SHUFRO ROSE & CO LLC Q3 2018 Filing
Filed October 26, 2018
Portfolio Value
$1.1T
Holdings
295
Report Date
Q3 2018
Filing Type
13F-HR
All Holdings (295 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | HASIHANNON ARMSTRONG SUST INFR C | 17,315 | $372.0M | 0.03% | |
| 202 | —ORBCOMM INC | 34,100 | $370.0M | 0.03% | |
| 203 | PRGOPERRIGO CO PLC | 5,229 | $370.0M | 0.03% | |
| 204 | AMEAMETEK INC NEW | 4,624 | $366.0M | 0.03% | |
| 205 | WBAWALGREENS BOOTS ALLIANCE INC | 5,000 | $365.0M | 0.03% | |
| 206 | GTYGETTY RLTY CORP NEW | 12,700 | $363.0M | 0.03% | |
| 207 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $362.0M | 0.03% | |
| 208 | TEVATEVA PHARMACEUTICAL INDS LTD | 16,779 | $361.0M | 0.03% | |
| 209 | OREALTY INCOME CORP | 6,311 | $359.0M | 0.03% | |
| 210 | PIIMPINJ INC | 14,465 | $359.0M | 0.03% | |
| 211 | NDQINVESCO QQQ TR | 1,923 | $357.0M | 0.03% | |
| 212 | NTRSNORTHERN TR CORP | 3,500 | $357.0M | 0.03% | |
| 213 | AXPAMERICAN EXPRESS CO | 3,333 | $355.0M | 0.03% | |
| 214 | FCTFIRST TR SR FLG RTE INCM FD | 27,600 | $351.0M | 0.03% | |
| 215 | GSKGLAXOSMITHKLINE PLC | 8,750 | $351.0M | 0.03% | |
| 216 | CAKECHEESECAKE FACTORY INC | 6,500 | $348.0M | 0.03% | |
| 217 | FUNDSPROTT FOCUS TR INC | 46,910 | $346.0M | 0.03% | |
| 218 | KMBKIMBERLY CLARK CORP | 3,000 | $341.0M | 0.03% | |
| 219 | VLGEAVILLAGE SUPER MKT INC | 12,400 | $337.0M | 0.03% | |
| 220 | VGMINVESCO TR INVT GRADE MUNS | 28,300 | $336.0M | 0.03% | |
| 221 | PRAPROASSURANCE CORP | 7,130 | $335.0M | 0.03% | |
| 222 | AFGAMERICAN FINL GROUP INC OHIO | 3,000 | $333.0M | 0.03% | |
| 223 | PEDPEDEVCO CORP | 147,778 | $327.0M | 0.03% | |
| 224 | XEVVXEATON VANCE LTD DUR INCOME F | 25,000 | $317.0M | 0.03% | |
| 225 | —HSBC HLDGS PLC | 12,025 | $309.0M | 0.03% | |
| 226 | HPTUSDHOSPITALITY PPTYS TR | 10,600 | $306.0M | 0.03% | |
| 227 | —KERYX BIOPHARMACEUTICALS INC | 88,800 | $302.0M | 0.03% | |
| 228 | —AVX CORP NEW | 16,345 | $295.0M | 0.03% | |
| 229 | SNYSANOFI | 6,600 | $295.0M | 0.03% | |
| 230 | FEIMFREQUENCY ELECTRS INC | 28,397 | $294.0M | 0.03% | |
| 231 | LOANMANHATTAN BRIDGE CAPITAL INC | 44,552 | $285.0M | 0.03% | |
| 232 | GENCGENCOR INDS INC | 23,608 | $284.0M | 0.03% | |
| 233 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $283.0M | 0.03% | |
| 234 | BRWTEMPLETON GLOBAL INCOME FD | 44,500 | $272.0M | 0.03% | |
| 235 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $270.0M | 0.03% | |
| 236 | EVNEATON VANCE MUNI INCOME TRUS | 23,500 | $270.0M | 0.03% | |
| 237 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $269.0M | 0.02% | |
| 238 | ABBVABBVIE INC | 2,825 | $267.0M | 0.02% | |
| 239 | CDECOEUR MNG INC | 49,800 | $265.0M | 0.02% | |
| 240 | ABTABBOTT LABS | 3,610 | $265.0M | 0.02% | |
| 241 | —ENERGY TRANSFER PARTNERS LP | 11,800 | $263.0M | 0.02% | |
| 242 | MOALTRIA GROUP INC | 4,300 | $259.0M | 0.02% | |
| 243 | AALAMERICAN AIRLS GROUP INC | 6,263 | $259.0M | 0.02% | |
| 244 | SRISTONERIDGE INC | 8,600 | $256.0M | 0.02% | |
| 245 | JBGSJBG SMITH PPTYS | 6,913 | $255.0M | 0.02% | |
| 246 | HALHALLIBURTON CO | 6,235 | $253.0M | 0.02% | |
| 247 | SQMSOCIEDAD QUIMICA MINERA DE C | 5,500 | $251.0M | 0.02% | |
