SILVERBACK ASSET MANAGEMENT LLC Q4 2018 Filing
Filed February 14, 2019
Portfolio Value
$540.6M
Holdings
50
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (50 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 274,421 | $68.6M | 12.69% | Put |
| 2 | —CLEVELAND CLIFFS INC | 24,557,000 | $27.4M | 5.07% | |
| 3 | —ASCENT CAP GROUP INC | 33,080,000 | $27.1M | 5.02% | |
| 4 | —GOLAR LNG LTD | 26,000,000 | $24.2M | 4.47% | |
| 5 | ON 1 12/01/20ON SEMICONDUCTOR CORP | 20,000,000 | $22.0M | 4.07% | |
| 6 | —SCORPIO TANKERS INC | 24,800,000 | $19.9M | 3.67% | |
| 7 | —INSULET CORP | 13,000,000 | $18.5M | 3.42% | |
| 8 | —INFINERA CORPORATION | 25,000,000 | $18.3M | 3.39% | |
| 9 | —AVID TECHNOLOGY INC | 20,000,000 | $18.1M | 3.34% | |
| 10 | —HARMONIC INC | 17,011,000 | $18.0M | 3.34% | |
| 11 | —TEAM INC | 17,802,000 | $17.8M | 3.29% | |
| 12 | —FLEXION THERAPEUTICS INC | 21,066,000 | $17.3M | 3.20% | |
| 13 | —ENSCO JERSEY FIN LTD | 24,400,000 | $16.5M | 3.05% | |
| 14 | —TTM TECHNOLOGIES INC | 14,095,000 | $16.3M | 3.02% | |
| 15 | —INVACARE CORP | 21,300,000 | $15.5M | 2.87% | |
| 16 | —FLUIDIGM CORP DEL | 13,224,000 | $15.1M | 2.79% | |
| 17 | —CONTURA ENERGY INC | 223,905 | $14.7M | 2.72% | |
| 18 | —AMYRIS INC | 13,478,000 | $13.5M | 2.49% | |
| 19 | —RADIUS HEALTH INC | 15,000,000 | $11.4M | 2.11% | |
| 20 | —ZILLOW GROUP INC | 10,713,000 | $10.5M | 1.94% | |
| 21 | DISH 3.375 08/15/26DISH NETWORK CORP | 12,435,000 | $10.1M | 1.86% | |
| 22 | —MICROCHIP TECHNOLOGY INC | 9,905,000 | $9.7M | 1.80% | |
| 23 | —NICE SYS INC | 7,000,000 | $9.6M | 1.78% | |
| 24 | —MEDICINES CO | 11,000,000 | $9.5M | 1.76% | |
| 25 | —TELIGENT INC NEW | 12,090,000 | $8.7M | 1.61% | |
| 26 | —Magnachip Semiconductor | 8,283,000 | $7.5M | 1.39% | |
| 27 | FANGDIAMONDBACK ENERGY INC | 80,000 | $7.4M | 1.37% | Call |
| 28 | IWMISHARES TR | 50,000 | $6.7M | 1.24% | |
| 29 | AKTSQAKOUSTIS TECHNOLOGIES INC | 1,327,281 | $6.6M | 1.22% | |
| 30 | SENS 5.25 02/01/23SENSEONICS HLDGS INC | 6,000,000 | $6.6M | 1.21% | |
| 31 | MXMAGNACHIP SEMICONDUCTOR CORP | 895,459 | $5.6M | 1.03% | Call |
| 32 | —KNOWLES CORP | 5,000,000 | $5.2M | 0.96% | |
| 33 | AMRSEURAMYRIS INC | 1,272,488 | $4.3M | 0.79% | |
| 34 | MATMATTEL INC | 339,900 | $3.4M | 0.63% | Put |
| 35 | —KINDRED BIOSCIENCES INC | 283,191 | $3.1M | 0.57% | |
| 36 | —CLOVIS ONCOLOGY INC | 3,500,000 | $3.0M | 0.55% | |
| 37 | NIHDEURNII HLDGS INC | 662,333 | $2.9M | 0.54% | |
| 38 | VIAVVIAVI SOLUTIONS INC | 243,600 | $2.4M | 0.45% | |
| 39 | SENS1GBPSENSEONICS HLDGS INC | 923,894 | $2.4M | 0.44% | |
| 40 | XLFSELECT SECTOR SPDR TR | 100,000 | $2.4M | 0.44% | Call |
| 41 | —TRINITY MERGER CORP | 200,000 | $2.1M | 0.38% | |
| 42 | —VERASTEM INC | 2,500,000 | $2.0M | 0.37% | |
| 43 | —MAGNACHIP SEMICONDUCTOR SA | 1,737,000 | $1.9M | 0.34% | |
| 44 | —SERVICESOURCE INTL INC | 1,695,708 | $1.8M | 0.34% | |
| 45 | —GORDON POINTE ACQUISITION CO | 175,000 | $1.8M | 0.34% | |
| 46 | —ALTA MESA RES INC | 1,400,000 | $1.4M | 0.26% | |
| 47 | NVAXNOVAVAX INC | 400,000 | $736K | 0.14% | |
| 48 | SA2DSANDRIDGE ENERGY INC | 75,000 | $569K | 0.11% | |
| 49 | SNYSANOFI | 788,011 | $378K | 0.07% | |
| 50 | PLUNPLUG POWER INC | 294,627 | $365K | 0.07% |