SHUFRO ROSE & CO LLC Q3 2021 Filing
Filed November 5, 2021
Portfolio Value
$1.3T
Holdings
297
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (297 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | VLOVALERO ENERGY CORP | 5,203 | $367.0M | 0.03% | |
| 202 | MTBM & T BK CORP | 2,459 | $367.0M | 0.03% | |
| 203 | VLYVALLEY NATL BANCORP | 27,200 | $362.0M | 0.03% | |
| 204 | GDXVANECK ETF TRUST | 12,093 | $356.0M | 0.03% | |
| 205 | PFNPIMCO INCOME STRATEGY FD II | 34,900 | $354.0M | 0.03% | |
| 206 | ILFISHARES TR | 13,322 | $354.0M | 0.03% | |
| 207 | NVSNNOVARTIS AG | 4,240 | $347.0M | 0.03% | |
| 208 | KEXKIRBY CORP | 7,200 | $345.0M | 0.03% | |
| 209 | KMBKIMBERLY-CLARK CORP | 2,521 | $334.0M | 0.03% | |
| 210 | ITGARTNER INC | 1,078 | $328.0M | 0.03% | |
| 211 | EDCONSOLIDATED EDISON INC | 4,357 | $316.0M | 0.02% | |
| 212 | BRWTEMPLETON GLOBAL INCOME FD | 58,500 | $315.0M | 0.02% | |
| 213 | WSCWILLSCOT MOBIL MINI HLDNG CO | 9,800 | $311.0M | 0.02% | |
| 214 | BHBBAR HBR BANKSHARES | 10,854 | $304.0M | 0.02% | |
| 215 | VCSHVANGUARD SCOTTSDALE FDS | 3,592 | $296.0M | 0.02% | |
| 216 | SPGIS&P GLOBAL INC | 667 | $283.0M | 0.02% | |
| 217 | —SCORE MEDIA & GAMING INC | 8,272 | $283.0M | 0.02% | |
| 218 | XRNPXCOHEN & STEERS REIT & PFD & | 11,000 | $282.0M | 0.02% | |
| 219 | VMIVALMONT INDS INC | 1,200 | $282.0M | 0.02% | |
| 220 | CNNECANNAE HLDGS INC | 9,000 | $280.0M | 0.02% | |
| 221 | SNYSANOFI | 5,780 | $279.0M | 0.02% | |
| 222 | OPLNKAR AUCTION SVCS INC | 17,000 | $279.0M | 0.02% | |
| 223 | —S&W SEED CO | 105,500 | $273.0M | 0.02% | |
| 224 | TRNTRINITY INDS INC | 10,000 | $272.0M | 0.02% | |
| 225 | NVDANVIDIA CORPORATION | 1,312 | $272.0M | 0.02% | |
| 226 | USFDUS FOODS HLDG CORP | 7,860 | $272.0M | 0.02% | |
| 227 | PYPLPAYPAL HLDGS INC | 1,040 | $271.0M | 0.02% | |
| 228 | EXPEEXPEDIA GROUP INC | 1,645 | $270.0M | 0.02% | |
| 229 | EPDENTERPRISE PRODS PARTNERS L | 12,450 | $269.0M | 0.02% | |
| 230 | BDJBLACKROCK ENHANCED EQUITY DI | 27,285 | $267.0M | 0.02% | |
| 231 | AZEKAZEK CO INC | 7,300 | $267.0M | 0.02% | |
| 232 | GENCGENCOR INDS INC | 23,608 | $262.0M | 0.02% | |
| 233 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $262.0M | 0.02% | |
| 234 | 0J7QIAC INTERACTIVECORP NEW | 2,000 | $261.0M | 0.02% | |
| 235 | EFTEATON VANCE FLTING RATE INC | 17,680 | $258.0M | 0.02% | |
| 236 | FCTFIRST TR SR FLTG RATE INCOME | 21,100 | $258.0M | 0.02% | |
| 237 | REZISHARES TR | 3,000 | $257.0M | 0.02% | |
| 238 | MHNBLACKROCK MUNIHLDGS NY QLTY | 17,700 | $257.0M | 0.02% | |
| 239 | HWMHOWMET AEROSPACE INC | 8,165 | $255.0M | 0.02% | |
| 240 | DEODIAGEO PLC | 1,300 | $251.0M | 0.02% | |
| 241 | AFLAFLAC INC | 4,818 | $251.0M | 0.02% | |
| 242 | MYNBLACKROCK MUNIYIELD N Y QUAL | 18,100 | $250.0M | 0.02% | |
| 243 | RANDRAND CAP CORP | 15,444 | $249.0M | 0.02% | |
| 244 | CAKECHEESECAKE FACTORY INC | 5,300 | $249.0M | 0.02% | |
| 245 | MCDMCDONALDS CORP | 1,022 | $246.0M | 0.02% | |
| 246 | MLMMARTIN MARIETTA MATLS INC | 700 | $239.0M | 0.02% | |
| 247 | BPBP PLC | 8,686 | $237.0M | 0.02% | |
| 248 | VGMINVESCO TR INVT GRADE MUNS | 17,000 | $233.0M | 0.02% | |
