SHUFRO ROSE & CO LLC Q2 2018 Filing
Filed July 27, 2018
Portfolio Value
$1.0T
Holdings
299
Report Date
Q2 2018
Filing Type
13F-HR
All Holdings (299 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | KMBKIMBERLY CLARK CORP | 3,500 | $369.0M | 0.04% | |
| 202 | LMEURLEGG MASON INC | 10,500 | $365.0M | 0.03% | |
| 203 | UTXZUNITED TECHNOLOGIES CORP | 2,887 | $361.0M | 0.03% | |
| 204 | NTRSNORTHERN TR CORP | 3,500 | $360.0M | 0.03% | |
| 205 | VLGEAVILLAGE SUPER MKT INC | 12,100 | $356.0M | 0.03% | |
| 206 | VGMINVESCO TR INVT GRADE MUNS | 28,300 | $350.0M | 0.03% | |
| 207 | GATXGATX CORP | 4,700 | $349.0M | 0.03% | |
| 208 | GILDGILEAD SCIENCES INC | 4,900 | $347.0M | 0.03% | |
| 209 | —KERYX BIOPHARMACEUTICALS INC | 91,800 | $345.0M | 0.03% | |
| 210 | —ORBCOMM INC | 34,100 | $344.0M | 0.03% | |
| 211 | LOANMANHATTAN BRIDGE CAPITAL INC | 45,552 | $344.0M | 0.03% | |
| 212 | DISCKUSDDISCOVERY INC | 13,425 | $342.0M | 0.03% | |
| 213 | OREALTY INCOME CORP | 6,311 | $339.0M | 0.03% | |
| 214 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $336.0M | 0.03% | |
| 215 | AMEAMETEK INC NEW | 4,624 | $334.0M | 0.03% | |
| 216 | ICCCIMMUCELL CORP | 48,791 | $333.0M | 0.03% | |
| 217 | NDQINVESCO QQQ TR | 1,923 | $330.0M | 0.03% | |
| 218 | —HSBC HLDGS PLC | 12,425 | $330.0M | 0.03% | |
| 219 | AXPAMERICAN EXPRESS CO | 3,333 | $327.0M | 0.03% | |
| 220 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 27,900 | $322.0M | 0.03% | |
| 221 | PIIMPINJ INC | 14,465 | $320.0M | 0.03% | |
| 222 | XEVVXEATON VANCE LTD DUR INCOME F | 25,000 | $315.0M | 0.03% | |
| 223 | SQMSOCIEDAD QUIMICA MINERA DE C | 6,500 | $312.0M | 0.03% | |
| 224 | XJEQXABERDEEN JAPAN EQUITY FD INC | 35,125 | $311.0M | 0.03% | |
| 225 | HPTUSDHOSPITALITY PPTYS TR | 10,600 | $303.0M | 0.03% | |
| 226 | SRISTONERIDGE INC | 8,600 | $302.0M | 0.03% | |
| 227 | WBAWALGREENS BOOTS ALLIANCE INC | 5,000 | $300.0M | 0.03% | |
| 228 | FCTFIRST TR SR FLG RTE INCM FD | 23,100 | $297.0M | 0.03% | |
| 229 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $291.0M | 0.03% | |
| 230 | SNYSANOFI | 7,200 | $288.0M | 0.03% | |
| 231 | —AVX CORP NEW | 18,325 | $287.0M | 0.03% | |
| 232 | HALHALLIBURTON CO | 6,235 | $281.0M | 0.03% | |
| 233 | EVNEATON VANCE MUNI INCOME TRUS | 23,500 | $278.0M | 0.03% | |
| 234 | BRWTEMPLETON GLOBAL INCOME FD | 44,500 | $273.0M | 0.03% | |
| 235 | VTNINVESCO TR INVT GRADE NY MUN | 21,300 | $272.0M | 0.03% | |
| 236 | NYCBEURNEW YORK CMNTY BANCORP INC | 23,700 | $262.0M | 0.03% | |
| 237 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $261.0M | 0.02% | |
| 238 | XEFRXEATON VANCE SR FLTNG RTE TR | 17,800 | $256.0M | 0.02% | |
| 239 | PRAPROASSURANCE CORP | 7,130 | $253.0M | 0.02% | |
| 240 | MHNBLACKROCK MUNIHLDGS NY QLTY | 20,300 | $253.0M | 0.02% | |
| 241 | FCOABERDEEN GLOBAL INCOME FD IN | 31,900 | $253.0M | 0.02% | |
| 242 | JBGSJBG SMITH PPTYS | 6,913 | $252.0M | 0.02% | |
| 243 | —RSP PERMIAN INC | 5,600 | $247.0M | 0.02% | |
| 244 | NPFINUVEEN PFD & INCM SECURTIES | 27,786 | $245.0M | 0.02% | |
| 245 | MOALTRIA GROUP INC | 4,300 | $244.0M | 0.02% | |
| 246 | AALAMERICAN AIRLS GROUP INC | 6,263 | $238.0M | 0.02% | |
| 247 | MLMMARTIN MARIETTA MATLS INC | 1,050 | $234.0M | 0.02% | |
| 248 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 40,000 | $233.0M | 0.02% | |
