TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2016 Filing

Filed October 31, 2016

Portfolio Value

$8.3B

Holdings

832

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (832 positions)

#	Stock	Shares	Value	% Portfolio
501	ORealty Income Corp.	15,484	$1.0M	0.01%
502	CICigna Corp.	7,933	$1.0M	0.01%
503	ASGNOn Assignment Inc	28,100	$1.0M	0.01%
504	—JPMorgan Chase & Var 99 Due 12	975,000	$1.0M	0.01%
505	—Rockhaven Resources Ltd	6,400,000	$1.0M	0.01%
506	—Canadian Energy Services & Tec	249,550	$992K	0.01%
507	MRO*Marathon Oil Corporation	62,450	$987K	0.01%
508	CNSLEURConsolidated Communications	39,059	$986K	0.01%
509	—PNC FINANCIA 6.125% PFD PFD SE	33,740	$984K	0.01%
510	KIMKimco Realty Corp COM	33,957	$983K	0.01%
511	COLLCollegium Pharmaceutical Inc	50,900	$980K	0.01%
512	ABMDEURAbiomed Inc	7,600	$977K	0.01%
513	COSTCostco Wholesale Co	6,338	$967K	0.01%
514	FLT1EURFleetcor Technologies Inc.	5,550	$964K	0.01%
515	GBYSangamo BioSciences, Inc.	207,365	$960K	0.01%
516	GWREGuidewire Software Inc	15,650	$939K	0.01%
517	HANHawaiian Holdings Inc	19,250	$936K	0.01%
518	RAREUltragenyx Pharmaceutical Inc	13,200	$936K	0.01%
519	GDENGolden Entertainment Inc	75,000	$935K	0.01%
520	SLCAU.S. Silica Holdings Inc.	20,000	$931K	0.01%
521	FBINFortune Brands Home & Sec Inc	15,850	$921K	0.01%
522	MDLZMondelez Intl Inc	20,928	$919K	0.01%
523	—La Jolla Pharmaceuticals Co	37,900	$902K	0.01%
524	CSGPCostar Group Inc.	4,125	$893K	0.01%
525	LTCLTC Properties, Inc.	17,095	$889K	0.01%
526	—Jpmorgan TR I US Large SEL	31,771	$889K	0.01%
527	IRBTQiRobot Corp Com	20,000	$880K	0.01%
528	IWNiShares - Russell 2000 Value F	8,310	$870K	0.01%
529	ESEversource Energy	15,983	$866K	0.01%
530	—Autobytel Inc Com New	48,150	$857K	0.01%
531	TKRTimken Company	24,300	$854K	0.01%
532	ISRGIntuitive Surgical, Inc.	1,175	$852K	0.01%
533	ACRSAclaris Therapeutics Inc.	33,000	$845K	0.01%
534	WDFCWD 40 CO COM STK	7,496	$843K	0.01%
535	PPLPPL Corporation	24,269	$839K	0.01%
536	—Rubicon Minerals Corp.	19,771,800	$825K	0.01%
537	—Almadex Minerals Ltd	1,240,000	$813K	0.01%
538	HNGRUSDHanger Orthopedic Group	95,385	$811K	0.01%
539	PHParker Hannifin Corporation	6,314	$793K	0.01%
540	CLXClorox Company	6,335	$793K	0.01%
541	LYBLyondellbasell Inds F Class A	9,764	$788K	0.01%
542	IRWDIronwood Pharmaceuticals, Inc.	49,612	$788K	0.01%
543	CLRUSDContinental Resources, Inc.	15,175	$788K	0.01%
544	MTNVail Resorts Inc	5,001	$785K	0.01%
545	ALKAlaska Air Group Inc.	11,920	$785K	0.01%
546	—HSBC HOLDINGS PLC 8.125%	28,766	$778K	0.01%
547	MDYSPDR S&P MIDCAP 400 ETF IV	2,757	$778K	0.01%