| 249 | UTFCOHEN & STEERS INFRASTRUCTUR | 8,500 | $230.0M | 0.02% | |
| 250 | IVWISHARES TR | 3,052 | $226.0M | 0.02% | |
| 251 | MAMASTERCARD INCORPORATED | 651 | $226.0M | 0.02% | |
| 252 | FLDRFIDELITY MERRIMACK STR TR | 4,400 | $224.0M | 0.02% | |
| 253 | BSTZBLACKROCK SCIENCE & TECHNOLO | 5,772 | $223.0M | 0.02% | |
| 254 | ADIANALOG DEVICES INC | 1,329 | $223.0M | 0.02% | |
| 255 | HOLXHOLOGIC INC | 3,000 | $221.0M | 0.02% | |
| 256 | RQICOHEN & STEERS QUALITY INCOM | 14,800 | $221.0M | 0.02% | |
| 257 | BILSPDR SER TR | 2,405 | $220.0M | 0.02% | |
| 258 | CVETUSDCOVETRUS INC | 12,100 | $219.0M | 0.02% | |
| 259 | ORCLORACLE CORP | 2,475 | $216.0M | 0.02% | |
| 260 | BXBLACKSTONE INC | 1,847 | $215.0M | 0.02% | |
| 261 | OGNORGANON & CO | 6,490 | $213.0M | 0.02% | |
| 262 | DGDOLLAR GEN CORP NEW | 1,000 | $212.0M | 0.02% | |
| 263 | ABBVABBVIE INC | 1,950 | $210.0M | 0.02% | |
| 264 | IVVISHARES TR | 486 | $209.0M | 0.02% | |
| 265 | DUKDUKE ENERGY CORP NEW | 2,100 | $205.0M | 0.02% | |
| 266 | RFICOHEN & STEERS TOTAL RETURN | 12,300 | $200.0M | 0.02% | |
| 267 | HH20180 DEGREE CAP CORP | 27,001 | $196.0M | 0.02% | |
| 268 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $191.0M | 0.01% | |
| 269 | WABFWESTERN ASSET MUN PARTNERS F | 11,941 | $187.0M | 0.01% | |
| 270 | ICCCIMMUCELL CORP | 17,909 | $168.0M | 0.01% | |
| 271 | XJEQXABERDEEN JAPAN EQUITY FD INC | 16,625 | $162.0M | 0.01% | |
| 272 | JBLUJETBLUE AWYS CORP | 10,550 | $161.0M | 0.01% | |
| 273 | NPFINUVEEN PFD & INCM SECURTIES | 16,327 | $160.0M | 0.01% | |
| 274 | FFORD MTR CO DEL | 11,016 | $156.0M | 0.01% | |
| 275 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $144.0M | 0.01% | |
| 276 | EVNEATON VANCE MUNI INCOME TRUS | 10,000 | $138.0M | 0.01% | |
| 277 | VMOINVESCO MUN OPPORTUNITY TR | 10,000 | $137.0M | 0.01% | |
| 278 | EHIWESTERN ASSET GBL HIGH INC F | 13,185 | $136.0M | 0.01% | |
| 279 | NUVNUVEEN MUN VALUE FD INC | 12,000 | $136.0M | 0.01% | |
| 280 | AMWLAMERICAN WELL CORP | 13,600 | $124.0M | 0.01% | |
| 281 | ACTGACACIA RESH CORP | 18,015 | $122.0M | 0.01% | |
| 282 | KWE1RING ENERGY INC | 40,000 | $118.0M | 0.01% | |
| 283 | CERSCERUS CORP | 18,500 | $113.0M | 0.01% | |
| 284 | PSECPROSPECT CAP CORP | 13,800 | $106.0M | 0.01% | |
| 285 | JPCNUVEEN PFD & INCOME OPPORTUN | 10,000 | $99.0M | 0.01% | |
| 286 | BKCCUSDBLACKROCK CAP INVT CORP | 21,783 | $84.0M | 0.01% | |
| 287 | OPKOPKO HEALTH INC | 22,500 | $82.0M | 0.01% | |
| 288 | ALTOALTO INGREDIENTS INC | 14,000 | $69.0M | 0.01% | |
| 289 | ARTWARTS WAY MFG INC | 18,784 | $68.0M | 0.01% | |
| 290 | PEDPEDEVCO CORP | 35,000 | $52.0M | 0.00% | |
| 291 | —VIRNETX HLDG CORP | 12,200 | $48.0M | 0.00% | |
| 292 | —WIRELESS TELECOM GROUP INC | 22,726 | $47.0M | 0.00% | |
| 293 | —BALLANTYNE STRONG INC | 15,000 | $46.0M | 0.00% | |
| 294 | PIMPUTNAM MASTER INTER INCOME T | 11,000 | $45.0M | 0.00% | |
| 295 | EQSEQUUS TOTAL RETURN INC | 17,735 | $41.0M | 0.00% | |
| 296 | —BELLICUM PHARMACEUTICALS INC | 12,941 | $38.0M | 0.00% | |
| 297 | —SPARK NETWORKS SE | 10,000 | $35.0M | 0.00% |
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