Sigma Planning Corp Q4 2018 Filing

Filed January 31, 2019

Portfolio Value

$1.4T

Holdings

835

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (835 positions)

#StockSharesValue% PortfolioType
701
IWVISHARES TR
1,531$225.0M0.02%
702
ILCGISHARES TR
1,420$225.0M0.02%
703
TLTEFLEXSHARES TR
4,661$224.0M0.02%
704
ANETEURARISTA NETWORKS INC
1,062$224.0M0.02%
705
DBEMDBX ETF TR
10,730$224.0M0.02%
706
ATVIEURACTIVISION BLIZZARD INC
4,802$224.0M0.02%
707
LKQ1LKQ CORP
9,433$224.0M0.02%
708
GNWGENWORTH FINL INC
47,817$223.0M0.02%
709
BUCKEYE PARTNERS L P
7,656$222.0M0.02%
710
IYMISHARES TR
2,633$221.0M0.02%
711
CBCHUBB LIMITED
1,711$221.0M0.02%
712
CNCCENTENE CORP DEL
1,905$220.0M0.02%
713
SPIPSPDR SERIES TRUST
4,086$220.0M0.02%
714
RETAIL PPTYS AMER INC
20,090$218.0M0.02%
715
MTCHEURMATCH GROUP INC
5,100$218.0M0.02%
716
XHBSPDR SERIES TRUST
6,690$218.0M0.02%
717
OFSOFS CAP CORP
20,472$217.0M0.02%
718
UBS AG JERSEY BRH
12,240$217.0M0.02%
719
TMTOYOTA MOTOR CORP
1,861$216.0M0.02%
720
HASHASBRO INC
2,662$216.0M0.02%
721
SYBTSTOCK YDS BANCORP INC
6,572$216.0M0.02%
722
GBABGUGGENHEIM TAXABLE MUN MNGD
9,787$215.0M0.02%
723
CCLCARNIVAL CORP
4,323$213.0M0.02%
724
FPFFIRST TR INTER DUR PFD & IN
10,717$212.0M0.02%
725
ALSNALLISON TRANSMISSION HLDGS I
4,822$212.0M0.02%
726
AALAMERICAN AIRLS GROUP INC
6,540$210.0M0.02%
727
ORLYO REILLY AUTOMOTIVE INC NEW
610$210.0M0.02%
728
IXJISHARES TR
3,705$210.0M0.02%
729
SGOLABERDEEN STD GOLD ETF TR
1,700$210.0M0.02%
730
IPKWINVESCO EXCHNG TRADED FD TR
7,301$210.0M0.02%
731
MARMARRIOTT INTL INC NEW
1,921$209.0M0.02%
732
NEMNEWMONT MINING CORP
6,026$209.0M0.02%
733
UNUSDUNILEVER N V
3,871$208.0M0.02%
734
BBBLACKBERRY LTD
29,313$208.0M0.02%
735
MFAUSDMFA FINL INC
31,038$207.0M0.02%
736
EPREPR PPTYS
3,231$207.0M0.02%
737
BLVVANGUARD BD INDEX FD INC
2,366$207.0M0.02%
738
USCIUNITED STS COMMODITY INDEX F
5,500$206.0M0.01%
739
AABAUSDALTABA INC
3,561$206.0M0.01%
740
NUENUCOR CORP
3,975$206.0M0.01%
741
GOOSCANADA GOOSE HOLDINGS INC
4,690$205.0M0.01%
742
AGFIRST MAJESTIC SILVER CORP
34,855$205.0M0.01%
743
XEVVXEATON VANCE LTD DUR INCOME F
17,235$205.0M0.01%
744
PEGPUBLIC SVC ENTERPRISE GROUP
3,910$204.0M0.01%
745
GBDCGOLUB CAP BDC INC
12,351$204.0M0.01%
746
UTLUNITIL CORP
4,019$204.0M0.01%
747
IQDFFLEXSHARES TR
9,684$204.0M0.01%
748
SPYDSPDR SER TR
5,959$203.0M0.01%
749
2U INC
4,058$202.0M0.01%
750
PREFERRED APT CMNTYS INC
14,306$201.0M0.01%
751
SECOND SIGHT MED PRODS INC
