SILVERBACK ASSET MANAGEMENT LLC Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$643.3M

Holdings

46

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (46 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
450,000$130.8M20.34%Put
2
GOLAR LNG LTD
26,000,000$27.2M4.23%
3
CLEVELAND CLIFFS INC
14,867,000$24.5M3.80%
4
INSULET CORP
13,000,000$23.9M3.71%
5
ASCENT CAP GROUP INC
32,780,000$22.6M3.52%
6
INFINERA CORPORATION
22,000,000$22.4M3.48%
7
FLEXION THERAPEUTICS INC
21,066,000$21.3M3.31%
8
AVID TECHNOLOGY INC
23,592,000$21.1M3.28%
9
HARMONIC INC
16,294,000$19.2M2.98%
10
INVACARE CORP
16,800,000$18.4M2.86%
11
FINISAR CORP
17,700,000$17.6M2.74%
12
IWMISHARES TR
100,000$16.9M2.62%Put
13
TEAM INC
12,802,000$16.2M2.51%
14
AEGEAN MARINE PETE NETWORK I
26,554,000$15.9M2.48%
15
SCORPIO TANKERS INC
18,800,000$15.9M2.47%
16
MICROCHIP TECHNOLOGY INC
14,805,000$15.6M2.43%
17
FLUIDIGM CORP DEL
13,725,000$14.3M2.22%
18
ENCORE CAP GROUP INC
14,230,000$14.3M2.22%
19
ZILLOW GROUP INC
12,013,000$13.0M2.02%
20
TELIGENT INC NEW
12,090,000$13.0M2.02%
21
JDS UNIPHASE CORP
12,500,000$12.5M1.95%
22
AMYRIS INC
12,478,000$12.5M1.94%
23
ENSCO JERSEY FIN LTD
12,000,000$12.0M1.86%
24
FINISAR CORP
12,923,000$11.8M1.84%
25
RADIUS HEALTH INC
15,000,000$11.6M1.80%
26
MEDICINES CO
10,000,000$10.7M1.67%
27
RESTORATION HARDWARE HLDGS I
8,212,000$9.9M1.54%
28
SENS 5.25 02/01/23SENSEONICS HLDGS INC
6,000,000$9.7M1.50%
29
MXMAGNACHIP SEMICONDUCTOR CORP
947,227$9.4M1.46%Call
30
DISH 3.375 08/15/26DISH NETWORK CORP
8,635,000$8.2M1.28%
31
Magnachip Semiconductor
8,283,000$8.2M1.27%
32
WAYFAIR INC
4,000,000$6.0M0.94%
33
KNOWLES CORP
5,000,000$5.7M0.89%
34
AMRSEURAMYRIS INC
572,000$4.5M0.71%
35
ALTA MESA RES INC
1,000,000$4.2M0.65%
36
SERVICESOURCE INTL INC
1,141,982$3.3M0.51%
37
VIAVVIAVI SOLUTIONS INC
265,918$3.0M0.47%Call
38
SENS1GBPSENSEONICS HLDGS INC
619,558$3.0M0.46%
39
NIHDEURNII HLDGS INC
479,976$2.8M0.44%
40
MATMATTEL INC
150,000$2.4M0.37%Put
41
KINDRED BIOSCIENCES INC
148,400$2.1M0.32%
42
TRINITY MERGER CORP
200,000$2.1M0.32%
43
GORDON POINTE ACQUISITION CO
175,000$1.8M0.29%
44
SA2DSANDRIDGE ENERGY INC
75,000$815K0.13%
45
INFNEURINFINERA CORPORATION
100,000$730K0.11%Call
46
SNYSANOFI
788,011$418K0.06%