SHUFRO ROSE & CO LLC Q1 2017 Filing
Filed May 9, 2017
Portfolio Value
$925.8B
Holdings
272
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (272 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —CONSOL ENERGY INC | 18,700 | $314.0M | 0.03% | |
| 202 | —HSBC HLDGS PLC | 12,025 | $311.0M | 0.03% | |
| 203 | KNKNOWLES CORP | 16,200 | $307.0M | 0.03% | |
| 204 | NYCBEURNEW YORK CMNTY BANCORP INC | 22,000 | $307.0M | 0.03% | |
| 205 | GSKGLAXOSMITHKLINE PLC | 7,250 | $306.0M | 0.03% | |
| 206 | GILDGILEAD SCIENCES INC | 4,500 | $306.0M | 0.03% | |
| 207 | NTRSNORTHERN TR CORP | 3,500 | $303.0M | 0.03% | |
| 208 | —VOYA PRIME RATE TR | 56,000 | $303.0M | 0.03% | |
| 209 | GOOGALPHABET INC | 362 | $300.0M | 0.03% | |
| 210 | VSHVISHAY INTERTECHNOLOGY INC | 18,200 | $299.0M | 0.03% | |
| 211 | NPFINUVEEN PREFERRED SECURITIES | 31,259 | $298.0M | 0.03% | |
| 212 | XEFRXEATON VANCE SR FLTNG RTE TR | 19,550 | $297.0M | 0.03% | |
| 213 | PEOEXELON CORP | 8,050 | $290.0M | 0.03% | |
| 214 | XJEQXABERDEEN JAPAN EQUITY FD INC | 36,300 | $289.0M | 0.03% | |
| 215 | HPTUSDHOSPITALITY PPTYS TR | 9,100 | $287.0M | 0.03% | |
| 216 | TIPISHARES TR | 2,486 | $285.0M | 0.03% | |
| 217 | AMEAMETEK INC NEW | 5,150 | $279.0M | 0.03% | |
| 218 | SWZSWISS HELVETIA FD INC | 23,921 | $277.0M | 0.03% | |
| 219 | UTFCOHEN & STEERS INFRASTRUCTUR | 12,800 | $276.0M | 0.03% | |
| 220 | FCTFIRST TR SR FLG RTE INCM FD | 18,600 | $257.0M | 0.03% | |
| 221 | LBRDALIBERTY BROADBAND CORP | 3,000 | $255.0M | 0.03% | |
| 222 | —POWERSHARES QQQ TRUST | 1,927 | $255.0M | 0.03% | |
| 223 | —DOW CHEM CO | 4,004 | $254.0M | 0.03% | |
| 224 | KELKELLOGG CO | 3,447 | $250.0M | 0.03% | |
| 225 | ICCCIMMUCELL CORP | 44,191 | $244.0M | 0.03% | |
| 226 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $243.0M | 0.03% | |
| 227 | DWDMORGAN STANLEY | 5,600 | $240.0M | 0.03% | |
| 228 | PSXPHILLIPS 66 | 2,983 | $236.0M | 0.03% | |
| 229 | AALAMERICAN AIRLS GROUP INC | 5,547 | $235.0M | 0.03% | |
| 230 | PHGKONINKLIJKE PHILIPS N V | 7,204 | $231.0M | 0.02% | |
| 231 | FFORD MTR CO DEL | 19,708 | $229.0M | 0.02% | |
| 232 | MLMMARTIN MARIETTA MATLS INC | 1,050 | $229.0M | 0.02% | |
| 233 | VTNINVESCO TR INVT GRADE NY MUN | 16,800 | $227.0M | 0.02% | |
| 234 | GOOGLALPHABET INC | 266 | $226.0M | 0.02% | |
| 235 | SQMSOCIEDAD QUIMICA MINERA DE C | 6,500 | $223.0M | 0.02% | |
