SILVERBACK ASSET MANAGEMENT LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$653.4M
Holdings
49
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (49 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —GORDON POINTE ACQUISITION CO | 175,000 | $70.0M | 10.71% | |
| 2 | SPYSPDR S&P 500 ETF TR | 200,000 | $60.7M | 9.28% | Call |
| 3 | —INFINERA CORPORATION | 36,573,000 | $32.0M | 4.90% | |
| 4 | —SCORPIO TANKERS INC | 28,760,000 | $30.7M | 4.70% | |
| 5 | —OSI SYSTEMS INC | 27,325,000 | $30.6M | 4.68% | |
| 6 | —ISIS PHARMACEUTICALS INC DEL | 23,000,000 | $26.3M | 4.02% | |
| 7 | —GOLAR LNG LTD | 29,250,000 | $25.6M | 3.92% | |
| 8 | —TTM TECHNOLOGIES INC | 17,000,000 | $22.6M | 3.46% | |
| 9 | NRG 2.75 06/01/48NRG ENERGY INC | 20,010,000 | $22.5M | 3.44% | |
| 10 | —TEAM INC | 19,559,000 | $21.6M | 3.31% | |
| 11 | —FLEXION THERAPEUTICS INC | 23,500,000 | $21.2M | 3.25% | |
| 12 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 17,000,000 | $20.9M | 3.20% | |
| 13 | PLUG 5.5 03/15/23PLUG POWER INC | 17,000,000 | $20.9M | 3.19% | |
| 14 | —WORKDAY INC | 14,500,000 | $19.0M | 2.90% | |
| 15 | —DYCOM INDS INC | 18,999,000 | $18.1M | 2.78% | |
| 16 | PATK 1 02/01/23PATRICK INDS INC | 16,914,000 | $15.4M | 2.36% | |
| 17 | —HARMONIC INC | 11,750,000 | $15.3M | 2.34% | |
| 18 | —ISTAR INC | 14,000,000 | $14.9M | 2.27% | |
| 19 | DISH 2.375 03/15/24DISH NETWORK CORP | 13,500,000 | $11.9M | 1.82% | |
| 20 | —MAGNACHIP SEMICONDUCTOR SA | 8,225,000 | $11.3M | 1.73% | |
| 21 | AMRSEURAMYRIS INC | 2,310,258 | $11.0M | 1.68% | |
| 22 | —INVACARE CORP | 11,000,000 | $10.2M | 1.57% | |
| 23 | —ENSCO JERSEY FIN LTD | 15,000,000 | $9.8M | 1.50% | |
| 24 | ON 1 12/01/20ON SEMICONDUCTOR CORP | 8,341,000 | $9.8M | 1.50% | |
| 25 | —INPHI CORP | 7,675,000 | $9.5M | 1.46% | |
| 26 | —MEDICINES CO | 182,500 | $9.1M | 1.40% | |
| 27 | —CONTURA ENERGY INC | 302,289 | $8.5M | 1.29% | |
| 28 | TK 5 01/15/23TEEKAY CORPORATION | 9,611,000 | $7.8M | 1.20% | |
| 29 | —TELIGENT INC NEW | 13,590,000 | $7.1M | 1.09% | |
| 30 | —ENCORE CAP GROUP INC | 6,250,000 | $6.3M | 0.97% | |
| 31 | DISH 3.375 08/15/26DISH NETWORK CORP | 6,000,000 | $5.5M | 0.84% | |
| 32 | —CLEVELAND CLIFFS INC | 4,317,000 | $4.7M | 0.72% | |
| 33 | PCARPACCAR INC | 60,000 | $4.6M | 0.70% | Put |
| 34 | —VERASTEM INC | 9,768,000 | $4.5M | 0.69% | |
| 35 | MXMAGNACHIP SEMICONDUCTOR CORP | 437,347 | $4.4M | 0.68% | |
| 36 | —ENDOLOGIX INC | 4,000,000 | $3.8M | 0.59% | |
| 37 | —KINDRED BIOSCIENCES INC | 540,678 | $3.7M | 0.57% | |
| 38 | AKTSQAKOUSTIS TECHNOLOGIES INC | 460,862 | $3.6M | 0.55% | |
| 39 | —TRINITY MERGER CORP | 300,000 | $3.1M | 0.48% | |
| 40 | —CHESAPEAKE ENERGY CORP | 4,700,000 | $2.8M | 0.43% | |
| 41 | —B RILEY PRINCIPAL MERGER COR | 275,000 | $2.8M | 0.43% | |
| 42 | SENS1GBPSENSEONICS HLDGS INC | 2,692,286 | $2.7M | 0.41% | |
| 43 | —SERVICESOURCE INTL INC | 2,195,708 | $2.0M | 0.30% | |
| 44 | NIHDEURNII HLDGS INC | 889,369 | $1.7M | 0.27% | |
| 45 | IVCUSDINVACARE CORP | 163,100 | $1.2M | 0.19% | |
| 46 | —RUMBLEON INC | 278,210 | $804K | 0.12% | |
| 47 | SNYSANOFI | 788,011 | $442K | 0.07% | |
| 48 | CELHCELSIUS HOLDINGS INC | 75,000 | $261K | 0.04% | |
| 49 | —ALTA MESA RES INC | 1,400,000 | $84K | 0.01% |