Sigma Planning Corp Q1 2016 Filing
Filed April 18, 2016
Portfolio Value
$731.6B
Holdings
695
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (695 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | —POWERSHARES ETF TRUST | 14,243 | $197.0M | 0.03% | |
| 602 | XGDVXGABELLI DIVD & INCOME TR | 10,620 | $196.0M | 0.03% | |
| 603 | —RITE AID CORP | 24,065 | $196.0M | 0.03% | |
| 604 | —HATTERAS FINL CORP | 13,487 | $193.0M | 0.03% | |
| 605 | —ORCHID IS CAP INC | 18,657 | $193.0M | 0.03% | |
| 606 | —EATON VANCE OH MUNI INCOME T | 12,855 | $190.0M | 0.03% | |
| 607 | —ABENGOA YIELD PLC | 10,628 | $189.0M | 0.03% | |
| 608 | TWOTWO HBRS INVT CORP | 23,258 | $185.0M | 0.03% | |
| 609 | XEVVXEATON VANCE LTD DUR INCOME F | 13,929 | $184.0M | 0.03% | |
| 610 | NBHNEUBERGER BERMAN INTER MUNI | 11,180 | $181.0M | 0.02% | |
| 611 | FCXFREEPORT-MCMORAN INC | 17,532 | $181.0M | 0.02% | |
| 612 | —ALON USA PARTNERS LP | 13,662 | $180.0M | 0.02% | |
| 613 | POT1EURPOTASH CORP SASK INC | 10,560 | $180.0M | 0.02% | |
| 614 | RCSPIMCO STRATEGIC INCOME FD IN | 19,017 | $174.0M | 0.02% | |
| 615 | WENWENDYS CO | 15,966 | $174.0M | 0.02% | |
| 616 | —BARCLAYS BK PLC | 33,559 | $172.0M | 0.02% | |
| 617 | ETVEATON VANCE TX MNG BY WRT OP | 11,600 | $171.0M | 0.02% | |
| 618 | PCNPIMCO CORPORATE INCOME STRAT | 12,170 | $167.0M | 0.02% | |
| 619 | —PROSHARES TR | 10,516 | $167.0M | 0.02% | |
| 620 | —FIRST TR STRATEGIC HIGH INC | 14,559 | $166.0M | 0.02% | |
| 621 | —CREDIT SUISSE NASSAU BRH | 14,850 | $166.0M | 0.02% | |
| 622 | —CVR REFNG LP | 13,642 | $165.0M | 0.02% | |
| 623 | MMUWESTERN ASST MNGD MUN FD INC | 11,000 | $164.0M | 0.02% | |
| 624 | MYIBLACKROCK MUNIYIELD QLTY FD | 10,846 | $164.0M | 0.02% | |
| 625 | —NUVEEN PREM INCOME MUN FD | 11,096 | $162.0M | 0.02% | |
| 626 | BKTBLACKROCK INCOME TR INC | 24,308 | $161.0M | 0.02% | |
| 627 | CEFCENTRAL FD CDA LTD | 13,270 | $159.0M | 0.02% | |
| 628 | HDGEGBPADVISORSHARES TR | 14,429 | $154.0M | 0.02% | |
| 629 | XEFRXEATON VANCE SR FLTNG RTE TR | 11,763 | $151.0M | 0.02% | |
| 630 | —GRAMERCY PPTY TR | 17,800 | $150.0M | 0.02% | |
| 631 | BBBLACKBERRY LTD | 18,307 | $148.0M | 0.02% | |
| 632 | RMBS*RAMBUS INC DEL | 10,710 | $147.0M | 0.02% | |
| 633 | NEANUVEEN FLTNG RTE INCM OPP FD | 14,632 | $145.0M | 0.02% | |
| 634 | SBIWESTERN ASSET INTM MUNI FD I | 13,765 | $143.0M | 0.02% | |
| 635 | DNPDNP SELECT INCOME FD | 14,335 | $143.0M | 0.02% | |
| 636 | 7HPHP INC | 11,358 | $140.0M | 0.02% | |
| 637 | —NORTHSTAR RLTY FIN CORP | 10,539 | $138.0M | 0.02% | |
| 638 | JFRNUVEEN FLOATING RATE INCOME | 13,705 | $138.0M | 0.02% | |
| 639 | —CRESTWOOD EQUITY PARTNERS LP | 11,657 | $136.0M | 0.02% | |
| 640 | MRO*MARATHON OIL CORP | 11,966 | $133.0M | 0.02% | |
| 641 | ETENERGY TRANSFER EQUITY L P | 18,441 | $131.0M | 0.02% | |
| 642 | —SANDRIDGE MISSISSIPPIAN TR I | 75,200 | $129.0M | 0.02% | |
| 643 | —WP GLIMCHER IN | 13,391 | $127.0M | 0.02% | |
| 644 | IAUISHARES | 11,166 | $127.0M | 0.02% | |
| 645 | RIGTRANSOCEAN LTD | 13,633 | $125.0M | 0.02% | |
| 646 | —THL CR INC | 11,466 | $124.0M | 0.02% | |
