SUMITOMO MITSUI FINANCIAL GROUP, INC. Q3 2019 Filing

Filed November 8, 2019

Portfolio Value

$1.2B

Holdings

128

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (128 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	VOOVANGUARD INDEX FDS	1,020,000	$278.1M	23.03%
2	NDQINVESCO QQQ TR	9,646	$190.6M	15.79%
3	SPYSPDR S&P500 ETF TR	359,286	$106.6M	8.83%
4	CMECME GROUP INC	471,846	$98.4M	8.15%
5	IVVISHARES TR	320,000	$95.5M	7.91%
6	XYZSQUARE INC	998,579	$61.8M	5.12%
7	LQDISHARES TR	274,445	$35.0M	2.90%
8	AGGISHARES TR	302,990	$34.3M	2.84%
9	PFFISHARES TR	678,080	$25.4M	2.11%
10	IGSBISHARES TR	462,458	$24.8M	2.06%
11	HYGISHARES TR	260,455	$22.7M	1.88%
12	MBBISHARES TR	179,579	$19.4M	1.61%
13	IEFISHARES TR	153,870	$17.3M	1.43%
14	BABINVESCO EXCHNG TRADED FD TR	430,450	$13.9M	1.16%
15	SHYISHARES TR	144,872	$12.3M	1.02%
16	NFLXNETFLIX INC	164,700	$10.4M	0.86%	Put
17	GQ9SPDR GOLD TRUST	72,451	$10.1M	0.83%
18	XLFISELECT SECTOR SPDR TR	112,155	$6.9M	0.57%
19	MSFTMICROSOFT CORP	43,600	$6.9M	0.57%
20	NVDANVIDIA CORP	38,841	$6.7M	0.55%
21	AMDADVANCED MICRO DEVICES INC	214,933	$6.2M	0.51%
22	JNJJOHNSON & JOHNSON	30,992	$4.0M	0.33%
23	LMTLOCKHEED MARTIN CORP	10,224	$4.0M	0.33%
24	JPMJPMORGAN CHASE & CO	32,342	$3.8M	0.32%
25	VVISA INC	21,658	$3.7M	0.31%
26	NFLXNETFLIX INC	13,935	$3.7M	0.30%
27	XLUSELECT SECTOR SPDR TR	56,011	$3.6M	0.30%
28	NKENIKE INC	38,505	$3.6M	0.30%
29	CSCOCISCO SYS INC	71,494	$3.5M	0.29%
30	GOOGALPHABET INC	2,855	$3.5M	0.29%
31	APDAIR PRODS & CHEMS INC	15,662	$3.5M	0.29%
32	NVDANVIDIA CORP	243,523	$3.4M	0.28%	Call
33	AAPLAPPLE INC	14,881	$3.3M	0.27%
34	VGTVANGUARD WORLD FDS	15,287	$3.3M	0.27%
35	UNHUNITEDHEALTH GROUP INC	13,631	$3.0M	0.25%
36	EEMISHARES TR	70,947	$2.9M	0.24%
37	AMGNAMGEN INC	14,867	$2.9M	0.24%
38	KMBKIMBERLY CLARK CORP	20,105	$2.9M	0.24%
39	TRVTRAVELERS COMPANIES INC	18,589	$2.8M	0.23%
40	BACVERIZON COMMUNICATIONS INC	44,522	$2.7M	0.22%
41	KOCOCA COLA CO	46,912	$2.6M	0.21%
42	XOMEXXON MOBIL CORP	34,245	$2.4M	0.20%
43	SPLKCHFSPLUNK INC	20,461	$2.4M	0.20%
44	HRBSQUARE INC	1,232,340	$2.4M	0.20%	Call
45	CMICUMMINS INC	14,538	$2.4M	0.20%
46	BONDPIMCO ETF TR	20,025	$2.2M	0.18%
47	GMGENERAL MTRS CO	57,916	$2.2M	0.18%
48	CVXCHEVRON CORP NEW	17,381	$2.1M	0.17%
49	EMBISHARES TR	17,725	$2.0M	0.17%
