SILVERBACK ASSET MANAGEMENT LLC Q1 2021 Filing
Filed May 17, 2021
Portfolio Value
$460.8M
Holdings
51
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (51 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | BANDBANDWIDTH INC | 17,250,000 | $26.4M | 5.72% | |
| 2 | —Dicks Sporting Goods | 10,700,000 | $24.6M | 5.33% | |
| 3 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 13,040,000 | $22.2M | 4.81% | |
| 4 | —INFINERA CORP | 18,213,000 | $21.7M | 4.70% | |
| 5 | —HARMONIC INC | 18,000,000 | $20.3M | 4.40% | |
| 6 | —CLEVELAND-CLIFFS INC NEW | 7,113,000 | $18.6M | 4.04% | |
| 7 | CHGG 0.125 03/15/25CHEGG INC | 10,000,000 | $17.4M | 3.78% | |
| 8 | —GOLAR LNG LTD | 17,575,000 | $17.1M | 3.72% | |
| 9 | —EAGLE BULK SHIPPING INC | 14,530,000 | $16.5M | 3.59% | |
| 10 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 13,250,000 | $16.2M | 3.51% | |
| 11 | —FLEXION THERAPEUTICS INC | 17,000,000 | $15.3M | 3.32% | |
| 12 | —PetIQ Inc | 10,000,000 | $14.2M | 3.09% | |
| 13 | —SAILPOINT TECHNOLOGIES HLDGS | 7,500,000 | $13.9M | 3.03% | |
| 14 | TVTX 2.5 09/15/25RETROPHIN INC | 12,900,000 | $13.0M | 2.82% | |
| 15 | —Avadel Fin Cay Ltd/Avadel Pharma Plc | 11,000,000 | $12.3M | 2.66% | |
| 16 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 10,000,000 | $12.1M | 2.63% | |
| 17 | ETSY 0.125 10/01/26ETSY INC | 5,000,000 | $11.8M | 2.57% | |
| 18 | OMER 5.25 02/15/26OMEROS CORP | 9,500,000 | $11.7M | 2.54% | |
| 19 | IVC 5 11/15/24 *INVACARE CORP | 11,500,000 | $11.3M | 2.45% | |
| 20 | OKTA 0.125 09/01/25OKTA INC | 7,818,000 | $10.6M | 2.29% | |
| 21 | TK 5 01/15/23TEEKAY CORPORATION | 10,425,000 | $10.0M | 2.17% | |
| 22 | PEGA 0.75 03/01/25PEGASYSTEMS INC | 9,000,000 | $9.9M | 2.15% | |
| 23 | —Rapid7 Inc | 10,000,000 | $9.9M | 2.15% | |
| 24 | AKTSQAKOUSTIS TECHNOLOGIES INC | 714,190 | $9.5M | 2.07% | |
| 25 | PATK 1 02/01/23PATRICK INDS INC | 8,000,000 | $9.4M | 2.03% | |
| 26 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 7,675,000 | $9.3M | 2.01% | |
| 27 | INFN 2.5 03/01/27INFINERA CORP | 6,001,000 | $8.8M | 1.91% | |
| 28 | —RADIUS HEALTH INC | 8,000,000 | $7.4M | 1.61% | |
| 29 | RDNWRUMBLEON INC | 163,870 | $7.2M | 1.56% | |
| 30 | MXMAGNACHIP SEMICONDUCTOR CORP | 476,014 | $6.9M | 1.49% | Call |
| 31 | —AERIE PHARMACEUTICALS INC | 6,317,000 | $6.6M | 1.43% | |
| 32 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 4,955,000 | $6.5M | 1.42% | |
| 33 | —ENCORE CAP GROUP INC | 5,000,000 | $5.5M | 1.19% | |
| 34 | —FLUIDIGM CORP DEL | 3,000,000 | $5.2M | 1.12% | |
| 35 | WK 1.125 08/15/26WORKIVA INC | 3,000,000 | $3.9M | 0.85% | |
| 36 | —KINDRED BIOSCIENCES INC | 584,653 | $2.9M | 0.63% | |
| 37 | MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTN | 2,000,000 | $2.6M | 0.57% | |
| 38 | —TELIGENT INC NEW | 3,852,066 | $2.4M | 0.52% | |
| 39 | WDC 1.5 02/01/24WESTERN DIGITAL CORP. | 2,250,000 | $2.3M | 0.50% | |
| 40 | —SERVICESOURCE INTL INC | 1,279,182 | $1.9M | 0.41% | |
| 41 | —MCAP ACQUISITION CORP | 125,000 | $1.2M | 0.27% | |
| 42 | —ACCELERATE ACQUISITION CORP | 100,000 | $993K | 0.22% | |
| 43 | SPYSPDR S&P 500 ETF TR | 550,000 | $986K | 0.21% | Put |
| 44 | —AF ACQUISITION CORP | 75,000 | $740K | 0.16% | |
| 45 | AALAMERICAN AIRLS GROUP INC | 50,000 | $461K | 0.10% | Call |
| 46 | —GX ACQUISITION CORP II | 25,000 | $250K | 0.05% | |
| 47 | 0VVBVIACOMCBS INC | 5,238 | $236K | 0.05% | |
| 48 | AMRSEURAMYRIS INC | 339,200 | $212K | 0.05% | Call |
| 49 | —GORES GUGGENHEIM INC | 15,000 | $149K | 0.03% | |
| 50 | —KHOSLA VENTURES ACQUT CO III | 10,000 | $100K | 0.02% | |
| 51 | —THUNDER BRIDGE CAP PRTNRS II | 10,000 | $99K | 0.02% |