SILVERBACK ASSET MANAGEMENT LLC Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$729.5M
Holdings
88
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (88 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | NENOBLE CORP PLC | 89,006 | $1.3M | 0.18% | |
| 2 | FLBSTANDARD BIOTOOLS INC | 300,000 | $870K | 0.12% | |
| 3 | TVTXTRAVERE THERAPEUTICS INC | 40,000 | $357K | 0.05% | |
| 4 | AVDLAVADEL PHARMACEUTICALS PLC | 100,000 | $290K | 0.04% | |
| 5 | VRMUSDVROOM INC | 250,000 | $280K | 0.04% | |
| 6 | ESPRESPERION THERAPEUTICS INC NE | 100,000 | $197K | 0.03% | |
| 7 | TELLEURTELLURIAN INC NEW | 160,200 | $185K | 0.03% | |
| 8 | PRCHPORCH GROUP INC | 225,000 | $180K | 0.02% | |
| 9 | —DANIMER SCIENTIFIC INC | 50,000 | $103K | 0.01% | |
| 10 | AKTSQAKOUSTIS TECHNOLOGIES INC | 3,457,014 | $50K | 0.01% | |
| 11 | —BYTE ACQUISITION CORP | 12,500 | $2K | 0.00% | |
| 12 | —ADTHEORENT HOLDING COMPANY | 27,191 | $1K | 0.00% | |
| 13 | —INDUSTRIAL TECH ACQSTNS II I | 37,500 | $1K | 0.00% | |
| 14 | NOTV 3.25 10/15/27INOTIV INC | 14,100,000 | $0 | 0.00% | |
| 15 | —TPI Composites Inc | 5,000,000 | $0 | 0.00% | |
| 16 | —Ivanhoe Mines Ltd | 14,625,000 | $0 | 0.00% | |
| 17 | —BIORA THERAPEUTICS INC | 2,600,000 | $0 | 0.00% | |
| 18 | POST 2.5 08/15/27POST HLDGS INC | 8,530,000 | $0 | 0.00% | |
| 19 | GH 0 11/15/27GUARDANT HEALTH INC | 9,975,000 | $0 | 0.00% | |
| 20 | PI 1.125 05/15/27IMPINJ INC | 16,113,000 | $0 | 0.00% | |
| 21 | —HARMONIC INC | 13,000,000 | $0 | 0.00% | |
| 22 | RVNC 1.75 02/15/27REVANCE THERAPEUTICS INC | 5,000,000 | $0 | 0.00% | |
| 23 | VERI 1.75 11/15/26VERITONE INC | 16,100,000 | $0 | 0.00% | |
| 24 | ACCD 0.5 04/01/26ACCOLADE INC | 4,500,000 | $0 | 0.00% | |
| 25 | F 0 03/15/26FORD MTR CO DEL | 16,164,000 | $0 | 0.00% | |
| 26 | DDD 0 11/15/263D SYS CORP DEL | 11,000,000 | $0 | 0.00% | |
| 27 | LITE 0.5 12/15/26LUMENTUM HLDGS INC | 22,344,000 | $0 | 0.00% | |
| 28 | UPWK 0.25 08/15/26UPWORK INC | 6,855,000 | $0 | 0.00% | |
| 29 | NEO 0.25 01/15/28NEOGENOMICS INC | 12,768,000 | $0 | 0.00% | |
| 30 | BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC | 5,000,000 | $0 | 0.00% | |
| 31 | CABO 0 03/15/26CABLE ONE INC | 12,420,000 | $0 | 0.00% | |
| 32 | —Arrival Group | 23,167,000 | $0 | 0.00% | |
| 33 | NSTG 2.625 03/01/25NANOSTRING TECHNOLOGIES INC | 5,000,000 | $0 | 0.00% | |
| 34 | EB 0.75 09/15/26EVENTBRITE INC | 5,000,000 | $0 | 0.00% | |
| 35 | VRNS 1.25 08/15/25VARONIS SYS INC | 16,000,000 | $0 | 0.00% | |
| 36 | —ZAPP ELEC VEHS GROUP LTD | 7,961 | $0 | 0.00% | |
| 37 | EGHT 4 02/01/288X8 INC NEW | 7,500,000 | $0 | 0.00% | |
| 38 | CUTR 2.25 06/01/28CUTERA INC | 16,600,000 | $0 | 0.00% | |
| 39 | RDNWRUMBLEON INC | 547,000 | $0 | 0.00% | |
| 40 | LPSN 0 12/15/26LIVEPERSON INC | 21,582,000 | $0 | 0.00% | |
| 41 | BYND 0 03/15/27BEYOND MEAT INC | 31,266,000 | $0 | 0.00% | |
| 42 | NTNX 0.25 10/01/27NUTANIX INC | 8,930,000 | $0 | 0.00% | |
| 43 | CYRX 0.75 12/01/26Cryoport Inc | 9,311,000 | $0 | 0.00% | |