| 647 | —CREDIT SUISSE AG NASSAU BRH | 27,501 | $121.0M | 0.02% | |
| 648 | —INVESCO DYNAMIC CR OPP FD | 11,048 | $119.0M | 0.02% | |
| 649 | SAJACOMPANHIA DE SANEAMENTO BASI | 18,000 | $119.0M | 0.02% | |
| 650 | CLMTUSDCALUMET SPECIALTY PRODS PTNR | 10,070 | $118.0M | 0.02% | |
| 651 | XCHYXCALAMOS CONV & HIGH INCOME F | 11,192 | $116.0M | 0.02% | |
| 652 | —INSIGNIA SYS INC | 40,300 | $115.0M | 0.02% | |
| 653 | MHFWESTERN ASSET MUN HI INCM FD | 13,828 | $113.0M | 0.02% | |
| 654 | EDGGOLD FIELDS LTD NEW | 28,353 | $112.0M | 0.02% | |
| 655 | MDXGMIMEDX GROUP INC | 12,740 | $111.0M | 0.02% | |
| 656 | AQLTISHARES TR | 11,384 | $110.0M | 0.02% | |
| 657 | GOFGUGGENHEIM ENHNCD EQTY INCM | 15,116 | $110.0M | 0.02% | |
| 658 | XXHYBXXNEW AMER HIGH INCOME FD INC | 13,195 | $106.0M | 0.01% | |
| 659 | —REPUBLIC AWYS HLDGS INC | 48,834 | $95.0M | 0.01% | |
| 660 | —ABERDEEN ASIA PACIFIC INCOM | 18,769 | $94.0M | 0.01% | |
| 661 | —BIODELIVERY SCIENCES INTL IN | 28,484 | $92.0M | 0.01% | |
| 662 | —WINDSTREAM HLDGS INC | 11,843 | $91.0M | 0.01% | |
| 663 | —ASHFORD HOSPITALITY TR INC | 13,892 | $89.0M | 0.01% | |
| 664 | BDJBLACKROCK ENHANCED EQT DIV T | 11,444 | $86.0M | 0.01% | |
| 665 | —WHITING PETE CORP NEW | 10,518 | $84.0M | 0.01% | |
| 666 | CHKEURCHESAPEAKE ENERGY CORP | 20,089 | $83.0M | 0.01% | |
| 667 | YRIYAMANA GOLD INC | 27,459 | $83.0M | 0.01% | |
| 668 | PBTPERMIAN BASIN RTY TR | 12,825 | $79.0M | 0.01% | |
| 669 | NYMTEURNEW YORK MTG TR INC | 15,941 | $76.0M | 0.01% | |
| 670 | —ALLIANZGI CONV & INCOME FD I | 14,892 | $73.0M | 0.01% | |
| 671 | GNWGENWORTH FINL INC | 26,770 | $73.0M | 0.01% | |
| 672 | —REEDS INC | 14,789 | $69.0M | 0.01% | |
| 673 | SJTSAN JUAN BASIN RTY TR | 13,174 | $68.0M | 0.01% | |
| 674 | —ALPINE GLOBAL PREMIER PPTYS | 11,775 | $66.0M | 0.01% | |
| 675 | VALEVALE S A | 13,170 | $55.0M | 0.01% | |
| 676 | —VANGUARD NAT RES LLC | 35,338 | $52.0M | 0.01% | |
| 677 | —MEMORIAL PRODTN PARTNERS LP | 22,502 | $48.0M | 0.01% | |
| 678 | EZPWEZCORP INC | 14,645 | $43.0M | 0.01% | |
| 679 | DHYCREDIT SUISSE HIGH YLD BND F | 17,563 | $40.0M | 0.01% | |
| 680 | —SPRINT CORP | 11,492 | $40.0M | 0.01% | |
| 681 | BBEPQUSDBREITBURN ENERGY PARTNERS LP | 55,625 | $31.0M | 0.00% | |
| 682 | —CROSSROADS CAP INC | 10,867 | $28.0M | 0.00% | |
| 683 | —AROTECH CORP | 10,000 | $24.0M | 0.00% | |
| 684 | —PROSPECT CAPITAL CORPORATION | 20,000 | $19.0M | 0.00% | |
| 685 | —PENN WEST PETE LTD NEW | 19,038 | $18.0M | 0.00% | |
| 686 | —TIMMINS GOLD CORP | 78,080 | $18.0M | 0.00% | |
| 687 | —GOLDEN OCEAN GROUP LTD | 18,847 | $13.0M | 0.00% | |
| 688 | DMLDENISON MINES CORP | 22,028 | $12.0M | 0.00% | |
| 689 | —CALIFORNIA RES CORP | 11,160 | $11.0M | 0.00% | |
| 690 | SUNEQUSDSUNEDISON INC | 21,100 | $11.0M | 0.00% | |
| 691 | —PEREGRINE PHARMACEUTICALS IN | 16,500 | $7.0M | 0.00% | |
| 692 | —WARREN RES INC | 33,114 | $6.0M | 0.00% | |
| 693 | —LINN ENERGY LLC | 14,109 | $5.0M | 0.00% | |
| 694 | —SUPERCONDUCTOR TECHNOLOGIES | 15,350 | $3.0M | 0.00% | |
| 695 | —SANDRIDGE ENERGY INC | 12,700 | $1.0M | 0.00% |
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