50	SDYSPDR SERIES TRUST	19,536	$2.0M	0.17%
51	HRBSQUARE INC	466,000	$1.8M	0.15%	Put
52	BLKCHFBLACKROCK INC	4,112	$1.8M	0.15%
53	MUMICRON TECHNOLOGY INC	35,832	$1.5M	0.13%
54	PGPROCTER & GAMBLE CO	12,299	$1.5M	0.13%
55	IYRISHARES TR	15,420	$1.4M	0.12%
56	WMTWALMART INC	7,015	$1.4M	0.12%
57	GOOGLALPHABET INC	1,130	$1.4M	0.11%
58	AMDADVANCED MICRO DEVICES INC	205,000	$1.4M	0.11%	Put
59	ELLAUDER ESTEE COS INC	5,660	$1.1M	0.09%
60	CPRICAPRI HOLDINGS LIMITED	34,047	$1.1M	0.09%
61	—XILINX INC	53,500	$1.1M	0.09%	Put
62	EWJISHARES INC	19,000	$1.1M	0.09%
63	ISRGINTUITIVE SURGICAL INC	1,992	$1.1M	0.09%
64	SYYSYSCO CORP	12,863	$1.0M	0.08%
65	AMATAPPLIED MATLS INC	20,440	$1.0M	0.08%
66	SH1USDPROSHARES TR	36,789	$961K	0.08%
67	TIPISHARES TR	7,911	$920K	0.08%
68	—SPLUNK INC	44,400	$896K	0.07%	Put
69	AMDADVANCED MICRO DEVICES INC	448,361	$787K	0.07%	Call
70	TSNTYSON FOODS INC	8,851	$762K	0.06%
71	AMZNAMAZON COM INC	5,700	$722K	0.06%	Put
72	AQLTISHARES TR	6,940	$708K	0.06%
73	DISDISNEY WALT CO	4,951	$643K	0.05%
74	MUMICRON TECHNOLOGY INC	292,284	$632K	0.05%	Call
75	NVDANVIDIA CORP	32,000	$604K	0.05%	Put
76	VCRVANGUARD WORLD FDS	3,257	$587K	0.05%
77	INDAISHARES TR	14,835	$498K	0.04%
78	FEYECHFFIREEYE INC	37,952	$497K	0.04%
79	GDXVANECK VECTORS ETF TR	16,365	$437K	0.04%
80	METAFACEBOOK INC	2,396	$424K	0.04%
81	CRMSALESFORCE COM INC	2,856	$423K	0.04%
82	SRESEMPRA ENERGY	2,655	$384K	0.03%
83	AMZNAMAZON COM INC	200	$346K	0.03%
84	IBBISHARES TR	3,319	$330K	0.03%
85	PYPLPAYPAL HLDGS INC	3,232	$330K	0.03%
86	PYPLPAYPAL HLDGS INC	27,000	$327K	0.03%	Put
87	NFLXNETFLIX INC	78,500	$322K	0.03%	Call
88	XBISPDR SERIES TRUST	4,007	$306K	0.03%
89	MOALTRIA GROUP INC	6,719	$275K	0.02%
90	MUMICRON TECHNOLOGY INC	58,000	$265K	0.02%	Put
91	—FIREEYE INC	98,300	$248K	0.02%	Put
92	GDXJVANECK VECTORS ETF TR	6,520	$236K	0.02%
93	IGVISHARES TR	1,112	$236K	0.02%
94	CPRICAPRI HOLDINGS LIMITED	28,600	$234K	0.02%	Put
95	BABAALIBABA GROUP HLDG LTD	1,410	$234K	0.02%
96	IWMISHARES TR	1,499	$227K	0.02%
97	SKYYFIRST TR EXCHANGE TRADED FD	4,030	$227K	0.02%
98	VTVANGUARD INTL EQUITY INDEX F	2,607	$195K	0.02%
99	SPLVINVESCO EXCHNG TRADED FD TR	3,244	$188K	0.02%
100	IYEISHARES TR	5,557	$176K	0.01%

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