SILVERBACK ASSET MANAGEMENT LLC Q1 2017 Filing

Filed May 12, 2017

Portfolio Value

$407.1M

Holdings

31

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (31 positions)

#StockSharesValue% PortfolioType
1
SPYSPDR S&P 500 ETF TR
500,000$117.9M28.95%Call
2
STARWOOD PPTY TR INC
21,000,000$21.4M5.25%
3
MICRON TECHNOLOGY INC
6,913,000$20.9M5.13%
4
JAZZ US HLDGS INC
8,908,000$20.7M5.09%
5
GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW
25,000,000$19.5M4.79%
6
HARMONIC INC
15,625,000$19.4M4.78%
7
PANDORA MEDIA INC
19,150,000$19.1M4.70%
8
VECTOR GROUP LTD
15,000,000$17.1M4.19%
9
CORNERSTONE ONDEMAND INC
14,000,000$14.3M3.52%
10
DEPOMED INC
15,250,000$14.3M3.52%
11
YAHOO INC
13,000,000$13.5M3.32%
12
INTERCEPT PHARMACEUTICALS IN
12,851,000$12.0M2.95%
13
AVID TECHNOLOGY INC
15,950,000$11.5M2.82%
14
ENCORE CAP GROUP INC
12,396,000$10.9M2.69%
15
ENERNOC INC
10,450,000$9.0M2.21%
16
LAB 2.75 02/01/34FLUIDIGM CORP DEL
12,800,000$8.7M2.14%
17
INFINERA CORPORATION
7,157,000$7.7M1.88%
18
TITAN MACHY INC
7,433,000$7.2M1.76%
19
AEGERION PHARMACEUTICALS INC
8,400,000$6.8M1.67%
20
HEALTHWAYS INC
4,000,000$6.2M1.52%
21
ENCORE CAP GROUP INC
6,040,000$5.8M1.41%
22
HOLOGIC INC
4,500,000$5.6M1.37%
23
SERVICESOURCE INTL INC
1,036,860$4.0M0.99%
24
COMSTOCK RES INC
3,826,000$3.3M0.81%
25
MXMAGNACHIP SEMICONDUCTOR CORP
308,461$2.9M0.72%
26
OREXIGEN THERAPEUTICS INC
4,800,000$2.4M0.60%
27
GSTEURGASTAR EXPL INC NEW
1,122,940$1.7M0.42%
28
CSWCSW INDUSTRIALS INC
35,000$1.3M0.32%
29
AMYRIS INC
2,000,000$1.1M0.26%
30
RESOLUTE ENERGY CORP
12,000$485K0.12%
31
AMYRIS INC
607,387$322K0.08%