SHUFRO ROSE & CO LLC Q1 2016 Filing
Filed May 11, 2016
Portfolio Value
$909.5B
Holdings
289
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (289 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | LKQ1LKQ CORP | 10,500 | $335.0M | 0.04% | |
| 202 | —ORBCOMM INC | 33,100 | $335.0M | 0.04% | |
| 203 | ESEVERSOURCE ENERGY | 5,748 | $335.0M | 0.04% | |
| 204 | AALAMERICAN AIRLS GROUP INC | 8,102 | $332.0M | 0.04% | |
| 205 | AMEAMETEK INC NEW | 6,574 | $329.0M | 0.04% | |
| 206 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 34,850 | $328.0M | 0.04% | |
| 207 | HONHONEYWELL INTL INC | 2,880 | $323.0M | 0.04% | |
| 208 | —HSBC HLDGS PLC | 12,525 | $321.0M | 0.04% | |
| 209 | —SALISBURY BANCORP INC | 9,975 | $317.0M | 0.03% | |
| 210 | AFGAMERICAN FINL GROUP INC OHIO | 4,500 | $317.0M | 0.03% | |
| 211 | LMEURLEGG MASON INC | 9,000 | $312.0M | 0.03% | |
| 212 | XJEQXABERDEEN JAPAN EQUITY FD INC | 41,950 | $308.0M | 0.03% | |
| 213 | BRBROADRIDGE FINL SOLUTIONS IN | 5,150 | $305.0M | 0.03% | |
| 214 | PHGKONINKLIJKE PHILIPS N V | 10,654 | $304.0M | 0.03% | |
| 215 | NCLHNORWEGIAN CRUISE LINE HLDGS | 5,500 | $304.0M | 0.03% | |
| 216 | PSXPHILLIPS 66 | 3,450 | $299.0M | 0.03% | |
| 217 | FFORD MTR CO DEL | 21,810 | $294.0M | 0.03% | |
| 218 | BKRBAKER HUGHES INC | 6,645 | $291.0M | 0.03% | |
| 219 | ICCCIMMUCELL CORP | 42,191 | $289.0M | 0.03% | |
| 220 | LXPUSDLEXINGTON REALTY TRUST | 32,640 | $281.0M | 0.03% | |
| 221 | NOCNORTHROP GRUMMAN CORP | 1,418 | $281.0M | 0.03% | |
| 222 | UTFCOHEN & STEERS INFRASTRUCTUR | 14,087 | $279.0M | 0.03% | |
| 223 | —POWERSHARES QQQ TRUST | 2,532 | $276.0M | 0.03% | |
| 224 | AXPAMERICAN EXPRESS CO | 4,500 | $276.0M | 0.03% | |
| 225 | SNYSANOFI | 6,830 | $274.0M | 0.03% | |
| 226 | PEOEXELON CORP | 7,600 | $273.0M | 0.03% | |
| 227 | 35YINTELLIGENT SYS CORP NEW | 78,742 | $271.0M | 0.03% | |
| 228 | GOOGALPHABET INC | 355 | $264.0M | 0.03% | |
| 229 | SBUXSTARBUCKS CORP | 4,400 | $263.0M | 0.03% | |
| 230 | CTOUSDCONSOLIDATED TOMOKA LD CO | 5,700 | $263.0M | 0.03% | |
| 231 | ICEINTERCONTINENTAL EXCHANGE IN | 1,100 | $259.0M | 0.03% | |
| 232 | WABFWESTERN ASST MN PRT FD INC | 15,550 | $259.0M | 0.03% | |
| 233 | —KERYX BIOPHARMACEUTICALS INC | 55,100 | $257.0M | 0.03% | |
| 234 | SWZSWISS HELVETIA FD INC | 24,931 | $254.0M | 0.03% | |
| 235 | DWDMORGAN STANLEY | 10,100 | $253.0M | 0.03% | |
| 236 | —RAMCO-GERSHENSON PPTYS TR | 14,000 | $252.0M | 0.03% | |
| 237 | KNKNOWLES CORP | 19,100 | $252.0M | 0.03% | |
| 238 | MYNBLACKROCK MUNIYIELD NY QLTY | 18,000 | $251.0M | 0.03% | |
| 239 | MDLZMONDELEZ INTL INC | 6,205 | $249.0M | 0.03% | |
| 240 | MERCMERCER INTL INC | 25,400 | $240.0M | 0.03% | |
| 241 | —PEDEVCO CORP | 1,252,112 | $232.0M | 0.03% | |
| 242 | XEFRXEATON VANCE SR FLTNG RTE TR | 18,050 | $231.0M | 0.03% | |
| 243 | NTRSNORTHERN TR CORP | 3,500 | $228.0M | 0.03% | |
