Sigma Planning Corp Q4 2016 Filing

Filed January 23, 2017

Portfolio Value

$914.9M

Holdings

731

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (731 positions)

StockValue
SJTSAN JUAN BASIN RTY TR
$85K
VALEVALE S A
$80K
MCEWEN MNG INC
$80K
PROSPECT CAPITAL CORPORATION
$78K
ALPINE GLOBAL PREMIER PPTYS
$75K
TICC CAPITAL CORP
$74K
AGIALAMOS GOLD INC NEW
$72K
PROSPECT CAPITAL CORPORATION
$72K
REEDS INC
$67K
AEGAEGON N V
$65K
RFPUSDRESOLUTE FST PRODS INC
$62K
ALLIANZGI CONV & INCOME FD I
$61K
AYS1SANDSTORM GOLD LTD
$60K
YRIYAMANA GOLD INC
$50K
DHYCREDIT SUISSE HIGH YLD BND F
$47K
NGDNEW GOLD INC CDA
$44K
LYGLLOYDS BANKING GROUP PLC
$41K
EGOELDORADO GOLD CORP NEW
$41K
GLUUGLU MOBILE INC
$41K
KOPNKOPIN CORP
$37K
AROTECH CORP
$35K
BIODELIVERY SCIENCES INTL IN
$35K
PENN WEST PETE LTD NEW
$28K
TWITTER INC
$23K
AURIS MED HLDG AG
$19K
BLACKROCK CAPITAL INVESTMENT
$10K
WEB COM GROUP INC
$10K
VANGUARD NAT RES LLC
$9K
TIMMINS GOLD CORP
$7K
PEREGRINE PHARMACEUTICALS IN
$6K
MEMORIAL PRODTN PARTNERS LP
$1K
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