ROYAL BANK OF CANADA Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$184.6M

Holdings

5,959

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (5,959 positions)

#	Stock	Shares	Value	% Portfolio	Type
2301	—BARCLAYS BANK PLC	56,813	$1.4M	0.78%
2302	TREXTREX CO INC	22,364	$1.4M	0.78%
2303	BTTBLACKROCK MUN 2030 TAR TERM	65,983	$1.4M	0.78%
2304	LGNDLIGAND PHARMACEUTICALS INC	14,157	$1.4M	0.78%
2305	VIAVVIAVI SOLUTIONS INC	175,742	$1.4M	0.78%	Put
2306	SRJSPARTANNASH CO	36,294	$1.4M	0.78%
2307	BWXSPDR SERIES TRUST	55,184	$1.4M	0.78%
2308	GDOWESTERN ASSET GLOBAL CP DEFI	83,497	$1.4M	0.77%
2309	NVEEUSDNV5 GLOBAL INC	42,736	$1.4M	0.77%
2310	LVHDLEGG MASON ETF EQUITY TR	49,932	$1.4M	0.77%
2311	—CLEARBRIDGE ENERGY MLP OPP F	108,685	$1.4M	0.77%
2312	DNREURDENBURY RES INC	387,086	$1.4M	0.77%	Put
2313	—TORTOISE PIPELINE & ENERGY F	65,969	$1.4M	0.77%
2314	TUPTUPPERWARE BRANDS CORP	27,015	$1.4M	0.77%
2315	DGSWISDOMTREE TR	36,295	$1.4M	0.77%
2316	—RETAIL PPTYS AMER INC	92,323	$1.4M	0.77%
2317	XNCMXNUVEEN CALIFORNIA AMT QLT MU	98,988	$1.4M	0.77%
2318	IGTINTERNATIONAL GAME TECHNOLOG	55,359	$1.4M	0.77%
2319	NUVNUVEEN MUN VALUE FD INC	147,815	$1.4M	0.77%
2320	FTLSFIRST TR EXCH TRADED FD III	40,932	$1.4M	0.76%
2321	—ISHARES TR	57,035	$1.4M	0.76%
2322	—TRAVELCENTERS AMER LLC	198,276	$1.4M	0.76%
2323	ETGEATON VANCE TX ADV GLBL DIV	99,766	$1.4M	0.76%
2324	SU6SURMODICS INC	55,139	$1.4M	0.76%
2325	—POWERSHS DB MULTI SECT COMM	101,026	$1.4M	0.76%
2326	—XENETIC BIOSCIENCES INC	323,883	$1.4M	0.75%
2327	IMKTAINGLES MKTS INC	28,957	$1.4M	0.75%
2328	ALGALAMO GROUP INC	18,300	$1.4M	0.75%
2329	EWTISHARES INC	47,367	$1.4M	0.75%
2330	GOODGLADSTONE COML CORP	69,207	$1.4M	0.75%
2331	SCHVSCHWAB STRATEGIC TR	28,920	$1.4M	0.75%
2332	XBMEXBLACKROCK HEALTH SCIENCES TR	43,805	$1.4M	0.75%
2333	—CLAYMORE EXCHANGE TRD FD TR	65,702	$1.4M	0.75%
2334	—ISHARES TR	55,806	$1.4M	0.75%
2335	—SPECTRANETICS CORP	56,649	$1.4M	0.75%
2336	MITKMITEK SYS INC	225,681	$1.4M	0.75%
2337	HIOWESTERN ASSET HIGH INCM OPP	277,242	$1.4M	0.75%
2338	FULFULLER H B CO	28,526	$1.4M	0.75%
2339	—COLUMBIA PPTY TR INC	63,576	$1.4M	0.74%
2340	—ISHARES TR	54,308	$1.4M	0.74%
2341	LGFEURLIONS GATE ENTMNT CORP	50,868	$1.4M	0.74%
2342	SSUPSUPERIOR INDS INTL INC	51,909	$1.4M	0.74%
2343	—BLACKROCK MUNIYIELD CALI QLT	94,196	$1.4M	0.74%
2344	NAVNAVISTAR INTL CORP NEW	43,524	$1.4M	0.74%	Put
2345	VIOGVANGUARD ADMIRAL FDS INC	10,628	$1.4M	0.74%
2346	AEISADVANCED ENERGY INDS	24,892	$1.4M	0.74%
2347	—ISHARES TR	54,532	$1.4M	0.73%
