ROYAL BANK OF CANADA Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$208.2M

Holdings

6,355

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,355 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	—POWERSHARES ETF TR II	6,997	$649K	0.31%
3002	—CUBIC CORP	12,662	$646K	0.31%
3003	KRCKILROY RLTY CORP	9,078	$646K	0.31%
3004	KTOSKRATOS DEFENSE & SEC SOLUTIO	49,307	$645K	0.31%
3005	PFNPIMCO INCOME STRATEGY FUND I	60,245	$644K	0.31%
3006	PINCPREMIER INC	19,780	$644K	0.31%
3007	—ADVISORSHARES TR	12,725	$642K	0.31%
3008	KIOKKR INCOME OPPORTUNITIES FD	35,728	$640K	0.31%
3009	AVPUSDAVON PRODS INC	273,444	$638K	0.31%	Call
3010	—ASPEN INSURANCE HOLDINGS LTD	15,770	$637K	0.31%
3011	MINMFS INTER INCOME TR	148,723	$637K	0.31%
3012	—OBSIDIAN ENERGY LTD	605,096	$635K	0.30%
3013	VFLDELAWARE INVT NAT MUNI INC F	46,905	$635K	0.30%
3014	SAJACOMPANHIA DE SANEAMENTO BASI	60,697	$634K	0.30%
3015	—XPLORE TECHNOLOGIES CORP	180,021	$634K	0.30%
3016	AVAAVISTA CORP	12,230	$633K	0.30%
3017	EODWELLS FARGO GLOBAL DIVIDEND	100,950	$633K	0.30%
3018	SINASINA CORP	5,512	$632K	0.30%
3019	SWZSWISS HELVETIA FD INC	49,273	$630K	0.30%
3020	MGVVANGUARD WORLD FD	8,762	$629K	0.30%
3021	MHOM/I HOMES INC	23,522	$629K	0.30%
3022	CSIIEURCARDIOVASCULAR SYS INC DEL	22,323	$629K	0.30%
3023	—TRIPLE-S MGMT CORP	26,481	$628K	0.30%
3024	—ISHARES TR	24,434	$626K	0.30%
3025	—CAPSTEAD MTG CORP	64,612	$624K	0.30%
3026	HQLTEKLA LIFE SCIENCES INVS	29,043	$624K	0.30%
3027	WIREEURENCORE WIRE CORP	13,890	$622K	0.30%
3028	VSATVIASAT INC	9,645	$620K	0.30%
3029	WENWENDYS CO	39,951	$620K	0.30%	Put
3030	BNEDBARNES & NOBLE INC	81,499	$619K	0.30%
3031	CHMICHERRY HILL MTG INVT CORP	34,219	$619K	0.30%
3032	OPPEWISDOMTREE TR	20,180	$619K	0.30%
3033	CSBVICTORY PORTFOLIOS II	14,577	$619K	0.30%
3034	POSTPOST HLDGS INC	6,989	$618K	0.30%
3035	—MORGAN STANLEY ASIA PAC FD I	35,850	$618K	0.30%
3036	BWENBROADWIND ENERGY INC	190,565	$617K	0.30%
3037	TIAIYTELECOM ITALIA S P A NEW	82,382	$617K	0.30%
3038	CAPLCROSSAMERICA PARTNERS LP	22,632	$616K	0.30%
3039	IMTMISHARES TR	20,403	$615K	0.30%
3040	KEKIMBALL ELECTRONICS INC	28,362	$614K	0.29%
3041	—CALIFORNIA FIRST NTNL BANCOR	33,836	$613K	0.29%
3042	GLOCLOUGH GLOBAL OPPORTUNITIES	54,888	$613K	0.29%
3043	—K2M GROUP HLDGS INC	28,817	$612K	0.29%
3044	RFICOHEN & STEERS TOTAL RETURN	49,142	$612K	0.29%
