Tortoise Investment Management, LLC Q1 2016 Filing

Filed May 6, 2016

Portfolio Value

$278.2M

Holdings

404

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (404 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	IVVISHARES TR	211,712	$43.8M	15.73%
2	—NUVEEN BUILD AMER BD OPPTNY	840,940	$18.1M	6.51%
3	NANNUVEEN NY DIVID ADVNTG MUN F	1,132,411	$16.7M	6.00%
4	XJQCXNUVEEN CR STRATEGIES INCM FD	1,768,551	$14.0M	5.03%
5	—ABERDEEN ASIA PACIFIC INCOM	2,243,095	$11.2M	4.03%
6	SPYSPDR S&P 500 ETF TR	67,799	$10.5M	3.76%	Put
7	HYGISHARES TR	126,071	$10.3M	3.70%
8	IEMGISHARES INC	240,692	$10.0M	3.60%
9	IWBISHARES TR	80,713	$9.2M	3.31%
10	VCSHVANGUARD SCOTTSDALE FDS	82,894	$6.6M	2.38%
11	—NUVEEN MD PREM INCOME MUN FD	407,513	$5.5M	1.96%
12	SJNKSPDR SER TR	210,146	$5.4M	1.95%
13	ITOTISHARES TR	54,638	$5.1M	1.83%
14	NBBNUVEEN BUILD AMER BD FD	230,137	$5.0M	1.79%
15	DONSPDR DOW JONES INDL AVRG ETF	23,136	$4.1M	1.47%
16	IJRISHARES TR	33,296	$3.7M	1.35%
17	VWOVANGUARD INTL EQUITY INDEX F	106,983	$3.7M	1.33%
18	IXUSISHARES TR	74,222	$3.7M	1.32%
19	SCZISHARES TR	69,464	$3.5M	1.24%
20	IJSISHARES TR	29,850	$3.4M	1.22%
21	AQLTISHARES TR	60,111	$3.2M	1.15%
22	EFAISHARES TR	53,766	$3.1M	1.10%
23	BRK/BBERKSHIRE HATHAWAY INC DEL	18,325	$2.6M	0.93%
24	VSSVANGUARD INTL EQUITY INDEX F	26,764	$2.5M	0.90%
25	EEMVISHARES	46,107	$2.4M	0.85%
26	IVEISHARES TR	23,850	$2.1M	0.77%
27	SPSBSPDR SERIES TRUST	67,454	$2.1M	0.74%
28	—NUVEEN DIV ADVANTAGE MUN FD	138,400	$2.1M	0.74%
29	VTIVANGUARD INDEX FDS	17,476	$1.8M	0.66%
30	VTVVANGUARD INDEX FDS	21,368	$1.8M	0.63%
31	VEAVANGUARD TAX MANAGED INTL FD	48,793	$1.8M	0.63%
32	—POWERSHARES ETF TR II	59,813	$1.5M	0.53%
33	—NUVEEN SELECT TAX FREE INCM	95,448	$1.4M	0.51%
34	—POWERSHARES ETF TR II	46,168	$1.4M	0.50%
35	—POWERSHARES ETF TR II	53,400	$1.4M	0.49%
36	NXPNUVEEN SELECT TAX FREE INCM	86,789	$1.3M	0.46%
37	—NUVEEN QUALITY MUN FD INC	88,554	$1.3M	0.45%
38	WOODISHARES TR	26,812	$1.3M	0.45%
39	VEUVANGUARD INTL EQUITY INDEX F	28,437	$1.2M	0.44%
40	LBEURL BRANDS INC	13,800	$1.2M	0.44%
41	DLSWISDOMTREE TR	20,084	$1.2M	0.43%
42	XNXNXNUVEEN NY SELECT TAX FREE PR	83,411	$1.2M	0.42%
43	SCHXSCHWAB STRATEGIC TR	23,609	$1.2M	0.41%
44	LQDISHARES TR	9,690	$1.2M	0.41%
45	EEMISHARES TR	33,442	$1.1M	0.41%
46	TFISPDR SER TR	22,650	$1.1M	0.40%
47	NZFNUVEEN DIVID ADV MUN FD 3	71,407	$1.1M	0.38%
48	AAPLAPPLE INC	9,700	$1.1M	0.38%