| 248 | XEFRXEATON VANCE SR FLTNG RTE TR | 17,800 | $250.0M | 0.02% | |
| 249 | NYCBEURNEW YORK CMNTY BANCORP INC | 24,149 | $250.0M | 0.02% | |
| 250 | BDXBECTON DICKINSON & CO | 950 | $248.0M | 0.02% | |
| 251 | AAOIAPPLIED OPTOELECTRONICS INC | 10,000 | $247.0M | 0.02% | |
| 252 | MHNBLACKROCK MUNIHLDGS NY QLTY | 20,300 | $242.0M | 0.02% | |
| 253 | REGNREGENERON PHARMACEUTICALS | 600 | $242.0M | 0.02% | |
| 254 | NPFINUVEEN PFD & INCM SECURTIES | 27,201 | $239.0M | 0.02% | |
| 255 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 40,000 | $236.0M | 0.02% | |
| 256 | REFRRESEARCH FRONTIERS INC | 143,250 | $225.0M | 0.02% | |
| 257 | —ENSCO PLC | 26,500 | $224.0M | 0.02% | |
| 258 | LBRDALIBERTY BROADBAND CORP | 2,660 | $224.0M | 0.02% | |
| 259 | PHGKONINKLIJKE PHILIPS N V | 4,777 | $217.0M | 0.02% | |
| 260 | CMCSACOMCAST CORP NEW | 5,793 | $205.0M | 0.02% | |
| 261 | NSCNORFOLK SOUTHERN CORP | 1,125 | $203.0M | 0.02% | |
| 262 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $195.0M | 0.02% | |
| 263 | WABFWESTERN ASST MN PRT FD INC | 13,637 | $188.0M | 0.02% | |
| 264 | —180 DEGREE CAP CORP | 86,500 | $188.0M | 0.02% | |
| 265 | PPIHPERMA PIPE INTL HLDGS INC | 19,591 | $178.0M | 0.02% | |
| 266 | XJEQXABERDEEN JAPAN EQUITY FD INC | 19,875 | $167.0M | 0.02% | |
| 267 | —RTI SURGICAL INC | 36,000 | $162.0M | 0.02% | |
| 268 | NANNUVEEN NEW YORK QLT MUN INC | 13,000 | $160.0M | 0.01% | |
| 269 | MYNBLACKROCK MUNIYIELD NY QLTY | 13,100 | $151.0M | 0.01% | |
| 270 | —GOVERNMENT PPTYS INCOME TR | 13,150 | $148.0M | 0.01% | |
| 271 | NUVNUVEEN MUN VALUE FD INC | 15,500 | $145.0M | 0.01% | |
| 272 | NAVINAVIENT CORPORATION | 10,705 | $144.0M | 0.01% | |
| 273 | —COLONY CAP INC NEW | 22,700 | $138.0M | 0.01% | |
| 274 | MSDMORGAN STANLEY EMER MKTS DEB | 15,850 | $137.0M | 0.01% | |
| 275 | LXPUSDLEXINGTON REALTY TRUST | 15,815 | $131.0M | 0.01% | |
| 276 | RQICOHEN & STEERS QUALITY RLTY | 10,000 | $123.0M | 0.01% | |
| 277 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $122.0M | 0.01% | |
| 278 | —S&W SEED CO | 48,500 | $119.0M | 0.01% | |
| 279 | EHIWESTERN ASSET GLB HI INCOME | 12,735 | $116.0M | 0.01% | |
| 280 | —PENNSYLVANIA RL ESTATE INVT | 11,400 | $108.0M | 0.01% | |
| 281 | CERSCERUS CORP | 15,000 | $108.0M | 0.01% | |
| 282 | FFORD MTR CO DEL | 11,237 | $104.0M | 0.01% | |
| 283 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,000 | $93.0M | 0.01% | |
| 284 | AAMEATLANTIC AMERN CORP | 34,992 | $87.0M | 0.01% | |
| 285 | —MAGAL SECURITY SYS LTD | 14,335 | $81.0M | 0.01% | |
| 286 | PSECPROSPECT CAPITAL CORPORATION | 11,000 | $81.0M | 0.01% | |
| 287 | PIMPUTNAM MASTER INTER INCOME T | 14,000 | $63.0M | 0.01% | |
| 288 | ARTWARTS WAY MFG INC | 23,784 | $59.0M | 0.01% | |
| 289 | —FINJAN HLDGS INC | 11,000 | $47.0M | 0.00% | |
| 290 | EQSEQUUS TOTAL RETURN INC | 17,735 | $35.0M | 0.00% | |
| 291 | PDLIEURPDL BIOPHARMA INC | 11,500 | $30.0M | 0.00% | |
| 292 | —PENNEY J C INC | 13,000 | $22.0M | 0.00% | |
| 293 | —PACIFIC ETHANOL INC | 11,000 | $21.0M | 0.00% | |
| 294 | —RITE AID CORP | 10,000 | $13.0M | 0.00% | |
| 295 | —ALIMERA SCIENCES INC | 10,000 | $10.0M | 0.00% |
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