN BD FD INC	7,450	$382K	0.12%
90	AGGISHARES TR	3,484	$382K	0.12%
91	ISRGINTUITIVE SURGICAL INC	407	$381K	0.12%
92	HDHOME DEPOT INC	2,394	$367K	0.12%
93	VIGVANGUARD SPECIALIZED PORTFOL	3,860	$358K	0.12%
94	SBIWESTERN ASSET INTM MUNI FD I	35,935	$354K	0.11%
95	WYWEYERHAEUSER CO	10,520	$352K	0.11%
96	VFLDELAWARE INVT NAT MUNI INC F	26,205	$350K	0.11%
97	SCHOSCHWAB STRATEGIC TR	6,864	$346K	0.11%
98	SCHCSCHWAB STRATEGIC TR	10,232	$344K	0.11%
99	PGPROCTER AND GAMBLE CO	3,881	$338K	0.11%
100	—NUVEEN ENERGY MLP TOTL RTRNF	24,432	$323K	0.10%

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