SILVERBACK ASSET MANAGEMENT LLC Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$584.4M

Holdings

42

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (42 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
240,000$67.8M11.60%Put
2
CLEVELAND CLIFFS INC
28,057,000$38.3M6.55%
3
IWMISHARES TR
200,000$30.6M5.24%Put
4
GOLAR LNG LTD
28,500,000$27.3M4.67%
5
TEAM INC
21,802,000$23.7M4.05%
6
UNPUNION PACIFIC CORP
140,000$23.4M4.01%Put
7
SCORPIO TANKERS INC
25,700,000$22.8M3.91%
8
INFINERA CORPORATION
27,110,000$21.6M3.69%
9
ENSCO JERSEY FIN LTD
26,900,000$20.9M3.58%
10
HARMONIC INC
17,211,000$19.6M3.36%
11
INVACARE CORP
21,300,000$19.5M3.34%
12
VIAV 1 03/01/24VIAVI SOLUTIONS INC
17,000,000$19.1M3.28%
13
AVID TECHNOLOGY INC
20,000,000$19.1M3.27%
14
FLEXION THERAPEUTICS INC
21,066,000$18.4M3.16%
15
NXP SEMICONDUCTORS N V
16,462,000$16.9M2.90%
16
TTM TECHNOLOGIES INC
12,810,000$16.8M2.87%
17
ON 1 12/01/20ON SEMICONDUCTOR CORP
12,500,000$15.5M2.65%
18
AMYRIS INC
13,478,000$13.5M2.31%
19
DYCOM INDS INC
14,229,000$13.2M2.25%
20
AK STL CORP
13,000,000$13.1M2.24%
21
PATK 1 02/01/23PATRICK INDS INC
14,500,000$13.0M2.23%
22
CONTURA ENERGY INC
223,905$13.0M2.22%
23
ENCORE CAP GROUP INC
13,000,000$11.6M1.98%
24
RADIUS HEALTH INC
10,000,000$8.3M1.42%
25
TELIGENT INC NEW
12,090,000$8.1M1.38%
26
MEDICINES CO
9,500,000$8.0M1.37%
27
VERASTEM INC
9,718,000$7.7M1.31%
28
MEDICINES CO
7,000,000$7.0M1.20%
29
MATMATTEL INC
500,000$6.5M1.11%Put
30
SENS 5.25 02/01/23SENSEONICS HLDGS INC
6,000,000$6.4M1.10%
31
MAGNACHIP SEMICONDUCTOR SA
5,137,000$5.8M1.00%
32
AKTSQAKOUSTIS TECHNOLOGIES INC
809,056$4.7M0.80%
33
KINDRED BIOSCIENCES INC
500,000$4.6M0.78%
34
AMRSEURAMYRIS INC
1,795,451$3.8M0.64%
35
MXMAGNACHIP SEMICONDUCTOR CORP
500,000$3.7M0.63%
36
SENS1GBPSENSEONICS HLDGS INC
1,125,291$2.8M0.47%
37
NIHDEURNII HLDGS INC
1,100,000$2.2M0.37%
38
TRINITY MERGER CORP
200,000$2.1M0.36%
39
GORDON POINTE ACQUISITION CO
175,000$1.8M0.31%
40
SERVICESOURCE INTL INC
1,695,708$1.6M0.27%
41
ALTA MESA RES INC
1,400,000$372K0.06%
42
SNYSANOFI
788,011$355K0.06%