ROYAL BANK OF CANADA Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$208.0M

Holdings

6,034

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (6,034 positions)

#	Stock	Shares	Value	% Portfolio	Type
4901	CDECOEUR MNG INC	4,397	$19K	0.01%
4902	APPFAPPFOLIO INC	315	$19K	0.01%
4903	—APOLLO COML REAL EST FIN INC	19,000	$19K	0.01%
4904	WITWIPRO LTD	3,680	$19K	0.01%
4905	CEETHE CENTRAL AND EASTERN EU I	876	$19K	0.01%
4906	MTUSTIMKENSTEEL CORP	2,166	$19K	0.01%
4907	CLBKCOLUMBIA FINL INC	1,202	$19K	0.01%
4908	—ROYAL GOLD INC	19,000	$19K	0.01%
4909	XPGPXPIMCO GLOBAL STOCKSPLS INCM	1,638	$19K	0.01%
4910	G3VGREEN PLAINS INC	1,487	$19K	0.01%
4911	RBLDFIRST TR EXCHANGE TRADED FD	410	$19K	0.01%
4912	VUZIVUZIX CORP	3,809	$19K	0.01%	Call
4913	—DIVERSIFIED RSTRNT HLDGS INC	20,035	$19K	0.01%
4914	—PICO HLDGS INC	1,935	$18K	0.01%
4915	—GOLDEN STAR RES LTD CDA	5,820	$18K	0.01%
4916	FCOMFIDELITY	648	$18K	0.01%
4917	—DIREXION SHS ETF TR	584	$18K	0.01%
4918	MGFMFS GOVT MKTS INCOME TR	4,000	$18K	0.01%
4919	—FUSION CONNECT INC	10,900	$18K	0.01%
4920	GLDDGREAT LAKES DREDGE & DOCK CO	2,783	$18K	0.01%
4921	—DREYFUS STRATEGIC MUN BD FD	2,560	$18K	0.01%
4922	—IMMUNE DESIGN CORP	13,927	$18K	0.01%
4923	—INVESTMENT TECHNOLOGY GRP NE	612	$18K	0.01%
4924	—FIRST TR EXCHANGE TRADED FD	700	$18K	0.01%
4925	GAIAGAIA INC NEW	1,710	$18K	0.01%
4926	PDCEUSDPDC ENERGY INC	582	$18K	0.01%
4927	—GOLDMAN SACHS GROUP INC	13,000	$18K	0.01%
4928	—ISHARES US ETF TR	800	$18K	0.01%
4929	—PROSHARES TR	509	$18K	0.01%
4930	—PHI INC	7,600	$17K	0.01%
4931	—ECHO GLOBAL LOGISTICS INC	18,000	$17K	0.01%
4932	RLYSSGA ACTIVE ETF TR	755	$17K	0.01%
4933	—ACCESS NATL CORP	805	$17K	0.01%
4934	CPSCOOPER STD HLDGS INC	271	$17K	0.01%
4935	—ASIA PAC FD INC	1,452	$17K	0.01%
4936	WHFWHITEHORSE FIN INC	1,300	$17K	0.01%
4937	—PACER FDS TR	691	$17K	0.01%
4938	—PACIFIC COAST OIL TR	10,164	$17K	0.01%
4939	KFKOREA FD	620	$17K	0.01%
4940	ENPHENPHASE ENERGY INC	3,674	$17K	0.01%
4941	—ETF MANAGERS TR	580	$17K	0.01%
4942	—PRINCIPAL EXCHANGE TRADED FD	700	$17K	0.01%
4943	ADMEETF SER SOLUTIONS	600	$17K	0.01%
4944	—CVR PARTNERS LP	4,860	$17K	0.01%
4945	XHTAXINVESCO HIGH INCOME 2024 TAR	1,819	$16K	0.01%
4946	RDHLGBPREDHILL BIOPHARMA LTD	3,013	$16K	0.01%
4947	CUTINVESCO EXCHNG TRADED FD TR	681	$16K	0.01%
4948	AQLTISHARES TR	613	$16K	0.01%
4949	HYHYSTER YALE MATLS HANDLING I	269	$16K	0.01%