| 44 | BANDBANDWIDTH INC | 19,942,000 | $0 | 0.00% | |
| 45 | MTSI 0.25 03/15/26MACOM TECH SOLUTIONS HLDGS I | 12,151,000 | $0 | 0.00% | |
| 46 | —QUADRO ACQUISITION ONE CORP | 366 | $0 | 0.00% | |
| 47 | DISH 3.375 08/15/26DISH NETWORK CORPORATION | 40,468,000 | $0 | 0.00% | |
| 48 | TVTX 2.25 03/01/29TRAVERE THERAPEUTICS INC | 12,500,000 | $0 | 0.00% | |
| 49 | BOX 0 01/15/26BOX INC | 2,700,000 | $0 | 0.00% | |
| 50 | —Viavi Solutions Inc | 11,747,000 | $0 | 0.00% | |
| 51 | PAR 1.5 10/15/27PAR TECHNOLOGY CORP | 8,795,000 | $0 | 0.00% | |
| 52 | INFN 2.5 03/01/27INFINERA CORP | 18,000,000 | $0 | 0.00% | |
| 53 | SNAP 0.125 03/01/28SNAP INC | 15,500,000 | $0 | 0.00% | |
| 54 | GRPN 1.125 03/15/26GROUPON INC | 10,000,000 | $0 | 0.00% | |
| 55 | —STANDARD BIOTOOLS INC | 5,000,000 | $0 | 0.00% | |
| 56 | MXMAGNACHIP SEMICONDUCTOR CORP | 220,000 | $0 | 0.00% | |
| 57 | INFN 3.75 08/01/28INFINERA CORP | 21,535,000 | $0 | 0.00% | |
| 58 | SPYSPDR S&P 500 ETF TR | 100,000 | $0 | 0.00% | |
| 59 | W 1 08/15/26WAYFAIR INC | 21,470,000 | $0 | 0.00% | |
| 60 | STNGSCORPIO TANKERS INC | 50,000 | $0 | 0.00% | |
| 61 | CHGG 0 09/01/26CHEGG INC | 10,171,000 | $0 | 0.00% | |
| 62 | VALVALARIS LTD | 37,500 | $0 | 0.00% | |
| 63 | —AMYRIS INC | 86,395,000 | $0 | 0.00% | |
| 64 | ARAY 3.75 06/01/26ACCURAY INC DEL | 13,096,000 | $0 | 0.00% | |
| 65 | NVMI 0 10/15/25NOVA LTD | 12,454,000 | $0 | 0.00% | |
| 66 | TREE 0.5 07/15/25LENDINGTREE INC | 14,954,000 | $0 | 0.00% | |
| 67 | REAL 3 06/15/25THE REALREAL INC | 14,774,000 | $0 | 0.00% | |
| 68 | ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE | 6,500,000 | $0 | 0.00% | |
| 69 | PRO 2.25 09/15/27PROS HOLDINGS INC | 9,460,000 | $0 | 0.00% | |
| 70 | FUBO 3.25 02/15/26FUBOTV INC | 32,837,000 | $0 | 0.00% | |
| 71 | —Luminar Technologies Inc | 22,100,000 | $0 | 0.00% | |
| 72 | CYBR 0 11/15/24CYBERARK SOFTWARE LTD | 26,493,000 | $0 | 0.00% | |
| 73 | DNMR 3.25 12/15/26Danimer Scientific Corp | 23,380,000 | $0 | 0.00% | |
| 74 | —SPREE ACQUISITION CORP 1 LTD | 12,500 | $0 | 0.00% | |
| 75 | PRCH 0.75 09/15/26Porch Group Inc | 8,629,000 | $0 | 0.00% | |
| 76 | INFNEURINFINERA CORP | 250,000 | $0 | 0.00% | |
| 77 | VRM 0.75 07/01/26VROOM INC | 28,196,000 | $0 | 0.00% | |
| 78 | SKIN 1.25 10/01/26Beauty Health Co | 11,203,000 | $0 | 0.00% | |
| 79 | FSLY 0 03/15/26FASTLY INC | 10,500,000 | $0 | 0.00% | |
| 80 | CMRC 0.25 10/01/26BIGCOMMERCE HLDGS INC | 4,493,000 | $0 | 0.00% | |
| 81 | DOCN 0 12/01/26DIGITALOCEAN HLDGS INC | 21,737,000 | $0 | 0.00% | |
| 82 | CBRL 0.625 06/15/26CRACKER BARREL OLD CTRY STOR | 4,347,000 | $0 | 0.00% | |
| 83 | OMER 5.25 02/15/26OMEROS CORP | 2,663,000 | $0 | 0.00% | |
| 84 | REAL 1 03/01/28THE REALREAL INC | 12,757,000 | $0 | 0.00% | |
| 85 | PODD 0.375 09/01/26INSULET CORP | 10,810,000 | $0 | 0.00% | |
| 86 | —ARTEMIS STRATEGIC INVT CORP | 25,000 | $0 | 0.00% | |
| 87 | RPAY 0 02/01/26Repay Holdings Corp | 12,000,000 | $0 | 0.00% | |
| 88 | PRCH 6.75 10/01/28Porch Group Inc | 25,000,000 | $0 | 0.00% |