49	HYSPIMCO ETF TR	10,547	$980K	0.35%
50	IWMISHARES TR	8,840	$978K	0.35%
51	KMIKINDER MORGAN INC DEL	53,627	$958K	0.34%
52	—NUVEEN SELECT TAX FREE INCM	65,689	$928K	0.33%
53	UNHUNITEDHEALTH GROUP INC	6,365	$820K	0.29%
54	IWDISHARES TR	7,992	$790K	0.28%
55	IBMINTERNATIONAL BUSINESS MACHS	4,917	$745K	0.27%
56	BABOEING CO	5,396	$685K	0.25%
57	SRLNSSGA ACTIVE ETF TR	14,489	$673K	0.24%
58	CLCOLGATE PALMOLIVE CO	9,490	$670K	0.24%
59	NRKNUVEEN NY AMT FREE MUN INCOM	49,660	$667K	0.24%
60	JLSNUVEEN MTG OPPORTUNITY TERM	29,330	$659K	0.24%
61	NXJNUVEEN NJ DIV ADVANTAGE MUN	45,490	$644K	0.23%
62	BRK-BBERKSHIRE HATHAWAY INC DEL	3	$640K	0.23%
63	DGSWISDOMTREE TR	16,677	$630K	0.23%
64	—SPDR SERIES TRUST	10,003	$629K	0.23%
65	VTVANGUARD INTL EQUITY INDEX F	10,695	$617K	0.22%
66	VVVANGUARD INDEX FDS	6,263	$589K	0.21%
67	—POWERSHARES ETF TRUST II	25,747	$585K	0.21%
68	WYWEYERHAEUSER CO	18,589	$576K	0.21%
69	XNCMXNUVEEN CAL AMT-FREE MUN INC	32,231	$516K	0.19%
70	PEPPEPSICO INC	4,974	$510K	0.18%
71	SBIWESTERN ASSET INTM MUNI FD I	46,935	$487K	0.18%
72	XOMEXXON MOBIL CORP	5,672	$474K	0.17%
73	JNJJOHNSON & JOHNSON	4,315	$467K	0.17%
74	EWXSPDR INDEX SHS FDS	11,726	$456K	0.16%
75	OEFISHARES TR	4,975	$455K	0.16%
76	VXUSVANGUARD STAR FD	9,538	$428K	0.15%
77	IJHISHARES TR	2,958	$427K	0.15%
78	VFLDELAWARE INVT NAT MUNI INC F	29,623	$409K	0.15%
79	MRKMERCK & CO INC NEW	7,726	$409K	0.15%
80	NMTNUVEEN MASS PREM INCOME MUN	27,453	$404K	0.15%
81	—NUVEEN CALIF MUNICPAL VALU F	22,232	$403K	0.14%
82	MSFTMICROSOFT CORP	7,203	$398K	0.14%
83	—NUVEEN ENERGY MLP TOTL RTRNF	36,783	$373K	0.13%
84	VIGVANGUARD SPECIALIZED PORTFOL	4,411	$358K	0.13%
85	SCHESCHWAB STRATEGIC TR	17,200	$357K	0.13%
86	HDHOME DEPOT INC	2,657	$355K	0.13%
87	PGPROCTER & GAMBLE CO	4,180	$344K	0.12%
88	MUNIPIMCO ETF TR	6,310	$342K	0.12%
89	UNPUNION PAC CORP	4,220	$336K	0.12%
90	BTTBLACKROCK MUN 2030 TAR TERM	14,220	$326K	0.12%
91	KOCOCA COLA CO	6,734	$312K	0.11%
92	WMTWAL-MART STORES INC	4,535	$311K	0.11%
93	SCHFSCHWAB STRATEGIC TR	11,214	$304K	0.11%
94	VCITVANGUARD SCOTTSDALE FDS	3,070	$267K	0.10%
95	GEGENERAL ELECTRIC CO	8,367	$266K	0.10%
96	ACWXISHARES TR	6,345	$251K	0.09%
97	TROWPRICE T ROWE GROUP INC	3,200	$235K	0.08%
98	VWOBVANGUARD WHITEHALL FDS INC	3,009	$232K	0.08%
99	CVXCHEVRON CORP NEW	2,391	$228K	0.08%
100	MMM3M CO	1,350	$225K	0.08%

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