4950	—DIREXION SHS ETF TR	789	$16K	0.01%
4951	—JP MORGAN EXCHANGE TRADED FD	766	$16K	0.01%
4952	AKTSQAKOUSTIS TECHNOLOGIES INC	3,120	$16K	0.01%
4953	—REALITY SHS ETF TR	600	$16K	0.01%
4954	07WAMR COOPER GROUP INC	1,417	$16K	0.01%
4955	—DIREXION SHS ETF TR	721	$16K	0.01%
4956	DDIVFIRST TR EXCHANGE TRADED FD	769	$16K	0.01%
4957	—KCAP FINL INC	4,742	$16K	0.01%
4958	HBCPHOME BANCORP INC	461	$16K	0.01%
4959	BSCSINVESCO EXCH TRD SLF IDX FD	793	$16K	0.01%
4960	INDSPACER FDS TR	685	$16K	0.01%
4961	DNLIDENALI THERAPEUTICS INC	786	$16K	0.01%
4962	DFINDONNELLEY FINL SOLUTIONS INC	1,156	$16K	0.01%
4963	—BLUE APRON HLDGS INC	15,500	$16K	0.01%
4964	SBG1SEACOAST BKG CORP FLA	633	$16K	0.01%
4965	—ENCORE CAP GROUP INC	19,000	$16K	0.01%
4966	NMRNOMURA HLDGS INC	4,271	$16K	0.01%
4967	—COLUMBIA ETF TR II	1,208	$16K	0.01%
4968	—COLONY CAP INC	17,000	$16K	0.01%
4969	HYLBDBX ETF TR	340	$16K	0.01%
4970	—AMALGAMATED BK NEW YORK N Y	800	$16K	0.01%
4971	—FGL HLDGS	2,378	$16K	0.01%
4972	ENFRALPS ETF TR	801	$15K	0.01%
4973	—ANTERO MIDSTREAM GP LP	1,297	$15K	0.01%
4974	TGLSTECNOGLASS INC	1,907	$15K	0.01%
4975	—SIENNA BIOPHARMACEUTICALS IN	6,400	$15K	0.01%
4976	—SYNACOR INC	10,000	$15K	0.01%
4977	LTM1GBPLATAM AIRLS GROUP S A	1,447	$15K	0.01%
4978	—AVEO PHARMACEUTICALS INC	9,150	$15K	0.01%
4979	PEDPEDEVCO CORP	20,340	$15K	0.01%
4980	—ROCKWELL MED INC	6,500	$15K	0.01%
4981	FFNWFIRST FINANCIAL NORTHWEST IN	1,000	$15K	0.01%
4982	—QUICKLOGIC CORP	21,000	$15K	0.01%
4983	JACKJACK IN THE BOX INC	186	$15K	0.01%
4984	—DREYFUS HIGH YIELD STRATEGIE	5,500	$15K	0.01%
4985	—INVESCO EXCHNG TRADED FD TR	600	$15K	0.01%
4986	FLMIFRANKLIN TEMPLETON ETF TR	625	$15K	0.01%
4987	—BANK SOUTH CAROLINA CORP	830	$15K	0.01%
4988	—INVESCO EXCHNG TRADED FD TR	1,466	$15K	0.01%
4989	LSBKLAKE SHORE BANCORP INC	1,000	$15K	0.01%
4990	GDENGOLDEN ENTMT INC	907	$15K	0.01%
4991	—BLACKROCK TCP CAPITAL CORP	15,000	$15K	0.01%
4992	SOHOSOTHERLY HOTELS INC	2,650	$15K	0.01%
4993	—OBALON THERAPEUTICS INC	7,491	$15K	0.01%
4994	CEIXEURCONSOL ENERGY INC NEW	479	$15K	0.01%
4995	MDGLMADRIGAL PHARMACEUTICALS INC	133	$15K	0.01%
4996	—INVESCO EXCHNG TRADED FD TR	2,580	$15K	0.01%
4997	TSEMTOWER SEMICONDUCTOR LTD	940	$14K	0.01%
4998	COMDIREXION SHS ETF TR	565	$14K	0.01%
4999	GMS1EURGMS INC	980	$14K	0.01%
5000	—CPFL ENERGIA S A	958	$14K	0.01%

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