SILVERBACK ASSET MANAGEMENT LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$330.9M

Holdings

44

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (44 positions)

#StockSharesValue% PortfolioType
1
DEPOMED INC
15,000,000$21.4M6.47%
2
GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW
31,300,000$21.2M6.41%
3
HOLOGIC INC
15,000,000$18.5M5.60%
4
SPECTRANETICS CORP
16,099,000$17.1M5.15%
5
MENTOR GRAPHICS CORP
12,267,000$16.4M4.97%
6
VECTOR GROUP LTD
14,200,000$16.2M4.89%
7
TTM TECHNOLOGIES INC
12,000,000$15.8M4.79%
8
LAB 2.75 02/01/34FLUIDIGM CORP DEL
23,712,000$14.6M4.42%
9
INTERCEPT PHARMACEUTICALS IN
11,570,000$13.0M3.91%
10
JAZZ US HLDGS INC
7,844,000$12.6M3.81%
11
ENCORE CAP GROUP INC
15,880,000$12.2M3.70%
12
YAHOO INC
11,000,000$11.3M3.41%
13
AVID TECHNOLOGY INC
13,750,000$11.1M3.36%
14
HORNBECK OFFSHORE SVCS INC N
18,250,000$10.7M3.22%
15
BLUCORA INC
10,069,000$9.7M2.92%
16
WEBMD HEALTH CORP
9,000,000$9.4M2.83%
17
AMD 2.125 09/01/26ADVANCED MICRO DEVICES INC
7,500,000$8.2M2.47%
18
ENCORE CAP GROUP INC
9,742,000$8.2M2.46%
19
INFINERA CORPORATION
7,157,000$7.5M2.27%
20
APOLLO COML REAL EST FIN INC
7,175,000$7.4M2.24%
21
STARWOOD PPTY TR INC
6,500,000$6.7M2.02%
22
MICRON TECHNOLOGY INC
3,500,000$6.6M2.01%
23
SERVICESOURCE INTL INC
1,332,123$6.5M1.96%
24
KEYW HLDG CORP
6,000,000$5.8M1.77%
25
TITAN MACHY INC
6,569,000$5.8M1.75%
26
PDC ENERGY INC
4,800,000$5.2M1.56%
27
ISTAR INC
4,000,000$4.0M1.22%
28
VIOLIN MEMORY INC
12,250,000$3.9M1.18%
29
IGI LABORATORIES INC
4,000,000$3.9M1.17%
30
ENERNOC INC
5,009,000$3.7M1.11%
31
OREXIGEN THERAPEUTICS INC
12,000,000$3.3M1.00%
32
FINISAR CORP
2,000,000$2.4M0.71%
33
MENTOR GRAPHICS CORP
66,300$1.7M0.53%Call
34
ISTAR INC
159,100$1.7M0.52%
35
BLDTOPBUILD CORP
42,000$1.4M0.42%
36
CSWCSW INDUSTRIALS INC
35,522$1.2M0.35%
37
FINISAR CORP
30,100$897K0.27%
38
KEYW HLDG CORP
80,750$890K0.27%
39
AMYRIS INC
1,450,000$798K0.24%
40
COBALT INTL ENERGY INC
1,500,000$767K0.23%
41
AMYRIS INC
2,000,000$640K0.19%
42
FUELCELL ENERGY INC
76,263$413K0.12%
43
AMYRIS INC
423,659$246K0.07%
44
MEDICAL TRANSCRIPTION BLG CO
74,481$70K0.02%