226,900$201.0M0.01%
752
PEYINVESCO EXCHANGE TRADED FD T
12,658$201.0M0.01%
753
FEYECHFFIREEYE INC
12,419$201.0M0.01%
754
OIEUROWENS ILL INC
11,611$200.0M0.01%
755
TSITCW STRATEGIC INCOME FUND IN
37,922$200.0M0.01%
756
KKRKKR & CO INC
10,067$198.0M0.01%
757
DSLDOUBLELINE INCOME SOLUTIONS
11,408$198.0M0.01%
758
TORTOISE MLP FD INC
16,132$198.0M0.01%
759
FDCFIRST DATA CORP NEW
11,462$194.0M0.01%
760
BTZBLACKROCK CR ALLCTN INC TR
17,038$190.0M0.01%
761
XGDVXGABELLI DIVD & INCOME TR
10,359$190.0M0.01%
762
PFXFVANECK VECTORS ETF TR
10,655$189.0M0.01%
763
CRONCRONOS GROUP INC
18,063$188.0M0.01%
764
XEFRXEATON VANCE SR FLTNG RTE TR
14,888$187.0M0.01%
765
EDRENDEAVOUR SILVER CORP
86,808$187.0M0.01%
766
LOBLIVE OAK BANCSHARES INC
12,157$180.0M0.01%
767
UNITUNITI GROUP INC
11,470$179.0M0.01%
768
FDDFIRST TR STOXX EURO DIV FD
14,837$177.0M0.01%
769
BLACKROCK MUN 2020 TERM TR
12,000$177.0M0.01%
770
ECFELLSWORTH GRWTH AND INCOME L
20,490$176.0M0.01%
771
ALLIANZGI NFJ DIVID INT & PR
16,185$173.0M0.01%
772
WENWENDYS CO
11,099$173.0M0.01%
773
CDECOEUR MNG INC
36,834$165.0M0.01%
774
SKYSKYLINE CHAMPION CORPORATION
11,064$163.0M0.01%
775
HOEGH LNG PARTNERS LP
10,127$155.0M0.01%
776
CHWCALAMOS GBL DYN INCOME FUND
23,651$155.0M0.01%
777
AQMSEURAQUA METALS INC
84,700$154.0M0.01%
778
RYAMRAYONIER ADVANCED MATLS INC
14,392$153.0M0.01%
779
LIVELIVE VENTURES INC
22,020$148.0M0.01%
780
NEW AGE BEVERAGES CORP
28,420$148.0M0.01%
781
GFNEW GERMANY FD INC
12,669$148.0M0.01%
782
SENIOR HSG PPTYS TR
12,161$143.0M0.01%
783
AVKADVENT CLAYMORE CV SECS & IN
11,242$141.0M0.01%
784
NUANEURNUANCE COMMUNICATIONS INC
10,444$138.0M0.01%
785
EZPWEZCORP INC
16,936$131.0M0.01%
786
HTGCHERCULES CAPITAL INC
11,537$127.0M0.01%
787
FCXFREEPORT-MCMORAN INC
12,183$126.0M0.01%
788
EXPIEXP WORLD HOLDINGS INC
17,115$121.0M0.01%
789
SIRIEURSIRIUS XM HLDGS INC
20,475$117.0M0.01%
790
CSQCALAMOS STRATEGIC TOTL RETN
10,814$115.0M0.01%
791
JFRNUVEEN FLOATING RATE INCOME
12,017$111.0M0.01%
792
NYCBEURNEW YORK CMNTY BANCORP INC
10,888$102.0M0.01%
793
ATATLANTIC PWR CORP
44,091$96.0M0.01%
794
EATON VANCE HIGH INCOME 2021
10,553$94.0M0.01%
795
TRYBARINGS BDC INC
10,120$91.0M0.01%
796
GOGLGOLDEN OCEAN GROUP LTD
14,570$90.0M0.01%
797
XEXGXEATON VANCE TAX MNGD GBL DV
12,004$90.0M0.01%
798
GGNGAMCO GLOBAL GOLD NAT RES &
23,515$87.0M0.01%
799
LSCCLATTICE SEMICONDUCTOR CORP
12,143$84.0M0.01%
800
ENSCO PLC
23,265$83.0M0.01%
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