SONA ASSET MANAGEMENT (US) LLC Q4 2021 Filing

Filed February 11, 2022

Portfolio Value

$190.1M

Holdings

349

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (349 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	MDB 0.25 01/15/26MONGODB INC	8,400,000	$21.5M	11.28%
2	—TIO TECH A	967,393	$9.4M	4.92%
3	IQ 4 12/15/26IQIYI INC	11,765,000	$8.6M	4.50%
4	INSM 0.75 06/01/28INSMED INC	6,000,000	$6.5M	3.44%
5	—PACIRA BIOSCIENCES INC	5,700,000	$5.8M	3.08%
6	PANW 0.375 06/01/25PALO ALTO NETWORKS INC	3,000,000	$5.7M	3.00%
7	—TB SA ACQUISITION CORP	570,000	$5.6M	2.93%
8	PDD 0 12/01/25PINDUODUO INC	6,000,000	$5.4M	2.86%
9	PXD 0.25 05/15/25PIONEER NAT RES CO	3,000,000	$5.4M	2.83%
10	PR 3.25 04/01/28CENTENNIAL RESOURCE DEV INC	4,135,000	$5.2M	2.74%
11	CHGG 0 09/01/26CHEGG INC	5,400,000	$4.5M	2.36%
12	SABHLD 4 04/15/25SABRE GLBL INC	2,850,000	$3.9M	2.05%
13	—ON SEMICONDUCTOR CORP	1,138,000	$3.7M	1.97%
14	—ARTISAN ACQUISITION CORP	318,983	$3.2M	1.66%
15	SEALTD 0.25 09/15/26SEA LTD	3,000,000	$2.8M	1.45%
16	—FRONTIER INVESTMENT CORP	285,000	$2.8M	1.45%
17	—CONSTELLATION ACQUISITN CORP	275,000	$2.7M	1.41%
18	ZIMZIM INTEGRATED SHIPPING SERV	42,067	$2.5M	1.30%
19	—APOLLO STRATEGIC GRWT CPTL I	228,000	$2.2M	1.17%
20	EXECHESAPEAKE ENERGY CORP	30,000	$1.9M	1.02%
21	—SCION TECH GROWTH I	191,580	$1.9M	0.98%
22	—PIONEER MERGER CORP	171,000	$1.7M	0.89%
23	—AEQUI ACQUISITION CORP	165,400	$1.6M	0.85%
24	—LAZARD GROWTH ACQUISITION CO	157,000	$1.5M	0.80%
25	HAIAFHEALTHCARE AI ACQUISITION CO	150,000	$1.5M	0.79%
26	XYZBLOCK INC	9,060	$1.5M	0.77%
27	—TAILWIND TWO ACQUISITION COR	142,500	$1.4M	0.74%
28	JWSMFJAWS MUSTANG ACQUISITION COR	142,500	$1.4M	0.73%
29	DC4DEXCOM INC	2,397	$1.3M	0.68%
30	—LIONHEART ACQUISITION CORP I	120,000	$1.2M	0.63%
31	—INTERPRIVATE III FINANCIAL P	114,000	$1.1M	0.59%
32	—GORES TECHNOLOGY PARTNERS II	114,000	$1.1M	0.59%
33	—VECTOR ACQUISITION CORP II	114,000	$1.1M	0.59%
34	—INTERPRIVATE IV INFRATECH PR	114,000	$1.1M	0.59%
35	FVAVFORTRESS VALUE ACQUISI CORP	114,000	$1.1M	0.58%
36	—SIMON PROPERTY GRP ACQ HOLDI	114,000	$1.1M	0.58%
37	—FAST ACQUISITION CORP II	114,000	$1.1M	0.58%
38	—INTERPRIVATE II ACQUISITION	114,000	$1.1M	0.58%
39	—TWIN RIDGE CAPITAL ACQUIS CO	114,000	$1.1M	0.58%
40	IQ 2 04/01/25IQIYI INC	1,500,000	$1.1M	0.58%
41	—GAMING & HOSPITALITY ACQU CO	100,000	$975K	0.51%
42	ILMNILLUMINA INC	2,520	$959K	0.50%
43	—EQUITY DISTR ACQUISITION COR	96,249	$945K	0.50%
44	—COMPUTE HEALTH ACQUISITIN CO	95,547	$930K	0.49%
45	—INVESTCORP EUROPE ACQUISITIO	90,000	$907K	0.48%
46	—GENESIS GRWT TECH ACQUSTN CO	90,000	$906K	0.48%
47	GCTSCONCORD ACQUISITION CORP III	90,000	$891K	0.47%