2348	IAUISHARES TR	54,643	$1.4M	0.73%
2349	—GP STRATEGIES CORP	47,198	$1.4M	0.73%
2350	USRTISHARES TR	27,616	$1.3M	0.73%
2351	—POWERSHARES ETF TR II	25,761	$1.3M	0.73%
2352	MSEXMIDDLESEX WATER CO	31,152	$1.3M	0.72%
2353	SMFGSUMITOMO MITSUI FINL GROUP I	175,321	$1.3M	0.72%
2354	TPLUSDTEXAS PAC LD TR	4,506	$1.3M	0.72%
2355	—OPPENHEIMER REV WEIGHTED ETF	30,766	$1.3M	0.72%
2356	NTTYYNIPPON TELEG & TEL CORP	31,627	$1.3M	0.72%
2357	HTOSJW GROUP	23,746	$1.3M	0.72%
2358	REGLPROSHARES TR	26,346	$1.3M	0.72%
2359	SUSAISHARES TR	14,369	$1.3M	0.72%
2360	GFNEW GERMANY FD INC	101,109	$1.3M	0.72%
2361	XTLSPDR SERIES TRUST	19,040	$1.3M	0.72%
2362	EXPOEXPONENT INC	21,870	$1.3M	0.71%
2363	FLXSFLEXSTEEL INDS INC	21,381	$1.3M	0.71%
2364	—SWIFT TRANSN CO	54,092	$1.3M	0.71%
2365	SUXSYNNEX CORP	10,881	$1.3M	0.71%
2366	PMMPUTNAM MANAGED MUN INCOM TR	186,093	$1.3M	0.71%
2367	BKFISHARES	41,254	$1.3M	0.71%
2368	—LYON WILLIAM HOMES	69,123	$1.3M	0.71%
2369	HPFHANCOCK JOHN PFD INCOME FD I	64,849	$1.3M	0.71%
2370	—POWERSHARES ETF TRUST	26,204	$1.3M	0.71%
2371	ANFABERCROMBIE & FITCH CO	108,413	$1.3M	0.71%	Put
2372	FCFFIRST COMWLTH FINL CORP PA	91,600	$1.3M	0.70%
2373	NGNOVAGOLD RES INC	284,349	$1.3M	0.70%
2374	—CLAYMORE EXCHANGE TRD FD TR	51,518	$1.3M	0.70%
2375	EMOCLEARBRIDGE ENERGY MLP TR FD	101,289	$1.3M	0.70%
2376	—RYDEX ETF TRUST	13,053	$1.3M	0.70%
2377	S76STORE CAP CORP	52,352	$1.3M	0.70%	Call
2378	—CLAYMORE EXCHANGE TRD FD TR	53,220	$1.3M	0.70%
2379	GLINVANECK VECTORS ETF TR	31,708	$1.3M	0.70%
2380	PRTAPROTHENA CORP PLC	26,215	$1.3M	0.70%
2381	NPFINUVEEN PREFERRED SECURITIES	138,004	$1.3M	0.70%
2382	FNLCFIRST BANCORP INC ME	38,732	$1.3M	0.70%
2383	—TRINSEO S A	21,616	$1.3M	0.69%
2384	—ONEBEACON INSURANCE GROUP LT	79,910	$1.3M	0.69%
2385	MLRMILLER INDS INC TENN	48,432	$1.3M	0.69%
2386	DCIDONALDSON INC	30,414	$1.3M	0.69%
2387	—TRIANGLE CAP CORP	69,669	$1.3M	0.69%
2388	RMAXRE MAX HLDGS INC	22,815	$1.3M	0.69%
2389	—POWERSHARES ETF TRUST	15,451	$1.3M	0.69%
2390	—MMA CAP MGMT LLC	67,136	$1.3M	0.69%
2391	TGENTECOGEN INC NEW	303,515	$1.3M	0.69%
2392	LGIHLGI HOMES INC	44,350	$1.3M	0.69%
2393	MTORMERITOR INC	102,469	$1.3M	0.69%
2394	—POWERSHARES ETF TRUST II	22,881	$1.3M	0.69%
2395	—GLOBAL X FDS	99,204	$1.3M	0.69%
2396	—RYDEX ETF TRUST	15,686	$1.3M	0.69%
2397	KNSLKINSALE CAP GROUP INC	37,194	$1.3M	0.69%
2398	SPOKSPOK HLDGS INC	60,916	$1.3M	0.68%
2399	DGRSWISDOMTREE TR	37,168	$1.3M	0.68%
2400	FYLDCAMBRIA ETF TR	60,300	$1.3M	0.68%

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