Tortoise Investment Management, LLC Q2 2016 Filing

Filed August 3, 2016

Portfolio Value

$287.1M

Holdings

506

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (506 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	217,506	$45.8M	15.95%
2	—NUVEEN BUILD AMER BD OPPTNY	933,334	$21.2M	7.38%
3	NANNUVEEN NY DIVID ADVNTG MUN F	931,815	$14.6M	5.09%
4	XJQCXNUVEEN CR STRATEGIES INCM FD	1,482,068	$12.0M	4.17%
5	IEMGISHARES INC	258,796	$10.8M	3.77%
6	SPYSPDR S&P 500 ETF TR	54,662	$10.6M	3.70%	Put
7	—ABERDEEN ASIA PACIFIC INCOM	1,915,551	$9.6M	3.34%
8	IWBISHARES TR	80,087	$9.4M	3.26%
9	VCSHVANGUARD SCOTTSDALE FDS	105,929	$8.6M	2.98%
10	SHYDVANECK VECTORS ETF TR	298,638	$7.6M	2.65%
11	HYGISHARES TR	83,523	$7.1M	2.46%
12	ITOTISHARES TR	61,989	$5.9M	2.06%
13	SJNKSPDR SER TR	201,676	$5.4M	1.90%
14	—NUVEEN MD PREM INCOME MUN FD	361,530	$5.1M	1.79%
15	IXUSISHARES TR	104,464	$5.1M	1.78%
16	DONSPDR DOW JONES INDL AVRG ETF	23,136	$4.1M	1.44%
17	AQLTISHARES TR	77,642	$4.0M	1.40%
18	IJSISHARES TR	33,853	$4.0M	1.38%
19	IJRISHARES TR	33,683	$3.9M	1.36%
20	VWOVANGUARD INTL EQUITY INDEX F	108,116	$3.8M	1.33%
21	IVEISHARES TR	40,475	$3.8M	1.31%
22	SCZISHARES TR	68,713	$3.3M	1.16%
23	NZFNUVEEN ENHANCED MUN CREDIT O	202,545	$3.2M	1.12%
24	EFAISHARES TR	52,134	$2.9M	1.01%
25	BRK/BBERKSHIRE HATHAWAY INC DEL	18,800	$2.7M	0.95%
26	VSSVANGUARD INTL EQUITY INDEX F	27,067	$2.5M	0.88%
27	EEMVISHARES	48,748	$2.5M	0.88%
28	SPSBSPDR SERIES TRUST	74,154	$2.3M	0.79%
29	VTIVANGUARD INDEX FDS	17,476	$1.9M	0.65%
30	VEAVANGUARD TAX MANAGED INTL FD	52,925	$1.9M	0.65%
31	VTVVANGUARD INDEX FDS	21,368	$1.8M	0.63%
32	—NUVEEN SELECT TAX FREE INCM	96,798	$1.5M	0.54%
33	—POWERSHARES ETF TR II	57,703	$1.5M	0.51%
34	—POWERSHARES ETF TR II	43,403	$1.4M	0.48%
35	—POWERSHARES ETF TR II	51,400	$1.4M	0.48%
36	VEUVANGUARD INTL EQUITY INDEX F	30,635	$1.3M	0.46%
37	NVGNUVEEN ENHANCED AMT FREE MUN	80,704	$1.3M	0.46%
38	NXPNUVEEN SELECT TAX FREE INCM	78,955	$1.2M	0.43%
39	SCHXSCHWAB STRATEGIC TR	23,838	$1.2M	0.41%
40	DLSWISDOMTREE TR	20,084	$1.1M	0.39%
41	EEMISHARES TR	32,742	$1.1M	0.39%
42	XNXNXNUVEEN NY SELECT TAX FREE PR	75,481	$1.1M	0.38%
43	SRLNSSGA ACTIVE ETF TR	23,049	$1.1M	0.38%
44	AAPLAPPLE INC	10,915	$1.0M	0.36%
45	TFISPDR SER TR	20,300	$1.0M	0.36%
46	HYSPIMCO ETF TR	10,457	$1.0M	0.35%
47	IWDISHARES TR	9,752	$1.0M	0.35%
48	WOODISHARES TR	22,176	$1.0M	0.35%
