Sigma Planning Corp Q4 2021 Filing

Filed February 2, 2022

Portfolio Value

$3.6B

Holdings

1,363

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (1,363 positions)

#	Stock	Shares	Value	% Portfolio
801	TSMTAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	4,629	$557K	0.02%
802	SPLKCHFSPLUNK INC COM	4,801	$556K	0.02%
803	FUBOFUBOTV INC COM	35,767	$555K	0.02%
804	CMGCHIPOTLE MEXICAN GRILL INC	315	$552K	0.02%
805	VMIVALMONT INDS INC COM	2,196	$550K	0.02%
806	SPYMSPDR PORTFOLIO S&P 500 ETF	9,855	$550K	0.02%
807	CMACOMERICA INC COM	6,301	$548K	0.02%
808	SYU1SYNOVUS FINL CORP	11,425	$547K	0.02%
809	TNDMTANDEM DIABETES CARE INC COM NEW	3,614	$544K	0.02%
810	INTUINTUIT INC	844	$543K	0.02%
811	JHGJANUS HENDERSON GROUP PLC ORD SHS	12,859	$539K	0.02%
812	SNDXSYNDAX PHARMACEUTICALS INC COM	24,590	$538K	0.01%
813	CHDCHURCH & DWIGHT INC	5,238	$537K	0.01%
814	YUMYUM! BRANDS INC	3,858	$536K	0.01%
815	SYLDCAMBRIA ETF TR SHAREHOLDER YIELD ETF	8,269	$534K	0.01%
816	—ENERGY INCOME & GROWTH FD COM	38,671	$534K	0.01%
817	MDYVSPDR SER TR S&P 400 MID CAP VALUE ETF	7,495	$533K	0.01%
818	FCVTFIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETF	12,857	$532K	0.01%
819	GRIDFIRST TRUST NASDAQ CLEAN EDGE SMART GRID INFRASTRUCTURE INDEX FUND	5,181	$532K	0.01%
820	INMDINMODE LTD SHS	7,485	$528K	0.01%
821	GLDM1USDSPDR GOLD MINISHARES TRUST	28,946	$526K	0.01%
822	VMBSVANGUARD MORTGAGE BACKED SECURITIES ETF	9,922	$524K	0.01%
823	ZBHZIMMER HLDGS INC	4,122	$524K	0.01%
824	FNOVFT CBOE VEST U.S. EQUITY BUFFER ETF - NOVEMBER	13,445	$524K	0.01%
825	REMXMARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF	4,645	$521K	0.01%
826	NGNOVAGOLD RESOURCES INC NEW	75,983	$521K	0.01%
827	SCHWCHARLES SCHWAB CORP	6,184	$520K	0.01%
828	EDGGOLD FIELDS LTD SPONSORED ADR	47,197	$519K	0.01%
829	ICLRICON PLC SHS	1,672	$518K	0.01%
830	SRESEMPRA ENERGY	3,906	$517K	0.01%
831	RSPTRYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF	1,593	$516K	0.01%
832	IXJISHARES GLOBAL HEALTHCARE SECTOR INDEX	5,716	$516K	0.01%
833	PLAYDAVE & BUSTERS ENTMT INC COM	13,426	$516K	0.01%
834	EDRENDEAVOUR SILVER CORP F	122,185	$516K	0.01%
835	PJUNINNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE	15,968	$515K	0.01%
836	KXIISHARES TRUST S&P GLOBAL CONSUMER STAPLES INDEX FD	7,954	$515K	0.01%
837	CGWS&P GLOBAL WATER INDEX ETF	8,475	$514K	0.01%
838	VIOVVANGUARD ADMIRAL FDSINC S&P SMALLCAP 600VALUE INDEX FD ETF SHS	2,839	$513K	0.01%
839	CALYCALLAWAY GOLF CO	18,669	$512K	0.01%
840	KHCKRAFT HEINZ CO COM	14,170	$509K	0.01%
841	MFICAPOLLO INVT CORP COM SH BEN INT	39,751	$508K	0.01%
842	SPAQUSDFISKER INC CL A COM STK	32,210	$507K	0.01%
843	UVVUNIVERSAL CORP VA COM	9,221	$506K	0.01%
844	QQQXNASDAQ PREM INCOME & GROWTH FD INC	16,499	$506K	0.01%
845	OGIGUSDO'SHARES GLOBAL INTERNET GIANTS ETF	10,158	$500K	0.01%
846	WQTMWISDOMTREE CLOUD COMPUTING FUND	9,641	$500K	0.01%
847	USIGISHARES CREDIT BOND ETF	8,337	$498K	0.01%
848	GHGUARDANT HEALTH INC COM	4,970	$497K	0.01%
