Sigma Planning Corp Q3 2019 Filing

Filed November 1, 2019

Portfolio Value

$2.1B

Holdings

988

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (988 positions)

StockValue
USCIUNITED STS COMMODITY INDEX F
$203K
NEONEOGENOMICS INC
$201K
PJPINVESCO EXCHANGE TRADED FD T
$200K
CHKPCHECK POINT SOFTWARE TECH LT
$200K
PEYINVESCO EXCHANGE TRADED FD T
$200K
GNWGENWORTH FINL INC
$196K
FTGCFIRST TR EXCHAN TRADED FD VI
$196K
VMOINVESCO MUN OPPORTUNITY TR
$195K
CSQCALAMOS STRATEGIC TOTL RETN
$193K
ETBEATON VANCE TAX MNGED BUY WR
$189K
AVKADVENT CONVERTIBLE & INCOME
$186K
CHWCALAMOS GBL DYN INCOME FUND
$185K
LIVELIVE VENTURES INC
$180K
FEYECHFFIREEYE INC
$178K
PREFERRED APT CMNTYS INC
$177K
XCHYXCALAMOS CONV & HIGH INCOME F
$177K
PDBCINVESCO ACTIVELY MANAGD ETF
$173K
FDDFIRST TR HIGH INCOME L/S FD
$173K
IGTINTERNATIONAL GAME TECHNOLOG
$172K
ENABLE MIDSTREAM PARTNERS LP
$170K
FDDFIRST TR STOXX EURO DIV FD
$166K
FCXFREEPORT-MCMORAN INC
$165K
HN9HANESBRANDS INC
$163K
SNAPSNAP INC
$162K
EXPIEXP WORLD HOLDINGS INC
$158K
AMANTERO MIDSTREAM CORP
$157K
MCDERMOTT INTL INC
$155K
ATATLANTIC PWR CORP
$155K
MFAUSDMFA FINL INC
$154K
AQMSEURAQUA METALS INC
$153K
XEFRXEATON VANCE SR FLTNG RTE TR
$152K
ALLIANZGI NFJ DIVID INT & PR
$150K
CRONCRONOS GROUP INC
$148K
GGNGAMCO GLOBAL GOLD NAT RES &
$134K
OIEUROWENS ILL INC
$134K
HUAMI CORP
$133K
USX1UNITED STATES STL CORP NEW
$128K
CLFCLEVELAND CLIFFS INC
$121K
ZYXIQZYNEX INC
$121K
SIRIEURSIRIUS XM HLDGS INC
$112K
RIGTRANSOCEAN LTD
$111K
NIMNUVEEN SELECT MAT MUN FD
$107K
JFRNUVEEN FLOATING RATE INCOME
$105K
RRCRANGE RES CORP
$103K
XEXGXEATON VANCE TAX MNGD GBL DV
$100K
RYAMRAYONIER ADVANCED MATLS INC
$99K
IGRCBRE CLARION GLOBAL REAL EST
$96K
GABGABELLI EQUITY TR INC
$86K
ATOMATOMERA INC
$82K
AGEGBPAGEX THERAPEUTICS INC
$79K
NYMTEURNEW YORK MTG TR INC
$78K
LMBLIMBACH HLDGS INC
$78K
GOGLGOLDEN OCEAN GROUP LTD
$77K
BBBLACKBERRY LTD
$77K
AYS1SANDSTORM GOLD LTD
$77K
SPRINT CORPORATION
$76K
LTHM1EURLIVENT CORP
$75K
ALLIANZGI CONV INCOME FD II
$74K
EZPWEZCORP INC
$72K
MCCUSDMEDLEY CAP CORP
$70K
HIXWESTERN ASSET HIGH INCM FD I
$69K
AEGAEGON N V
$66K
CPE3EURCALLON PETE CO DEL
$64K
BRWTEMPLETON GLOBAL INCOME FD
$62K
COLONY CAP INC NEW
$61K
OCWEN FINL CORP
$56K
LYGLLOYDS BANKING GROUP PLC
$54K
PARETEUM CORP
$53K
ENCANA CORP
$51K
ABERDEEN ASIA PACIFIC INCOM
$50K
PROSPECT CAPITAL CORPORATION
$49K
SIDCOMPANHIA SIDERURGICA NACION
$47K
XXII22ND CENTY GROUP INC
$43K
THERAPEUTICSMD INC
$42K
REEDS INC
$42K
INSIGNIA SYS INC
$39K
SECOND SIGHT MED PRODS INC
$32K
NENOBLE CORP PLC
$31K
AXUALEXCO RESOURCE CORP
$22K
ACASTI PHARMA INC
$19K
CHKEURCHESAPEAKE ENERGY CORP
$19K
HI CRUSH INC
$18K
BLACKSTONE MTG TR INC
$16K
DEAN FOODS CO NEW
$14K
TGBTASEKO MINES LTD
$14K
CLIRCLEARSIGN COMBUSTION CORP
$13K
FERRELLGAS PARTNERS L.P.
$12K
VERMILLION INC
$11K
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