48	—DIGITAL TRANSFORMATN OPT COR	90,693	$879K	0.46%
49	—D AND Z MEDIA ACQUISITION CO	85,500	$834K	0.44%
50	EXPEEXPEDIA GROUP INC	4,304	$778K	0.41%
51	BHCBAUSCH HEALTH COS INC	419,700	$757K	0.40%	Call
52	—TAILWIND INTERNATNAL ACQ COR	75,000	$731K	0.38%
53	—SCION TECH GROWTH II	75,000	$730K	0.38%
54	—BLUERIVER ACQUISITION CORP	75,000	$729K	0.38%
55	—SCP & CO HEALTHCARE ACQUSTN	68,400	$670K	0.35%
56	EXEELCHESAPEAKE ENERGY CORP	20,323	$658K	0.35%
57	—MOTIVE CAPITAL CORP	62,984	$620K	0.33%
58	—CAPITALWORKS EMNG MKTS ACQST	60,000	$604K	0.32%
59	—CRESCERA CAP ACQUISITION COR	60,000	$601K	0.32%
60	—CACTUS ACQUISITION CORP 1 LT	60,000	$600K	0.32%
61	—FTAC ZEUS ACQUISITION COR	60,000	$600K	0.32%
62	—ESGEN ACQUISITION CORP	60,000	$595K	0.31%
63	—ONYX ACQUISITION CO I	60,000	$595K	0.31%
64	—LAVA MEDTECH ACQUISITION COR	60,000	$594K	0.31%
65	LION1EURLIONHEART III CORP	60,000	$591K	0.31%
66	—FOCUS IMPACT ACQUISITION COR	60,000	$589K	0.31%
67	—APOLLO STRATEGIC GROWTH CAPT	88,800	$567K	0.30%	Call
68	—GORES TECHNOLOGY PARTNERS IN	57,000	$565K	0.30%
69	CCIXCHURCHILL CAPITAL CORP VII	57,000	$561K	0.30%
70	—BYTE ACQUISITION CORP	57,000	$558K	0.29%
71	—KL ACQUISITION CORP	57,000	$557K	0.29%
72	—GORES HOLDINGS VII INC	57,000	$557K	0.29%
73	—NIGHTDRAGON ACQUISITION CORP	57,000	$556K	0.29%
74	—TCW SPECIAL PURPOSE ACQU COR	57,000	$556K	0.29%
75	1ZRATLANTIC COASTAL ACQUISTN CO	57,000	$556K	0.29%
76	—RXR ACQUISITION CORP	57,000	$556K	0.29%
77	PLMKPLUM ACQUISITION CORP I	57,000	$555K	0.29%
78	—PERIDOT ACQUISITION CORP II	57,000	$555K	0.29%
79	—L CATTERTON ASIA ACQUISITION	57,000	$555K	0.29%
80	—LEVERE HOLDINGS CORP	57,000	$555K	0.29%
81	—LANDCADIA HOLDINGS IV INC	57,000	$555K	0.29%
82	MBVIM3 BRIGADE ACQUISITION II CO	52,609	$521K	0.27%
83	—COHN ROBBINS HOLDINGS CORP	51,025	$502K	0.26%
84	—COLICITY INC	51,049	$497K	0.26%
85	—SOCIAL LEVERAGE ACQUISN CORP	50,000	$491K	0.26%
86	—MASON INDUSTRIAL TECHNOLGY I	50,000	$488K	0.26%
87	—SUSTAINABLE DEVELP ACQU I CO	50,000	$487K	0.26%
88	—GORES HLDGS VIII INC	47,770	$487K	0.26%
89	—CLARIM ACQUISITION CORP	50,000	$486K	0.26%
90	—INFINITE ACQUISITION CORP	48,000	$483K	0.25%
91	—NABORS ENERGY TRANSITION COR	45,000	$457K	0.24%
92	—SHOULDERUP TECHNOLOGY ACQUIS	45,000	$455K	0.24%
93	—SPINDLETOP HEALTH ACQUISITIO	45,000	$452K	0.24%
94	—PROOF ACQUISITION CORP I	45,000	$450K	0.24%
95	—GOGREEN INVESTMENTS CORP	45,000	$446K	0.23%
96	ACAQUSDATHENA CONSUMER ACQ CORP	45,000	$446K	0.23%
97	—UTA ACQUISITION CORPORATION	42,000	$422K	0.22%
98	—APOLLO STRATEGIC GROWTH CAPT	315,316	$404K	0.21%
99	—FUSION ACQUISITION CORP II	38,679	$375K	0.20%
100	—TIO TECH A	404,268	$367K	0.19%

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