| 249 | ABBVABBVIE INC | 2,475 | $229.0M | 0.02% | |
| 250 | BDXBECTON DICKINSON & CO | 950 | $228.0M | 0.02% | |
| 251 | —ENERGY TRANSFER PARTNERS LP | 11,800 | $225.0M | 0.02% | |
| 252 | PEDPEDEVCO CORP | 97,703 | $222.0M | 0.02% | |
| 253 | NGDNEW GOLD INC CDA | 105,000 | $218.0M | 0.02% | |
| 254 | HASIHANNON ARMSTRONG SUST INFR C | 10,874 | $215.0M | 0.02% | |
| 255 | LBRDALIBERTY BROADBAND CORP | 2,848 | $215.0M | 0.02% | |
| 256 | WABFWESTERN ASST MN PRT FD INC | 15,037 | $212.0M | 0.02% | |
| 257 | —GOVERNMENT PPTYS INCOME TR | 13,150 | $208.0M | 0.02% | |
| 258 | REGNREGENERON PHARMACEUTICALS | 600 | $207.0M | 0.02% | |
| 259 | FEIMFREQUENCY ELECTRS INC | 25,397 | $205.0M | 0.02% | |
| 260 | ALOTASTRONOVA INC | 10,879 | $205.0M | 0.02% | |
| 261 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 4,400 | $205.0M | 0.02% | |
| 262 | MYNBLACKROCK MUNIYIELD NY QLTY | 17,000 | $204.0M | 0.02% | |
| 263 | AWMSKYWORKS SOLUTIONS INC | 2,100 | $203.0M | 0.02% | |
| 264 | PHGKONINKLIJKE PHILIPS N V | 4,777 | $202.0M | 0.02% | |
| 265 | LXPUSDLEXINGTON REALTY TRUST | 22,862 | $200.0M | 0.02% | |
| 266 | —180 DEGREE CAP CORP | 84,500 | $195.0M | 0.02% | |
| 267 | —ENSCO PLC | 26,500 | $192.0M | 0.02% | |
| 268 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $191.0M | 0.02% | |
| 269 | PPIHPERMA PIPE INTL HLDGS INC | 19,591 | $183.0M | 0.02% | |
| 270 | —RTI SURGICAL INC | 36,000 | $166.0M | 0.02% | |
| 271 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $163.0M | 0.02% | |
| 272 | —S&W SEED CO | 45,500 | $148.0M | 0.01% | |
| 273 | —ABERDEEN ASIA PACIFIC INCOM | 33,300 | $144.0M | 0.01% | |
| 274 | —COLONY CAP INC NEW | 22,700 | $142.0M | 0.01% | |
| 275 | MSDMORGAN STANLEY EMER MKTS DEB | 15,850 | $139.0M | 0.01% | |
| 276 | NAVINAVIENT CORPORATION | 10,705 | $139.0M | 0.01% | |
| 277 | —PENNSYLVANIA RL ESTATE INVT | 11,400 | $125.0M | 0.01% | |
| 278 | FFORD MTR CO DEL | 11,237 | $124.0M | 0.01% | |
| 279 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $122.0M | 0.01% | |
| 280 | RQICOHEN & STEERS QUALITY RLTY | 10,000 | $120.0M | 0.01% | |
| 281 | EHIWESTERN ASSET GLB HI INCOME | 12,735 | $116.0M | 0.01% | |
| 282 | REFRRESEARCH FRONTIERS INC | 138,250 | $114.0M | 0.01% | |
| 283 | CERSCERUS CORP | 16,000 | $107.0M | 0.01% | |
| 284 | AAMEATLANTIC AMERN CORP | 34,800 | $94.0M | 0.01% | |
| 285 | JPCNUVEEN PFD & INCM OPPORTNYS | 10,000 | $93.0M | 0.01% | |
| 286 | PSECPROSPECT CAPITAL CORPORATION | 13,500 | $91.0M | 0.01% | |
| 287 | CHS1USDCHICOS FAS INC | 10,950 | $89.0M | 0.01% | |
| 288 | —MAGAL SECURITY SYS LTD | 14,335 | $76.0M | 0.01% | |
| 289 | PIMPUTNAM MASTER INTER INCOME T | 16,000 | $75.0M | 0.01% | |
| 290 | SPWHSPORTSMANS WHSE HLDGS INC | 12,400 | $63.0M | 0.01% | |
| 291 | ARTWARTS WAY MFG INC | 23,784 | $62.0M | 0.01% | |
| 292 | EQSEQUUS TOTAL RETURN INC | 17,735 | $42.0M | 0.00% | |
| 293 | —PENNEY J C INC | 13,000 | $30.0M | 0.00% | |
| 294 | —PACIFIC ETHANOL INC | 11,000 | $29.0M | 0.00% | |
| 295 | PDLIEURPDL BIOPHARMA INC | 11,500 | $27.0M | 0.00% | |
| 296 | —RITE AID CORP | 10,000 | $17.0M | 0.00% | |
| 297 | —ALIMERA SCIENCES INC | 10,000 | $10.0M | 0.00% | |
| 298 | —ARALEZ PHARMACEUTICALS INC | 20,987 | $7.0M | 0.00% | |
| 299 | —PARKER DRILLING CO | 17,000 | $6.0M | 0.00% |
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