SILVERBACK ASSET MANAGEMENT LLC Q4 2021 Filing
Filed February 14, 2022
Portfolio Value
$836.8M
Holdings
79
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (79 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | HUBS 0.375 06/01/25HUBSPOT INC | 27,500,000 | $65.6M | 7.84% | |
| 2 | DDOG 0.125 06/15/25DATADOG INC | 25,000,000 | $50.3M | 6.01% | |
| 3 | ZS 0.125 07/01/25ZSCALER INC | 16,352,000 | $35.8M | 4.28% | |
| 4 | SNAP 0.75 08/01/26SNAP INC | 15,849,000 | $34.4M | 4.11% | |
| 5 | —DISH Network Corp | 31,100,000 | $31.0M | 3.71% | |
| 6 | ETSY 0.125 10/01/26ETSY INC | 11,500,000 | $29.4M | 3.51% | |
| 7 | LITE 0.5 12/15/26LUMENTUM HLDGS INC | 22,500,000 | $28.1M | 3.36% | |
| 8 | —INFINERA CORP | 23,000,000 | $27.3M | 3.26% | |
| 9 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 14,500,000 | $25.4M | 3.04% | |
| 10 | —Blackline Inc | 23,996,000 | $22.3M | 2.67% | |
| 11 | OKTA 0.125 09/01/25OKTA INC | 16,389,000 | $22.2M | 2.66% | |
| 12 | W 1.125 11/01/24WAYFAIR INC | 12,500,000 | $21.9M | 2.62% | |
| 13 | MDB 0.25 01/15/26MONGODB INC | 8,000,000 | $20.4M | 2.44% | |
| 14 | —II-VI INC | 13,399,000 | $19.8M | 2.37% | |
| 15 | —HARMONIC INC | 12,000,000 | $18.1M | 2.16% | |
| 16 | —EAGLE BULK SHIPPING INC | 12,530,000 | $17.9M | 2.14% | |
| 17 | —Scorpio Tankers Inc (Exchange) | 18,209,000 | $17.9M | 2.14% | |
| 18 | —Fastly Inc (Pending) | 19,900,000 | $16.3M | 1.94% | |
| 19 | —Spotify Technology SA/Spotify USA Inc | 16,928,000 | $15.4M | 1.84% | |
| 20 | —Impinj Inc | 14,000,000 | $15.3M | 1.83% | |
| 21 | CHGG 0 09/01/26CHEGG INC | 18,250,000 | $15.2M | 1.81% | |
| 22 | —WORKDAY INC | 8,000,000 | $14.9M | 1.78% | |
| 23 | WDC 1.5 02/01/24WESTERN DIGITAL CORP. | 14,500,000 | $14.6M | 1.75% | |
| 24 | PSTG 0.125 04/15/23PURE STORAGE INC | 10,217,000 | $13.6M | 1.63% | |
| 25 | —fuboTV Inc | 16,439,000 | $13.6M | 1.63% | |
| 26 | —BLOCK INC | 6,500,000 | $13.6M | 1.63% | |
| 27 | PEGA 0.75 03/01/25PEGASYSTEMS INC | 12,500,000 | $13.3M | 1.59% | |
| 28 | BL 0.125 08/01/24BLACKLINE INC | 8,600,000 | $12.9M | 1.54% | |
| 29 | BANDBANDWIDTH INC | 11,745,000 | $12.5M | 1.49% | |
| 30 | —Accuray Inc (Exchange) | 10,596,000 | $12.0M | 1.44% | |
| 31 | —Ivanhoe Mines Ltd | 8,359,000 | $11.2M | 1.34% | |
| 32 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $10.2M | 1.22% | |
| 33 | RDNWRUMBLEON INC | 245,896 | $10.2M | 1.22% | |
| 34 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 8,172,000 | $10.0M | 1.20% | |
| 35 | —ZOGENIX INC | 9,697,000 | $9.6M | 1.14% | |
| 36 | DISH 3.375 08/15/26DISH NETWORK CORPORATION | 10,000,000 | $9.4M | 1.12% | |
| 37 | —Magnite Inc | 10,000,000 | $8.0M | 0.96% | |
