SILVERBACK ASSET MANAGEMENT LLC Q4 2019 Filing
Filed February 13, 2020
Portfolio Value
$673.5M
Holdings
47
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (47 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NDQINVESCO QQQ TR | 500,000 | $106.3M | 15.78% | Put |
| 2 | SPYSPDR S&P 500 ETF TR | 250,000 | $80.5M | 11.95% | Call |
| 3 | —INFINERA CORPORATION | 35,073,000 | $37.1M | 5.51% | |
| 4 | —MEDICINES CO | 400,000 | $34.0M | 5.04% | Call |
| 5 | —WORKDAY INC | 26,500,000 | $33.9M | 5.03% | |
| 6 | —SCORPIO TANKERS INC | 26,527,000 | $32.6M | 4.84% | |
| 7 | —OSI SYSTEMS INC | 27,325,000 | $29.9M | 4.44% | |
| 8 | —FLEXION THERAPEUTICS INC | 25,000,000 | $26.8M | 3.97% | |
| 9 | —GOLAR LNG LTD | 29,250,000 | $26.2M | 3.89% | |
| 10 | PLUG 5.5 03/15/23PLUG POWER INC | 17,000,000 | $25.6M | 3.80% | |
| 11 | —TTM TECHNOLOGIES INC | 13,000,000 | $20.6M | 3.06% | |
| 12 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 15,000,000 | $19.5M | 2.89% | |
| 13 | —DYCOM INDS INC | 17,792,000 | $17.3M | 2.57% | |
| 14 | —HARMONIC INC | 11,750,000 | $17.2M | 2.56% | |
| 15 | PATK 1 02/01/23PATRICK INDS INC | 13,435,000 | $13.0M | 1.93% | |
| 16 | —ISTAR INC | 11,500,000 | $13.0M | 1.92% | |
| 17 | —MAGNACHIP SEMICONDUCTOR SA | 8,225,000 | $12.4M | 1.84% | |
| 18 | —INVACARE CORP | 12,000,000 | $11.5M | 1.71% | |
| 19 | —TEAM INC | 10,000,000 | $10.5M | 1.56% | |
| 20 | —OMEROS CORP | 10,875,000 | $10.5M | 1.55% | |
| 21 | —ENSCO JERSEY FIN LTD | 13,500,000 | $9.7M | 1.44% | |
| 22 | TK 5 01/15/23TEEKAY CORPORATION | 10,516,000 | $9.3M | 1.37% | |
| 23 | AKTSQAKOUSTIS TECHNOLOGIES INC | 1,103,156 | $8.8M | 1.31% | |
| 24 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 9,500,000 | $8.0M | 1.19% | |
| 25 | —ENCORE CAP GROUP INC | 6,750,000 | $7.0M | 1.04% | |
| 26 | MXMAGNACHIP SEMICONDUCTOR CORP | 549,459 | $6.4M | 0.95% | |
| 27 | —CHESAPEAKE ENERGY CORP | 11,700,000 | $5.8M | 0.86% | |
| 28 | —CLEVELAND CLIFFS INC | 4,057,000 | $4.9M | 0.72% | |
| 29 | —KINDRED BIOSCIENCES INC | 540,678 | $4.6M | 0.68% | |
| 30 | —ENDOLOGIX INC | 4,000,000 | $3.8M | 0.56% | |
| 31 | —B RILEY PRINCIPAL MERGER COR | 375,000 | $3.8M | 0.56% | |
| 32 | —INTELSAT S A | 5,590,000 | $3.7M | 0.54% | |
| 33 | —TELIGENT INC NEW | 8,157,000 | $3.5M | 0.53% | |
| 34 | DISH 2.375 03/15/24DISH NETWORK CORP | 3,039,000 | $2.8M | 0.41% | |
| 35 | —SERVICESOURCE INTL INC | 1,500,000 | $2.5M | 0.37% | |
| 36 | SENS1GBPSENSEONICS HLDGS INC | 2,732,086 | $2.5M | 0.37% | |
| 37 | —CONTURA ENERGY INC | 263,107 | $2.4M | 0.35% | |
| 38 | —RUMBLEON INC | 2,141,671 | $1.8M | 0.26% | |
| 39 | DYDYCOM INDS INC | 20,000 | $943K | 0.14% | |
| 40 | —ADESTO TECHNOLOGIES CORP | 99,800 | $848K | 0.13% | |
| 41 | FLBFLUIDIGM CORP DEL | 158,698 | $552K | 0.08% | |
| 42 | IVCUSDINVACARE CORP | 60,000 | $541K | 0.08% | |
| 43 | —SELECT INTERIOR CONCEPTS INC | 50,000 | $449K | 0.07% | |
| 44 | UTIUNIVERSAL TECHNICAL INST INC | 50,000 | $386K | 0.06% | |
| 45 | —TELIGENT INC NEW | 697,753 | $297K | 0.04% | |
| 46 | —B RILEY PRINCIPAL MERGER COR | 137,500 | $113K | 0.02% | |
| 47 | —GORDON POINTE ACQUISITION CO | 175,000 | $63K | 0.01% |