SMH CAPITAL ADVISORS INC

CIK: 0001180391SEC EDGAR →

Portfolio Value

$49.1M

Holdings

55

As of

Q4 2025

New Positions

12

Closed Positions

7

Portfolio Value History

Top 10 Holdings

RankStockSharesValue% of Portfolio
1

CAPITAL SOUTHWEST CORP

12,196,000$12.0M
24.51%
2

WISDOMTREE INC

9,351,000$10.8M
22.01%
3

TRINITY CAP INC

170,785$2.5M
5.09%
4

SPDR SERIES TRUST

100,675$2.4M
4.85%
5

CAPITAL SOUTHWEST CORP

78,404$1.7M
3.53%
6

VICI PPTYS INC

49,111$1.4M
2.81%
7

RIOT PLATFORMS INC

1,100,000$1.2M
2.53%
8

MAIN STR CAP CORP

18,884$1.1M
2.32%
9

CARLYLE GROUP INC

18,886$1.1M
2.27%
10

PROSPECT CAP CORP

426,473$1.1M
2.25%

Quarterly Changes

Top Buys

TRIN↑ Increased
$405K
TPGNEW
$217K

Top Sells

SPHY↓ Decreased
$2.4M
DKS↓ Decreased
$201K
CSWC 5.125 11/15/29↓ Decreased
$156K
HPK↓ Decreased
$135K
GROW↓ Decreased
$130K

New Positions (4)

$1.2M · 1.1M shares
$448K · 505K shares
$416K · 500K shares
$217K · 3K shares

Sector Breakdown

Sector# HoldingsValue%
Unknown15$28.2M57.3%
Financial Services25$16.1M32.9%
Real Estate6$2.7M5.5%
Technology6$1.1M2.3%
Consumer Cyclical1$402K0.8%
Energy1$323K0.7%
Communication Services1$248K0.5%