TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2019 Filing

Filed October 31, 2019

Portfolio Value

$7.4B

Holdings

751

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (751 positions)

#	Stock	Shares	Value	% Portfolio
401	KEYKeyCorp	87,369	$1.6M	0.02%
402	SGENEURSeattle Genetics Inc	18,015	$1.5M	0.02%
403	LULULululemon Athletica Inc.	7,922	$1.5M	0.02%
404	—Capital One Financial Corp. Pr	1,504,000	$1.5M	0.02%
405	RDS/ARoyal Dutch Shell F ADR	25,811	$1.5M	0.02%
406	XLYSector SPDR fd Consumer Discre	12,510	$1.5M	0.02%
407	—Bank of Montreal	1,501,000	$1.5M	0.02%
408	BBTUSDBB&T Corp	28,100	$1.5M	0.02%
409	DLPHDelphi Technologies PLC	111,865	$1.5M	0.02%
410	PFFiShares Preferred and Income S	39,684	$1.5M	0.02%
411	JEFJefferies Financial Group Inc.	78,881	$1.5M	0.02%
412	NEWREURNew Relic Inc	23,600	$1.4M	0.02%
413	GMGeneral Mtrs Co	38,638	$1.4M	0.02%
414	CNRCanadian Natl RY Co	15,889	$1.4M	0.02%
415	WBAWalgreens Boots Alliance Inc	25,446	$1.4M	0.02%
416	ABGAmerisourceBergen Corp.	17,066	$1.4M	0.02%
417	VIGVanguard Dividend Appreciation	11,475	$1.4M	0.02%
418	TSCOTractor Supply Co	15,000	$1.4M	0.02%
419	CICigna Corporation	8,834	$1.3M	0.02%
420	DONSPDR Dow Jones Industrial Aver	4,928	$1.3M	0.02%
421	ZBHZimmer Biomet Hldgs Inc	9,605	$1.3M	0.02%
422	OKEOneok Inc	17,500	$1.3M	0.02%
423	DFSEURDiscover Financial Services	15,854	$1.3M	0.02%
424	USMVIShares Tr USA Min Vol ID	19,924	$1.3M	0.02%
425	LLYEli Lilly & Co	11,345	$1.3M	0.02%
426	BLBDBlue Bird Corp	66,623	$1.3M	0.02%
427	XLEEnergy Select Sector SPDR Fund	21,320	$1.3M	0.02%
428	FPIFarmland Partners Inc.	187,380	$1.3M	0.02%
429	HSICHenry Schein, Inc.	19,700	$1.3M	0.02%
430	—Jpmorgan TR I US Large SEL	52,037	$1.2M	0.02%
431	VXFVanguard Extended Market	10,700	$1.2M	0.02%
432	LDELandec Corporation	113,450	$1.2M	0.02%
433	AMDAdvanced Micro Devices, Inc.	41,870	$1.2M	0.02%
434	ACADAcadia Pharmaceuticals Inc	33,525	$1.2M	0.02%
435	CVLTCommVault Systems, Inc.	26,500	$1.2M	0.02%
436	EEFTEuronet Services Inc.	8,080	$1.2M	0.02%
437	CCLCarnival Corp.	26,875	$1.2M	0.02%
438	MDYSPDR S&P MIDCAP 400 ETF IV	3,312	$1.2M	0.02%
439	IXUSIShares Tr Core MSCI Total Int	20,000	$1.2M	0.02%
440	LUVSouthwest Airls Co	21,362	$1.2M	0.02%
441	VRSKVerisk Analytics Inc - Class A	7,300	$1.2M	0.02%
442	VOOVanguard S&P 500 ETF	4,220	$1.1M	0.02%
443	PSXPhillips 66	11,172	$1.1M	0.02%
444	JDJD Com Inc. Cl A	40,000	$1.1M	0.02%
445	TRUTransUnion	13,900	$1.1M	0.02%
446	MIDDMiddleby Corporation	9,570	$1.1M	0.02%
447	—Luminex Corp.	54,050	$1.1M	0.02%
