SHUFRO ROSE & CO LLC Q2 2017 Filing
Filed August 3, 2017
Portfolio Value
$936.3B
Holdings
268
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (268 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | GSKGLAXOSMITHKLINE PLC | 7,250 | $313.0M | 0.03% | |
| 202 | ELVANTHEM INC | 1,650 | $310.0M | 0.03% | |
| 203 | XJEQXABERDEEN JAPAN EQUITY FD INC | 36,300 | $309.0M | 0.03% | |
| 204 | SWZSWISS HELVETIA FD INC | 23,921 | $304.0M | 0.03% | |
| 205 | NPFINUVEEN PREFERRED SECURITIES | 29,581 | $303.0M | 0.03% | |
| 206 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $302.0M | 0.03% | |
| 207 | —VOYA PRIME RATE TR | 56,000 | $301.0M | 0.03% | |
| 208 | LXPUSDLEXINGTON REALTY TRUST | 29,415 | $292.0M | 0.03% | |
| 209 | AMZNAMAZON COM INC | 302 | $292.0M | 0.03% | |
| 210 | PEOEXELON CORP | 8,050 | $290.0M | 0.03% | |
| 211 | TIPISHARES TR | 2,486 | $282.0M | 0.03% | |
| 212 | BBBYEURBED BATH & BEYOND INC | 9,275 | $282.0M | 0.03% | |
| 213 | MOALTRIA GROUP INC | 3,750 | $279.0M | 0.03% | |
| 214 | USAPUNIVERSAL STAINLESS & ALLOY | 14,197 | $277.0M | 0.03% | |
| 215 | 35YINTELLIGENT SYS CORP NEW | 78,742 | $276.0M | 0.03% | |
| 216 | EVNEATON VANCE MUNI INCOME TRUS | 21,000 | $273.0M | 0.03% | |
| 217 | XEFRXEATON VANCE SR FLTNG RTE TR | 18,300 | $273.0M | 0.03% | |
| 218 | NYCBEURNEW YORK CMNTY BANCORP INC | 20,500 | $269.0M | 0.03% | |
| 219 | HPTUSDHOSPITALITY PPTYS TR | 9,100 | $265.0M | 0.03% | |
| 220 | PSXPHILLIPS 66 | 3,150 | $260.0M | 0.03% | |
| 221 | AALAMERICAN AIRLS GROUP INC | 5,147 | $259.0M | 0.03% | |
| 222 | —POWERSHARES QQQ TRUST | 1,877 | $258.0M | 0.03% | |
| 223 | KNKNOWLES CORP | 15,200 | $257.0M | 0.03% | |
| 224 | LBRDALIBERTY BROADBAND CORP | 2,989 | $256.0M | 0.03% | |
| 225 | HALHALLIBURTON CO | 5,881 | $251.0M | 0.03% | |
| 226 | —CONSOL ENERGY INC | 16,800 | $251.0M | 0.03% | |
| 227 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $250.0M | 0.03% | |
| 228 | DWDMORGAN STANLEY | 5,600 | $250.0M | 0.03% | |
| 229 | GOOGLALPHABET INC | 266 | $248.0M | 0.03% | |
| 230 | VTNINVESCO TR INVT GRADE NY MUN | 17,800 | $244.0M | 0.03% | |
| 231 | KELKELLOGG CO | 3,447 | $239.0M | 0.03% | |
| 232 | —DOW CHEM CO | 3,792 | $239.0M | 0.03% | |
| 233 | WABFWESTERN ASST MN PRT FD INC | 15,037 | $234.0M | 0.02% | |
| 234 | MLMMARTIN MARIETTA MATLS INC | 1,050 | $234.0M | 0.02% | |
| 235 | HONHONEYWELL INTL INC | 1,730 | $231.0M | 0.02% | |
| 236 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $229.0M | 0.02% | |
| 237 | FCTFIRST TR SR FLG RTE INCM FD | 17,100 | $228.0M | 0.02% | |
| 238 | —RTI SURGICAL INC | 38,500 | $225.0M | 0.02% | |
| 239 | IWFISHARES TR | 1,870 | $223.0M | 0.02% | |
| 240 | FFORD MTR CO DEL | 19,708 | $221.0M | 0.02% | |
| 241 | SQMSOCIEDAD QUIMICA MINERA DE C | 6,500 | $215.0M | 0.02% | |
| 242 | —ALLERGAN PLC | 248 | $215.0M | 0.02% | |
| 243 | AWMSKYWORKS SOLUTIONS INC | 2,100 | $201.0M | 0.02% | |
| 244 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 4,000 | $200.0M | 0.02% | |
| 245 | LOANMANHATTAN BRIDGE CAPITAL INC | 32,925 | $196.0M | 0.02% | |
| 246 | REFRRESEARCH FRONTIERS INC | 132,950 | $172.0M | 0.02% | |
| 247 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $169.0M | 0.02% | |
| 248 | —180 DEGREE CAP CORP | 103,500 | $168.0M | 0.02% | |
| 249 | —ABERDEEN ASIA PACIFIC INCOM | 32,800 | $164.0M | 0.02% | |
| 250 | —PANDORA MEDIA INC | 17,500 | $156.0M | 0.02% | |
| 251 | FEIMFREQUENCY ELECTRS INC | 14,391 | $137.0M | 0.01% | |
| 252 | AAMEATLANTIC AMERN CORP | 36,050 | $135.0M | 0.01% | |
| 253 | FCOABERDEEN GLOBAL INCOME FD IN | 15,200 | $131.0M | 0.01% | |
| 254 | ALOTASTRONOVA INC | 10,004 | $129.0M | 0.01% | |
| 255 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $123.0M | 0.01% | |
| 256 | XJQCXNUVEEN CR STRATEGIES INCM FD | 13,800 | $119.0M | 0.01% | |
| 257 | PPIHPERMA PIPE INTL HLDGS INC | 14,591 | $117.0M | 0.01% | |
| 258 | JPCNUVEEN PFD INCOME OPPRTNY FD | 11,000 | $114.0M | 0.01% | |
| 259 | —TICC CAPITAL CORP | 17,000 | $108.0M | 0.01% | |
| 260 | —MITCHAM INDS INC | 21,200 | $82.0M | 0.01% | |
| 261 | —MAGAL SECURITY SYS LTD | 11,335 | $56.0M | 0.01% | |
| 262 | ARTWARTS WAY MFG INC | 17,775 | $52.0M | 0.01% | |
| 263 | EQSEQUUS TOTAL RETURN INC | 17,735 | $42.0M | 0.00% | |
| 264 | —TERRAVIA HLDGS INC | 144,900 | $34.0M | 0.00% | |
| 265 | PDLIEURPDL BIOPHARMA INC | 11,500 | $28.0M | 0.00% | |
| 266 | —ARALEZ PHARMACEUTICALS INC | 17,987 | $24.0M | 0.00% | |
| 267 | —ALIMERA SCIENCES INC | 10,000 | $14.0M | 0.00% | |
| 268 | PEDPEDEVCO CORP | 97,703 | $0 | 0.00% |
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