Sigma Planning Corp Q1 2021 Filing

Filed May 6, 2021

Portfolio Value

$3.1B

Holdings

1,304

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (1,304 positions)

#	Stock	Shares	Value	% Portfolio
1001	—DTE ENERGY CO 6.25 CORP UNITS	5,733	$285K	0.01%
1002	FDNIFIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF	6,281	$284K	0.01%
1003	KLACKLA-TENCOR CORP	859	$284K	0.01%
1004	JDJD COM INC SPONS ADR REPSTG COMCL A	3,363	$284K	0.01%
1005	S76STORE CAP CORP COM	8,470	$284K	0.01%
1006	CBRLCRACKER BARREL INC	1,629	$282K	0.01%
1007	BCCCGLOBAL X TELEMEDICINE & DIGITAL HEALTH ETF	14,740	$282K	0.01%
1008	UTGREAVES UTIL INCOME FD COM SH BEN INT	8,410	$282K	0.01%
1009	PHPARKER-HANNIFIN CORP COM	889	$281K	0.01%
1010	SDVYFIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF	9,890	$281K	0.01%
1011	AXSAXIS CAPITAL HOLDINGS LTD	5,672	$281K	0.01%
1012	SHMSPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF	5,677	$281K	0.01%
1013	IFRAISHARES U.S. INFRASTRUCTURE ETF	8,076	$280K	0.01%
1014	APPNAPPIAN CORP CL A	2,095	$279K	0.01%
1015	YUSDALLEGHANY CORP DEL COM	446	$279K	0.01%
1016	NUSNU SKIN ENTERPRISES INC	5,252	$278K	0.01%
1017	ATOATMOS ENERGY CORP	2,816	$278K	0.01%
1018	—HEALTH ASSURN ACQUISITION CORP UNIT EX	25,850	$278K	0.01%
1019	CCDCALAMOS DYNAMIC CONV & INCOME COM	8,705	$278K	0.01%
1020	MCKMCKESSON CORP	1,421	$277K	0.01%
1021	TTENTOTAL SA ADR	5,947	$277K	0.01%
1022	AIAISHARES TR S&P ASIA 50 INDEX FD	3,000	$277K	0.01%
1023	FTCHQFARFETCH LTD ORD SH CL A	5,197	$276K	0.01%
1024	SPHSUBURBAN PROPANE PARTNERS LP	18,639	$276K	0.01%
1025	PXDEURPIONEER NATURAL RESOURCES CO	1,724	$274K	0.01%
1026	FXIISHARES FTSE CHINA ETF	5,868	$274K	0.01%
1027	UTFCOHEN & STEERS INFRASTRUCTURE FUND	9,819	$274K	0.01%
1028	MEIPUSDMEI PHARMA INC COM NEW	79,450	$273K	0.01%
1029	STWDSTARWOOD PROPERTY TRUST	11,018	$273K	0.01%
1030	AQLTISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF	5,977	$273K	0.01%
1031	DBDEURDIEBOLD INC COM	19,300	$273K	0.01%
1032	RABROOKFIELD REAL ASSETS INCOME SHS BEN INT	13,198	$273K	0.01%
1033	TMHCTAYLOR MORRISON HOME CORP COM	8,800	$271K	0.01%
1034	PSAPUBLIC STORAGE INC	1,098	$271K	0.01%
1035	DELLDELL TECHNOLOGIES INC CL C	3,070	$271K	0.01%
1036	ETJEATON VANCE RISK MANAGED DIVERSIFIED EQUITY	24,935	$269K	0.01%
1037	RKTROCKET COS INC COM CL A	11,652	$269K	0.01%
1038	ZSZSCALER INC COM	1,559	$268K	0.01%
1039	RHRESTORATION HARDWARE	450	$268K	0.01%
1040	SILGLOBAL X SILVER MINERS ETF	6,661	$266K	0.01%
1041	NSYNICE SYSTEMS LTD ADR	1,217	$265K	0.01%
1042	CLGNCOLLPLANT BIOTECHNOLOGIES LTD ADS	19,700	$265K	0.01%
1043	NVGNUVEEN INSD DIVID ADVANTAGE MUN FD	15,667	$265K	0.01%
1044	RXTRACKSPACE TECHNOLOGY INC COM	11,050	$263K	0.01%
1045	NWLNEWELL BRANDS INC COM	9,792	$262K	0.01%
1046	MASMASCO CORP COM	4,372	$262K	0.01%
1047	VRTXVERTEX PHARMACEUTICALS IN	1,217	$262K	0.01%
1048	BLMNBLOOMIN BRANDS INC COM	9,600	$260K	0.01%
1049	SNOWSNOWFLAKE INC CL A	1,135	$260K	0.01%
1050	FDLOFIDELITY LOW VOLATILITY FACTOR ETF	5,915	$259K	0.01%