| 236 | AMZNAMAZON COM INC | 247 | $219.0M | 0.02% | |
| 237 | HONHONEYWELL INTL INC | 1,730 | $216.0M | 0.02% | |
| 238 | —ERA GROUP INC | 16,300 | $216.0M | 0.02% | |
| 239 | PRAPROASSURANCE CORP | 3,565 | $215.0M | 0.02% | |
| 240 | WABFWESTERN ASST MN PRT FD INC | 14,037 | $212.0M | 0.02% | |
| 241 | OREALTY INCOME CORP | 3,500 | $208.0M | 0.02% | |
| 242 | JBLUJETBLUE AIRWAYS CORP | 10,050 | $207.0M | 0.02% | |
| 243 | —PANDORA MEDIA INC | 17,500 | $207.0M | 0.02% | |
| 244 | AWMSKYWORKS SOLUTIONS INC | 2,100 | $206.0M | 0.02% | |
| 245 | PGPROCTER AND GAMBLE CO | 2,230 | $201.0M | 0.02% | |
| 246 | REFRRESEARCH FRONTIERS INC | 130,750 | $183.0M | 0.02% | |
| 247 | LOANMANHATTAN BRIDGE CAPITAL INC | 29,925 | $177.0M | 0.02% | |
| 248 | LPGDORIAN LPG LTD | 16,000 | $168.0M | 0.02% | |
| 249 | NUVNUVEEN MUN VALUE FD INC | 17,000 | $166.0M | 0.02% | |
| 250 | —ABERDEEN ASIA PACIFIC INCOM | 32,800 | $164.0M | 0.02% | |
| 251 | —RTI SURGICAL INC | 38,500 | $154.0M | 0.02% | |
| 252 | —TERRAVIA HLDGS INC | 211,600 | $153.0M | 0.02% | |
| 253 | ALOTASTRONOVA INC | 10,004 | $153.0M | 0.02% | |
| 254 | AAMEATLANTIC AMERN CORP | 38,050 | $152.0M | 0.02% | |
| 255 | —180 DEGREE CAP CORP | 98,500 | $143.0M | 0.02% | |
| 256 | FEIMFREQUENCY ELECTRS INC | 12,691 | $140.0M | 0.02% | |
| 257 | XJQCXNUVEEN CR STRATEGIES INCM FD | 15,300 | $133.0M | 0.01% | |
| 258 | FCOABERDEEN GLOBAL INCOME FD IN | 15,700 | $132.0M | 0.01% | |
| 259 | —TICC CAPITAL CORP | 17,500 | $129.0M | 0.01% | |
| 260 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $116.0M | 0.01% | |
| 261 | EHIWESTERN ASSET GLB HI INCOME | 11,102 | $112.0M | 0.01% | |
| 262 | JPCNUVEEN PFD INCOME OPPRTNY FD | 11,000 | $108.0M | 0.01% | |
| 263 | —MITCHAM INDS INC | 21,200 | $104.0M | 0.01% | |
| 264 | —PEDEVCO CORP | 977,025 | $90.0M | 0.01% | |
| 265 | —MAGAL SECURITY SYS LTD | 11,335 | $85.0M | 0.01% | |
| 266 | ARTWARTS WAY MFG INC | 17,775 | $62.0M | 0.01% | |
| 267 | —ARALEZ PHARMACEUTICALS INC | 22,987 | $49.0M | 0.01% | |
| 268 | EQSEQUUS TOTAL RETURN INC | 17,735 | $44.0M | 0.00% | |
| 269 | —MCEWEN MNG INC | 10,000 | $30.0M | 0.00% | |
| 270 | PDLIEURPDL BIOPHARMA INC | 11,500 | $26.0M | 0.00% | |
| 271 | —ALIMERA SCIENCES INC | 10,000 | $14.0M | 0.00% | |
| 272 | —CEL SCI CORP | 10,000 | $1.0M | 0.00% |
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