| 38 | AKTSQAKOUSTIS TECHNOLOGIES INC | 1,150,000 | $7.7M | 0.92% | |
| 39 | —KAMAN CORP | 7,407,000 | $7.6M | 0.91% | |
| 40 | —PARATEK PHARMACEUTICALS INC | 8,207,000 | $7.5M | 0.90% | |
| 41 | —AERIE PHARMACEUTICALS INC | 9,055,000 | $7.5M | 0.90% | |
| 42 | XYZ 0.125 03/01/25BLOCK INC | 5,000,000 | $7.4M | 0.89% | |
| 43 | —Vroom Inc | 11,750,000 | $7.3M | 0.87% | |
| 44 | APLS 3.5 09/15/26APELLIS PHARMACEUTICALS INC | 4,500,000 | $6.8M | 0.82% | |
| 45 | —TABULA RASA HEALTHCARE INC | 7,950,000 | $6.7M | 0.80% | |
| 46 | —Esperion Therapeutics Inc | 12,000,000 | $6.5M | 0.78% | |
| 47 | —Invacare Corp (Pending) | 8,500,000 | $5.7M | 0.69% | |
| 48 | —Avadel Fin Cay Ltd/Avadel Pharma Plc | 5,300,000 | $5.7M | 0.68% | |
| 49 | INFN 2.5 03/01/27INFINERA CORP | 2,501,000 | $3.7M | 0.44% | |
| 50 | MXMAGNACHIP SEMICONDUCTOR CORP | 141,013 | $3.0M | 0.35% | |
| 51 | BBIO 2.5 03/15/27BRIDGEBIO PHARMA INC | 4,000,000 | $2.9M | 0.35% | |
| 52 | —Progenity Inc | 2,500,000 | $1.8M | 0.21% | |
| 53 | PETQ 4 06/01/26PETIQ INC | 1,240,000 | $1.5M | 0.17% | |
| 54 | —SERVICESOURCE INTL INC | 1,279,182 | $1.3M | 0.15% | |
| 55 | —ACCELERATE ACQUISITION CORP | 100,000 | $972K | 0.12% | |
| 56 | FLBFLUIDIGM CORP DEL | 200,000 | $784K | 0.09% | |
| 57 | —KHOSLA VENTURES ACQUT CO III | 60,000 | $586K | 0.07% | |
| 58 | —ARTEMIS STRATEGIC INVT CORP | 50,000 | $520K | 0.06% | |
| 59 | —GLASS HOUSES ACQUISITION COR | 50,000 | $486K | 0.06% | |
| 60 | —ARROWROOT ACQUISITION CORP | 50,000 | $485K | 0.06% | |
| 61 | MBVIM3 BRIGADE ACQUISITION III | 25,000 | $251K | 0.03% | |
| 62 | —KL ACQUISITION CORP | 25,000 | $245K | 0.03% | |
| 63 | —SENIOR CONNECT ACQUISITN COR | 25,000 | $244K | 0.03% | |
| 64 | —CRUCIBLE ACQUISITION CORP | 25,000 | $244K | 0.03% | |
| 65 | —MASON INDUSTRIAL TECHNOLGY I | 25,000 | $244K | 0.03% | |
| 66 | —GX ACQUISITION CORP II | 25,000 | $242K | 0.03% | |
| 67 | —CIIG CAPITAL PARTNERS II INC | 20,000 | $206K | 0.02% | |
| 68 | —BOA ACQUISITION CORP | 10,208 | $100K | 0.01% | |
| 69 | —ASTREA ACQUISITION CORP | 10,000 | $99K | 0.01% | |
| 70 | —THUNDER BRIDGE CAP PRTNRS II | 10,000 | $98K | 0.01% | |
| 71 | —SPORTSTEK ACQUISITION CORP | 10,000 | $98K | 0.01% | |
| 72 | —PROPERTY SOLUTIONS ACQUISITI | 10,000 | $97K | 0.01% | |
| 73 | —B RILEY PRIN 250 MERGER CORP | 10,000 | $97K | 0.01% | |
| 74 | TWLVTWELVE SEAS INVESTMENT CO II | 10,000 | $97K | 0.01% | |
| 75 | —OSIRIS ACQUISITION CORP | 10,000 | $97K | 0.01% | |
| 76 | NBSTNEWBURY STREET ACQUISITN COR | 10,000 | $97K | 0.01% | |
| 77 | —ACCELERATE ACQUISITION CORP | 25,000 | $21K | 0.00% | |
| 78 | —PARATEK PHARMACEUTICALS INC | 986 | $4K | 0.00% | |
| 79 | —GX ACQUISITION CORP II | 8,333 | $4K | 0.00% |