| 244 | HPTUSDHOSPITALITY PPTYS TR | 8,600 | $228.0M | 0.03% | |
| 245 | LMTLOCKHEED MARTIN CORP | 1,011 | $224.0M | 0.02% | |
| 246 | NUVNUVEEN MUN VALUE FD INC | 21,000 | $220.0M | 0.02% | |
| 247 | KELKELLOGG CO | 2,880 | $220.0M | 0.02% | |
| 248 | JBLUJETBLUE AIRWAYS CORP | 10,387 | $219.0M | 0.02% | |
| 249 | FUNCEDAR FAIR L P | 3,666 | $218.0M | 0.02% | |
| 250 | BDJBLACKROCK ENHANCED EQT DIV T | 28,385 | $214.0M | 0.02% | |
| 251 | —ROFIN SINAR TECHNOLOGIES INC | 6,500 | $209.0M | 0.02% | |
| 252 | FCTFIRST TR SR FLG RTE INCM FD | 16,100 | $207.0M | 0.02% | |
| 253 | NEENEXTERA ENERGY INC | 1,699 | $201.0M | 0.02% | |
| 254 | —ALLERGAN PLC | 745 | $200.0M | 0.02% | |
| 255 | AAMEATLANTIC AMERN CORP | 42,050 | $187.0M | 0.02% | |
| 256 | —GOLDFIELD CORP | 109,212 | $186.0M | 0.02% | |
| 257 | —NEW MEDIA INVT GROUP INC | 10,700 | $178.0M | 0.02% | |
| 258 | LANDGLADSTONE LD CORP | 17,700 | $178.0M | 0.02% | |
| 259 | MHNBLACKROCK MUNIHLDGS NY QLTY | 11,800 | $177.0M | 0.02% | |
| 260 | SLVISHARES SILVER TRUST | 12,000 | $176.0M | 0.02% | |
| 261 | —WESTERN ASSET GLB PTNRS INCO | 21,616 | $173.0M | 0.02% | |
| 262 | —ABERDEEN ASIA PACIFIC INCOM | 34,300 | $172.0M | 0.02% | |
| 263 | LOANMANHATTAN BRIDGE CAPITAL INC | 38,175 | $166.0M | 0.02% | |
| 264 | —RTI SURGICAL INC | 40,000 | $160.0M | 0.02% | |
| 265 | —PANDORA MEDIA INC | 17,500 | $157.0M | 0.02% | |
| 266 | —ERA GROUP INC | 16,300 | $153.0M | 0.02% | |
| 267 | —HARRIS & HARRIS GROUP INC | 88,500 | $146.0M | 0.02% | |
| 268 | ALOTASTRO-MED INC NEW | 10,004 | $139.0M | 0.02% | |
| 269 | —NUVEEN QUALITY PFD INC FD 3 | 14,950 | $128.0M | 0.01% | |
| 270 | FEIMFREQUENCY ELECTRS INC | 11,191 | $112.0M | 0.01% | |
| 271 | —NUVEEN QUALITY PFD INCOME FD | 13,400 | $111.0M | 0.01% | |
| 272 | MSDMORGAN STANLEY EMER MKTS DEB | 12,450 | $109.0M | 0.01% | |
| 273 | ERFGBPENERPLUS CORP | 27,110 | $107.0M | 0.01% | |
| 274 | XJQCXNUVEEN CR STRATEGIES INCM FD | 13,300 | $105.0M | 0.01% | |
| 275 | JPCNUVEEN PFD INCOME OPPRTNY FD | 11,000 | $103.0M | 0.01% | |
| 276 | NPFINUVEEN QUALITY PFD INCOME FD | 10,300 | $93.0M | 0.01% | |
| 277 | —TICC CAPITAL CORP | 17,000 | $82.0M | 0.01% | |
| 278 | —MFC BANCORP LTD | 35,850 | $71.0M | 0.01% | |
| 279 | —MITCHAM INDS INC | 23,300 | $71.0M | 0.01% | |
| 280 | —ARALEZ PHARMACEUTICALS INC | 16,487 | $59.0M | 0.01% | |
| 281 | ARTWARTS WAY MFG INC | 18,775 | $55.0M | 0.01% | |
| 282 | —VOYA PRIME RATE TR | 10,000 | $50.0M | 0.01% | |
| 283 | —DREYFUS HIGH YIELD STRATEGIE | 15,275 | $48.0M | 0.01% | |
| 284 | SMITSCHMITT INDS INC ORE | 20,000 | $48.0M | 0.01% | |
| 285 | —CASTLE A M & CO | 15,500 | $42.0M | 0.00% | |
| 286 | —SKULLCANDY INC | 10,000 | $36.0M | 0.00% | |
| 287 | EQSEQUUS TOTAL RETURN INC | 17,735 | $28.0M | 0.00% | |
| 288 | —CYCLACEL PHARMACEUTICALS INC | 17,500 | $7.0M | 0.00% | |
| 289 | —STEMCELLS INC | 10,000 | $3.0M | 0.00% |
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