49	IWMISHARES TR	8,548	$983K	0.34%
50	—NUVEEN SELECT TAX FREE INCM	65,689	$979K	0.34%
51	KMIKINDER MORGAN INC DEL	51,903	$972K	0.34%
52	LQDISHARES TR	7,908	$971K	0.34%
53	LBEURL BRANDS INC	13,800	$926K	0.32%
54	UNHUNITEDHEALTH GROUP INC	6,365	$899K	0.31%
55	NRKNUVEEN NY AMT FREE MUN INCOM	60,576	$864K	0.30%
56	VTVANGUARD INTL EQUITY INDEX F	13,660	$793K	0.28%
57	NBBNUVEEN BUILD AMER BD FD	34,397	$785K	0.27%
58	JLSNUVEEN MTG OPPORTUNITY TERM	33,230	$768K	0.27%
59	—SPDR SERIES TRUST	10,003	$666K	0.23%
60	BRK-BBERKSHIRE HATHAWAY INC DEL	3	$651K	0.23%
61	CLCOLGATE PALMOLIVE CO	8,644	$633K	0.22%
62	DGSWISDOMTREE TR	15,777	$611K	0.21%
63	VVVANGUARD INDEX FDS	6,263	$600K	0.21%
64	NXJNUVEEN NJ DIV ADVANTAGE MUN	37,832	$582K	0.20%
65	—POWERSHARES ETF TRUST II	24,871	$571K	0.20%
66	VXUSVANGUARD STAR FD	12,413	$552K	0.19%
67	IBMINTERNATIONAL BUSINESS MACHS	3,543	$538K	0.19%
68	JNJJOHNSON & JOHNSON	4,339	$526K	0.18%
69	KOCOCA COLA CO	11,134	$505K	0.18%
70	PEPPEPSICO INC	4,749	$503K	0.18%
71	WMTWAL-MART STORES INC	6,645	$485K	0.17%
72	OEFISHARES TR	4,975	$462K	0.16%
73	WYWEYERHAEUSER CO	15,389	$458K	0.16%
74	EWXSPDR INDEX SHS FDS	11,576	$456K	0.16%
75	IJHISHARES TR	2,958	$442K	0.15%
76	MSFTMICROSOFT CORP	8,423	$431K	0.15%
77	SCHESCHWAB STRATEGIC TR	19,549	$416K	0.14%
78	VFLDELAWARE INVT NAT MUNI INC F	27,405	$406K	0.14%
79	SBIWESTERN ASSET INTM MUNI FD I	35,935	$380K	0.13%
80	UNPUNION PAC CORP	4,220	$368K	0.13%
81	XNCMXNUVEEN CAL AMT-FREE MUN INC	21,431	$365K	0.13%
82	MUNIPIMCO ETF TR	6,310	$348K	0.12%
83	—VANECK VECTORS ETF TR	10,770	$348K	0.12%
84	BTTBLACKROCK MUN 2030 TAR TERM	14,220	$344K	0.12%
85	—NUVEEN ENERGY MLP TOTL RTRNF	26,257	$344K	0.12%
86	XOMEXXON MOBIL CORP	3,645	$342K	0.12%
87	SCHFSCHWAB STRATEGIC TR	12,591	$341K	0.12%
88	PGPROCTER & GAMBLE CO	3,877	$328K	0.11%
89	HDHOME DEPOT INC	2,557	$327K	0.11%
90	VIGVANGUARD SPECIALIZED PORTFOL	3,879	$323K	0.11%
91	WBAWALGREENS BOOTS ALLIANCE INC	3,820	$318K	0.11%
92	TAT&T INC	6,716	$290K	0.10%
93	NMTNUVEEN MASS PREM INCOME MUN	18,009	$284K	0.10%
94	ACWXISHARES TR	6,345	$247K	0.09%
95	VCITVANGUARD SCOTTSDALE FDS	2,670	$239K	0.08%
96	IWFISHARES TR	2,359	$237K	0.08%
97	TROWPRICE T ROWE GROUP INC	3,200	$234K	0.08%
98	MUBISHARES TR	1,969	$224K	0.08%
99	CLXCLOROX CO DEL	1,612	$223K	0.08%
100	DISDISNEY WALT CO	2,222	$217K	0.08%

Page 1 of 6Next