Sigma Planning Corp Q3 2016 Filing
Filed November 7, 2016
Portfolio Value
$843.5B
Holdings
736
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (736 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | AMUBCREDIT SUISSE NASSAU BRH | 11,043 | $111.0M | 0.01% | |
| 702 | EGOELDORADO GOLD CORP NEW | 27,972 | $110.0M | 0.01% | |
| 703 | —WHITING PETE CORP NEW | 12,195 | $107.0M | 0.01% | |
| 704 | DPGDUFF & PHELPS UTIL CORP BD T | 10,400 | $102.0M | 0.01% | |
| 705 | —INSIGNIA SYS INC | 40,300 | $96.0M | 0.01% | |
| 706 | MFAUSDMFA FINL INC | 12,821 | $96.0M | 0.01% | |
| 707 | NYMTEURNEW YORK MTG TR INC | 15,844 | $95.0M | 0.01% | |
| 708 | PBTPERMIAN BASIN RTY TR | 12,414 | $87.0M | 0.01% | |
| 709 | YRIYAMANA GOLD INC | 19,777 | $85.0M | 0.01% | |
| 710 | NOKNOKIA CORP | 14,514 | $84.0M | 0.01% | |
| 711 | —BIODELIVERY SCIENCES INTL IN | 30,359 | $82.0M | 0.01% | |
| 712 | —PROSPECT CAPITAL CORPORATION | 80,000 | $79.0M | 0.01% | |
| 713 | SJTSAN JUAN BASIN RTY TR | 12,536 | $74.0M | 0.01% | |
| 714 | AYS1SANDSTORM GOLD LTD | 14,450 | $73.0M | 0.01% | |
| 715 | —PROSPECT CAPITAL CORPORATION | 70,000 | $72.0M | 0.01% | |
| 716 | NENOBLE CORP PLC | 11,012 | $70.0M | 0.01% | |
| 717 | —ALLIANZGI CONV & INCOME FD I | 11,090 | $66.0M | 0.01% | |
| 718 | —TICC CAPITAL CORP | 11,200 | $65.0M | 0.01% | |
| 719 | —REEDS INC | 16,139 | $60.0M | 0.01% | |
| 720 | VALEVALE S A | 10,398 | $57.0M | 0.01% | |
| 721 | NGDNEW GOLD INC CDA | 11,800 | $51.0M | 0.01% | |
| 722 | GLUUGLU MOBILE INC | 21,000 | $47.0M | 0.01% | |
| 723 | DHYCREDIT SUISSE HIGH YLD BND F | 17,584 | $45.0M | 0.01% | |
| 724 | —TWITTER INC | 45,000 | $43.0M | 0.01% | |
| 725 | LYGLLOYDS BANKING GROUP PLC | 13,050 | $37.0M | 0.00% | |
| 726 | —AROTECH CORP | 10,000 | $30.0M | 0.00% | |
| 727 | —PENN WEST PETE LTD NEW | 16,038 | $29.0M | 0.00% | |
| 728 | —WEB COM GROUP INC | 30,000 | $28.0M | 0.00% | |
| 729 | KOPNKOPIN CORP | 13,000 | $28.0M | 0.00% | |
| 730 | —MEMORIAL PRODTN PARTNERS LP | 14,417 | $26.0M | 0.00% | |
| 731 | —AURIS MED HLDG AG | 10,550 | $18.0M | 0.00% | |
| 732 | —TIMMINS GOLD CORP | 33,260 | $15.0M | 0.00% | |
| 733 | —VANGUARD NAT RES LLC | 17,094 | $15.0M | 0.00% | |
| 734 | —ACTINIUM PHARMACEUTICALS INC | 10,000 | $14.0M | 0.00% | |
| 735 | —BLACKROCK CAPITAL INVESTMENT | 10,000 | $10.0M | 0.00% | |
| 736 | —PEREGRINE PHARMACEUTICALS IN | 16,500 | $7.0M | 0.00% |
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