548	—Tandem Diabetes Care Inc	101,400	$777K	0.01%
549	LITELumentum Holdings Inc	18,500	$773K	0.01%
550	—Ultrashort QQQ Proshares	31,805	$771K	0.01%
551	MHKMohawk Industries, Inc.	3,850	$771K	0.01%
552	—East Asia Minerals Corp	67,623,933	$771K	0.01%
553	—Advaxis Inc	71,300	$762K	0.01%
554	WABWabtec Inc.	9,325	$761K	0.01%
555	DONSPDR Dow Jones Industrial Aver	4,105	$750K	0.01%
556	EDCDirexion Shs ETF Tr Dly Emg Mk	11,500	$745K	0.01%
557	BKRBaker Hughes Inc Com	14,750	$744K	0.01%
558	—Biospecifics Technologies Corp	16,000	$731K	0.01%
559	PAYXPaychex Inc	12,488	$723K	0.01%
560	WBC1EURWabco Holdings Inc	6,350	$721K	0.01%
561	AWMSkyworks Solutions	9,450	$720K	0.01%
562	—Citigroup Inc. Series K	25,000	$720K	0.01%
563	TXNTexas Instruments Inc.	10,156	$713K	0.01%
564	CHDChurch & Dwight Co., Inc.	14,850	$712K	0.01%
565	ECLEcolab Inc.	5,840	$711K	0.01%
566	SSBUSDSouth St Corp	9,475	$711K	0.01%
567	IDXXIDEXX Laboratories, Inc.	6,288	$709K	0.01%
568	—Crescent Point Energy Corp.	53,150	$702K	0.01%
569	ORLYO'Reilly Automotive, Inc.	2,484	$696K	0.01%
570	—Nestle SA	8,800	$693K	0.01%
571	VOOVanguard S&P 500 ETF	3,482	$692K	0.01%
572	XRAYDentsply Sirona Inc	11,546	$686K	0.01%
573	—Ceb Inc COM	12,500	$681K	0.01%
574	COPConocoPhillips	15,645	$680K	0.01%
575	MSIMotorola Solutions, Inc.	8,895	$679K	0.01%
576	VENVentas Inc.	9,553	$675K	0.01%
577	ARRYEURArray Biopharma Inc.	100,000	$675K	0.01%
578	—DBV Technologies SA	18,500	$672K	0.01%
579	VYXNCR Corp.	20,800	$670K	0.01%
580	AMEAmetek Inc.	13,950	$667K	0.01%
581	—Zions Bancorp 6.3% PFD DUTCH T	22,243	$666K	0.01%
582	RDNTRadnet Inc	89,425	$662K	0.01%
583	ICPTUSDIntercept Pharmaceuticals Inc	4,000	$658K	0.01%
584	MLMMartin Marietta Materials, Inc	3,675	$658K	0.01%
585	—Adamas Pharmaceutivals Inc Com	40,000	$656K	0.01%
586	PODDInsulet Corp	16,000	$655K	0.01%
587	NOVEURNational-Oilwell Varco Inc.	17,668	$649K	0.01%
588	BSMBlack Stone Minerals	35,860	$639K	0.01%
589	NOCNorthrop Grumman Corporation	2,985	$639K	0.01%
590	SDYSPDR S&P Dividend ETF	7,536	$636K	0.01%
591	DISCAUSDDiscovery Communicatn Inc Seri	23,471	$632K	0.01%
592	XLYSector SPDR fd Consumer Discre	7,900	$632K	0.01%
593	VLOValero Energy Corp	11,765	$624K	0.01%
594	WSOWatsco Inc. Cl A	4,400	$620K	0.01%
595	CITCintas	5,506	$620K	0.01%
596	EFGIshares MSCI EAFE Growth Index	9,050	$619K	0.01%
597	MCKMcKesson Corporation	3,695	$616K	0.01%
598	IWFiShares Russell 1000 Growth Fu	5,872	$612K	0.01%
599	NTRANatera Inc.	55,000	$611K	0.01%
600	—Chemtura Corporation	18,550	$609K	0.01%

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