448	CVSCVS Health Corp Com	17,615	$1.1M	0.02%
449	NDQPowerShares QQQ	5,830	$1.1M	0.01%
450	WDFCWD 40 Co	5,970	$1.1M	0.01%
451	J2AWilldan Group Inc	30,669	$1.1M	0.01%
452	AZZAZZ Incorporated	24,505	$1.1M	0.01%
453	IJHiShares S&P MidCap 400	5,500	$1.1M	0.01%
454	VOCVoc Energy Trust	200,000	$1.1M	0.01%
455	SYMCEURSymantec Corp	44,741	$1.1M	0.01%
456	IACIEURIAC/Interactivecorp	4,825	$1.1M	0.01%
457	WFCWells Fargo Co New	20,753	$1.0M	0.01%
458	AMEAmetek Inc.	11,350	$1.0M	0.01%
459	—Computer Task Group Inc.	204,315	$1.0M	0.01%
460	—Wachovia Cap Tr III	1,018,000	$1.0M	0.01%
461	MGCVanguard Mega Cap	9,900	$1.0M	0.01%
462	VLOValero Energy Corp	11,914	$1.0M	0.01%
463	—Gome Retail Hlds	12,525	$1.0M	0.01%
464	GLDM1USDSPDR Gold MiniShares Trust	67,850	$997K	0.01%
465	GGGGraco Inc	21,522	$991K	0.01%
466	XLCSelect Sector Spdr Tr Communic	19,500	$966K	0.01%
467	OMCOmnicom Group Inc.	12,314	$964K	0.01%
468	—JPMorgan Chase & VAR 99 Due 1	950,000	$950K	0.01%
469	VENVentas Inc.	12,675	$926K	0.01%
470	TRVCCitigroup Inc.	13,392	$925K	0.01%
471	PFPTProofpoint Inc.	7,150	$923K	0.01%
472	—Tocqueville Phoenix Fund	47,216	$919K	0.01%
473	MFS1EURWelbilt Inc.	51,548	$869K	0.01%
474	—Nestle SA	8,000	$869K	0.01%
475	GDENGolden Entertainment Inc	65,000	$864K	0.01%
476	BUSDBarnes Group Inc.	16,675	$859K	0.01%
477	GNTXGentex Corp.	30,990	$853K	0.01%
478	MKTXMarketaxess Holdings Inc	2,606	$853K	0.01%
479	PGJInvesco Golden Drageon China E	23,830	$849K	0.01%
480	XLFIConsumer Staples Select Sector	13,545	$832K	0.01%
481	IWFiShares Russell 1000 Growth Fu	5,167	$825K	0.01%
482	SDYSPDR S&P Dividend ETF	8,029	$824K	0.01%
483	IMXIInternational Money Express In	60,000	$824K	0.01%
484	MTCHEURMatch Group	11,535	$824K	0.01%
485	SBSWSibanye Gold ADR	150,000	$810K	0.01%
486	—McDermott International Inc.	400,616	$809K	0.01%
487	ROSTRoss Stores Inc.	7,150	$785K	0.01%
488	CSBRChampions Oncology Inc.	134,568	$760K	0.01%
489	KYNKayne Anderson Midstream Inves	52,500	$759K	0.01%
490	COPConocoPhillips	13,298	$758K	0.01%
491	CDNSCadence Design Systems Inc.	11,396	$753K	0.01%
492	WSMWilliams Sonoma Inc	11,000	$748K	0.01%
493	—Momenta Pharmaceutical Inc.	57,300	$743K	0.01%
494	LAMRLamar Advertising Co. - Cl A	9,070	$743K	0.01%
495	VEUVanguard FTSE All-World Ex-US	14,700	$734K	0.01%
496	FITBFifth Third Bancorp	26,314	$720K	0.01%
497	AMRNAmarin Corp Plc	47,350	$718K	0.01%
498	PEGPublic Service Enterprise Grou	11,573	$718K	0.01%
499	HEIHeico Corporation	5,597	$699K	0.01%
500	MCKMcKesson Corporation	5,019	$686K	0.01%

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