SILVERBACK ASSET MANAGEMENT LLC Q2 2020 Filing
Filed August 14, 2020
Portfolio Value
$404.1M
Holdings
52
Report Date
Q2 2020
Filing Type
13F-HR
All Holdings (52 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Plug Power Inc | 27,000,000 | $45.8M | 11.32% | |
| 2 | —SOLARCITY CORP | 9,000,000 | $32.4M | 8.01% | |
| 3 | —SCORPIO TANKERS INC | 17,720,000 | $15.4M | 3.81% | |
| 4 | —FLEXION THERAPEUTICS INC | 18,000,000 | $15.3M | 3.79% | |
| 5 | —ENCORE CAP GROUP INC | 15,450,000 | $15.0M | 3.72% | |
| 6 | TK 5 01/15/23TEEKAY CORPORATION | 17,600,000 | $14.5M | 3.59% | |
| 7 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 14,387,000 | $13.8M | 3.43% | |
| 8 | —INFINERA CORP | 15,573,000 | $13.4M | 3.30% | |
| 9 | —Infinera Corp | 13,550,000 | $13.2M | 3.28% | |
| 10 | —Avadel Fin Cay Ltd/Avadel Pharma Plc | 12,000,000 | $12.1M | 2.98% | |
| 11 | —Wright Medical Group Inc (Exchange) | 11,500,000 | $11.9M | 2.95% | |
| 12 | PATK 1 02/01/23PATRICK INDS INC | 10,916,000 | $10.8M | 2.68% | |
| 13 | —Chart Industries Inc | 10,000,000 | $10.5M | 2.60% | |
| 14 | —MAGNACHIP SEMICONDUCTOR SA | 7,725,000 | $10.4M | 2.58% | |
| 15 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $9.9M | 2.45% | |
| 16 | —PetIQ Inc | 7,000,000 | $9.4M | 2.33% | |
| 17 | CHGG 0.125 03/15/25CHEGG INC | 6,500,000 | $9.2M | 2.28% | |
| 18 | —SYNAPTICS INC | 8,500,000 | $9.1M | 2.24% | |
| 19 | —RAPID7 INC | 6,250,000 | $8.4M | 2.09% | |
| 20 | —GOLAR LNG LTD | 11,166,000 | $8.2M | 2.02% | |
| 21 | —ALLEGHENY TECHNOLOGIES INC | 7,000,000 | $7.5M | 1.85% | |
| 22 | —CLEVELAND CLIFFS INC | 8,147,000 | $7.4M | 1.83% | |
| 23 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 6,280,000 | $7.2M | 1.79% | |
| 24 | —Harmonic Inc | 7,500,000 | $6.6M | 1.64% | |
| 25 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 6,000,000 | $6.5M | 1.60% | |
| 26 | —RealReal Inc | 6,500,000 | $6.4M | 1.59% | |
| 27 | —Invitae Corp | 5,000,000 | $6.1M | 1.51% | |
| 28 | —National Vision Holdings | 5,000,000 | $6.0M | 1.48% | |
| 29 | —TEAM INC | 8,658,000 | $6.0M | 1.48% | |
| 30 | —Bandwidth Inc | 3,500,000 | $5.2M | 1.29% | |
| 31 | —PLURALSIGHT INC | 5,754,000 | $5.1M | 1.26% | |
| 32 | TVTX 2.5 09/15/25RETROPHIN INC | 6,000,000 | $4.9M | 1.22% | |
| 33 | —1Life Healthcare Inc (Pending) | 5,000,000 | $4.8M | 1.18% | |
| 34 | —FIREEYE INC | 5,000,000 | $4.5M | 1.12% | |
| 35 | —Pagerduty Inc | 4,000,000 | $4.0M | 0.98% | |
| 36 | —NEW RELIC INC | 4,000,000 | $3.9M | 0.96% | |
| 37 | —Par Technology Corp | 3,500,000 | $3.3M | 0.81% | |
| 38 | —TELIGENT INC NEW | 8,157,000 | $2.9M | 0.71% | |
| 39 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GRP I | 3,000,000 | $2.8M | 0.70% | |
| 40 | —Workiva Inc | 3,000,000 | $2.8M | 0.68% | |
| 41 | —KINDRED BIOSCIENCES INC | 581,168 | $2.6M | 0.65% | |
| 42 | —SERVICESOURCE INTL INC | 1,378,702 | $2.2M | 0.54% | |
| 43 | —ENSCO JERSEY FIN LTD | 12,000,000 | $1.6M | 0.40% | |
| 44 | XERS 5 07/15/25XERIS PHARMACEUTICALS INC | 1,500,000 | $1.5M | 0.37% | |
| 45 | —INTERCEPT PHARMACEUTICALS IN | 1,500,000 | $1.1M | 0.27% | |
| 46 | ASPNASPEN AEROGELS INC | 128,444 | $845K | 0.21% | |
| 47 | RDNWRUMBLEON INC | 85,085 | $823K | 0.20% | |
| 48 | —CONTURA ENERGY INC | 101,539 | $309K | 0.08% | |
| 49 | FLBFLUIDIGM CORP DEL | 69,769 | $280K | 0.07% | |
| 50 | HLITHARMONIC INC | 24,715 | $117K | 0.03% | |
| 51 | AMRSEURAMYRIS INC | 21,203 | $91K | 0.02% | |
| 52 | —ENDOLOGIX INC | 5,000 | $4K | 0.00% |