1051	—AMERICAN FIN TR INC COM CLASS A	26,334	$259K	0.01%
1052	—PORTAGE BIOTECH INC COM	9,270	$259K	0.01%
1053	DGRWWISDOMTREE TRUST U.S. DIVIDEND GROWTHFUND	4,509	$258K	0.01%
1054	GEVOGEVO INC COM PAR	26,300	$258K	0.01%
1055	RGENREPLIGEN CORP	1,327	$258K	0.01%
1056	NTGTORTOISE FUND INC. COMMON	10,022	$258K	0.01%
1057	EMLCMARKET VECTORS ETF EMERGING MKTS LOCAL ETF	8,394	$258K	0.01%
1058	CHWYCHEWY INC CL A	3,038	$257K	0.01%
1059	XVVISHARES ESG SCREENED S&P 500 ETF	8,453	$257K	0.01%
1060	PMBSPIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND	2,294	$256K	0.01%
1061	CICIGNA CORP	1,058	$256K	0.01%
1062	QLDPROSHARES TR ULTRA QQQ PROSHARES	2,182	$256K	0.01%
1063	COFCAPITAL ONE FINANCIAL CORP	2,011	$256K	0.01%
1064	LBTYBLIBERTY GLOBAL PLC SHS CL A	9,929	$255K	0.01%
1065	TXRHTEXAS ROADHOUSE INC	2,652	$254K	0.01%
1066	CAHCARDINAL HEALTH INC	4,164	$253K	0.01%
1067	USHYISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF	6,131	$253K	0.01%
1068	SWANAMPLIFY BLACKSWAN GROWTH & TREASURY CORE ETF	7,903	$253K	0.01%
1069	LNTALLIANT ENERGY CORP COM	4,663	$253K	0.01%
1070	BDJBLACKROCK ENHANCED DIVID ACHIEVERS TR COM	26,749	$253K	0.01%
1071	EBAEBAY INC	4,134	$253K	0.01%
1072	CVNACARVANA CO CL A	962	$252K	0.01%
1073	—ABRAXAS PETE CORP	80,240	$252K	0.01%
1074	RHPRYMAN HOSPITALITY PPTYS INC COM	3,256	$252K	0.01%
1075	AAXJISHARES MSCI ASIA EX JAPAN	2,710	$251K	0.01%
1076	HPSJOHN HANCOCK PREFERRED INCOME FUND III	13,737	$250K	0.01%
1077	XSLVPOWERSHARES EXCHANGE-TRADED FD TR I S&P 600 LOW VOLATILITY PORTFOLIO	5,438	$250K	0.01%
1078	KKRKKR & CO LP	5,072	$248K	0.01%
1079	ILTBISHARES CORE LONG-TERM U.S. BOND ETF	3,619	$248K	0.01%
1080	R6C2ROYAL DUTCH SHELL PLC SPON ADR B	6,739	$248K	0.01%
1081	XIFRNEXTERA ENERGY PARTNERS LP COM UNIT PART IN	3,385	$247K	0.01%
1082	RSPSRYDEX ETF TR S&P EQUAL WEIGHT CONSUMER STAPLES ETF	1,557	$246K	0.01%
1083	GPNGLOBAL PAYMENTS INC	1,219	$246K	0.01%
1084	GFNEW GERMANY FD INC COM	12,417	$245K	0.01%
1085	IPORENAISSANCE IPO ETF	3,938	$245K	0.01%
1086	BENFRANKLIN RES INC	8,279	$245K	0.01%
1087	AZTABROOKS AUTOMATION INC	3,006	$245K	0.01%
1088	PSLPOWERSHARES EXCHANGETRADED FD TR DYNAMICCONSUMER STAPLES	2,633	$244K	0.01%
1089	BTZBLACKROCK CREDIT ALLOC INCOME TRUST	16,646	$244K	0.01%
1090	UWMCUWM HOLDINGS CORPORATION COM CL A	30,650	$243K	0.01%
1091	PJANINNOVATOR S&P 500 POWER BUFFER ETF - JANUARY	7,671	$242K	0.01%
1092	NINISOURCE INC COM	10,026	$242K	0.01%
1093	ABGAMERISOURCEBERGEN CORP COM	2,049	$242K	0.01%
1094	XYLXYLEM INC	2,288	$241K	0.01%
1095	NJANINNOVATOR NASDAQ-100 POWER BUFFER ETF - JANUARY	6,187	$240K	0.01%
1096	ETENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP	31,061	$239K	0.01%
1097	ZROZPIMCO 25 YEAR ZERO COUPON U.S. TREASURY INDEX EXCHANGE-TRADED FUND	1,813	$239K	0.01%
1098	ONLNPROSHARES ONLINE RETAIL ETF	3,027	$238K	0.01%
1099	XMVMINVESCO S&P MIDCAP VALUE WITH MOMENTUM ETF	5,335	$238K	0.01%
1100	—ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF	8,984	$237K	0.01%

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