849	ESTCELASTIC N V ORD SHS	4,033	$496K	0.01%
850	BRBROADRIDGE FIN SOL	2,712	$496K	0.01%
851	SPSBSPDR BARCLAYS CAPITAL SHORT TERM CORP BD	15,981	$495K	0.01%
852	JMIAJUMIA TECHNOLOGIES AG SPONSORED ADS	43,220	$493K	0.01%
853	PJULINNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY	15,971	$492K	0.01%
854	VISVANGUARD INDUSTRIALS	2,424	$492K	0.01%
855	XPOXPO LOGISTICS INC	6,338	$491K	0.01%
856	PBIPITNEY BOWES INC COM	74,032	$491K	0.01%
857	GPNGLOBAL PAYMENTS INC	3,623	$490K	0.01%
858	AAXJISHARES MSCI ASIA EX JAPAN	5,906	$489K	0.01%
859	RDS/AROYAL DUTCH SHELL PLC-ADR	11,243	$488K	0.01%
860	BROSDUTCH BROS INC CL A	9,539	$486K	0.01%
861	SPSMSPDR PORTFOLIO S&P 600 SMALL CAP ETF	10,830	$484K	0.01%
862	LINLINDE PLC SHS	1,393	$483K	0.01%
863	QQEWFIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS	4,073	$483K	0.01%
864	IYTISHARES DJ TRANSPORTATION AVERAGE	1,742	$482K	0.01%
865	W3UWESTERN UNION COMPANY	26,870	$479K	0.01%
866	DNLWISDOMTREE WORLD EX-U.S. GROWTH FUND	10,953	$477K	0.01%
867	BIPBROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98	7,835	$476K	0.01%
868	BAXBAXTER INTL INC COM	5,521	$474K	0.01%
869	DJTWWDIGITAL WORLD ACQUISITION CORP WT EXP 063028	35,884	$474K	0.01%
870	PDPPOWERSHARES DWA TECHNICAL LEADERS PORTFOLIO	4,972	$470K	0.01%
871	ATOATMOS ENERGY CORP	4,479	$469K	0.01%
872	ONON SEMICONDUCTOR CORP COM	6,906	$469K	0.01%
873	WYNNWYNN RESORTS LTD	5,510	$469K	0.01%
874	AOMISHARES TR S&P MODERATE ALLOCATION FD	10,260	$467K	0.01%
875	WEPMAGELLAN MIDSTREAM PARTNERS LP	10,055	$467K	0.01%
876	FBCUSDFLAGSTAR BANCORP INC	9,679	$464K	0.01%
877	TSNTYSON FOODS INC CL A	5,323	$464K	0.01%
878	CHWCALAMOS GLOBAL DYNAMIC INCOME FD	46,568	$464K	0.01%
879	FRPTFORCE PROTECTION INC	4,862	$463K	0.01%
880	FVCFIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETF	12,222	$462K	0.01%
881	PEGPUBLIC SVC ENTERPRISE GRP INC COM	6,910	$461K	0.01%
882	WABWABTEC	4,969	$458K	0.01%
883	ISCVISHARES MORNINGSTAR SMALL VALUE INDEX	7,710	$458K	0.01%
884	BLEBLACKROCK MUNI INCOME TR II COM	30,099	$456K	0.01%
885	IDIINTERDIGITAL COMM CORP	6,355	$455K	0.01%
886	JXNJACKSON FINANCIAL INC COM CL A	10,881	$455K	0.01%
887	PXDEURPIONEER NATURAL RESOURCES CO	2,503	$455K	0.01%
888	BHKBLACKROCK CORE BD TR SHS BEN INT	27,442	$453K	0.01%
889	RGLDROYAL GOLD INC	4,300	$452K	0.01%
890	PHGKONINKLIJKE PHILIPS N V NY REGIS SHS NEW	12,240	$451K	0.01%
891	SDOGALPS ETF TR SECTOR DIVIDEND DOGS ETF	8,393	$450K	0.01%
892	SAVESPIRIT AIRLINES INC	20,600	$450K	0.01%
893	7HPHP INC COM	11,908	$449K	0.01%
894	SPDWSPDR S&P WORLD EX-US	12,237	$446K	0.01%
895	XARSPDR S&P AEROSPACE & DEFENSE ETF	3,828	$446K	0.01%
896	HAMHARMONY GOLD MINING CO LTD SPON ADR	108,159	$445K	0.01%
897	FXLFIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD	3,343	$441K	0.01%
898	SQMSOCIEDAD QUIMICA MINERA DE CHILE S A	8,709	$439K	0.01%
899	DFUSDIMENSIONAL U.S. EQUITY ETF	8,417	$435K	0.01%
900	CBOECBOE GLOBAL MKTS INC COM	3,328	$434K	0.01%

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