3045	NLSUSDNAUTILUS INC	36,195	$612K	0.29%
3046	—PORTOLA PHARMACEUTICALS INC	11,341	$612K	0.29%
3047	—SYNGENTA AG	6,643	$612K	0.29%
3048	WTHWORTHINGTON INDS INC	13,294	$611K	0.29%
3049	ESGDISHARES TR	9,206	$610K	0.29%
3050	SHOSUNSTONE HOTEL INVS INC NEW	37,975	$610K	0.29%
3051	VTYVERINT SYS INC	14,551	$609K	0.29%
3052	—UNIVERSAL FST PRODS INC	6,204	$609K	0.29%
3053	NSPINSPERITY INC	6,878	$606K	0.29%
3054	—AGILE THERAPEUTICS INC	135,820	$606K	0.29%
3055	DGICADONEGAL GROUP INC	37,403	$604K	0.29%
3056	TLTDFLEXSHARES TR	9,041	$604K	0.29%
3057	UTESETFIS SER TR I	18,226	$604K	0.29%
3058	IGTINTERNATIONAL GAME TECHNOLOG	24,586	$604K	0.29%
3059	—POWERSHARES ETF TRUST II	16,061	$602K	0.29%
3060	—POWERSHARES ETF TRUST	16,865	$602K	0.29%
3061	—EROS INTL PLC	42,101	$602K	0.29%
3062	—ISHARES TR	23,270	$598K	0.29%
3063	AAOIAPPLIED OPTOELECTRONICS INC	9,218	$596K	0.29%
3064	MGPIMGP INGREDIENTS INC NEW	9,845	$596K	0.29%
3065	EBIXEUREBIX INC	9,129	$596K	0.29%
3066	UBTPROSHARES TR	7,400	$595K	0.29%
3067	—PROSPECT CAPITAL CORPORATION	586,000	$595K	0.29%
3068	SSUPSUPERIOR INDS INTL INC	35,696	$594K	0.29%
3069	—GW PHARMACEUTICALS PLC	5,829	$592K	0.28%
3070	—BARCLAYS BK PLC	9,570	$589K	0.28%
3071	MDPUSDMEREDITH CORP	10,578	$587K	0.28%
3072	—MACQUARIE FT TR GB INF UT DI	43,027	$587K	0.28%
3073	NYFISHARES TR	5,221	$586K	0.28%
3074	DBLDOUBLELINE OPPORTUNISTIC CR	24,282	$584K	0.28%
3075	SKYWSKYWEST INC	13,257	$582K	0.28%
3076	—EXCHANGE LISTED FDS TR	18,256	$582K	0.28%
3077	LADRLADDER CAP CORP	41,933	$578K	0.28%
3078	JKSJINKOSOLAR HLDG CO LTD	23,200	$578K	0.28%
3079	SMINISHARES TR	12,655	$578K	0.28%
3080	—PROSHARES TR II	17,127	$578K	0.28%
3081	MTRNMATERION CORP	13,367	$576K	0.28%
3082	—LSC COMMUNICATIONS INC	34,873	$576K	0.28%
3083	FGMFIRST TR EXCH TRD ALPHA FD I	12,060	$576K	0.28%
3084	—ELLIE MAE INC	6,989	$574K	0.28%
3085	XEADXWELLS FARGO INCOME OPPORTUNI	65,550	$574K	0.28%
3086	GLPIGAMING & LEISURE PPTYS INC	15,525	$573K	0.28%
3087	NATNORDIC AMERICAN TANKERS LIMI	107,359	$573K	0.28%
3088	GUTGABELLI UTIL TR	81,115	$572K	0.27%
3089	JHMLJOHN HANCOCK EXCHANGE TRADED	17,416	$572K	0.27%
3090	IYZISHARES TR	18,773	$571K	0.27%
3091	HSTMHEALTHSTREAM INC	24,421	$570K	0.27%
3092	MTZMASTEC INC	12,295	$570K	0.27%
3093	ARRUSDARMOUR RESIDENTIAL REIT INC	21,100	$568K	0.27%
3094	—WISDOMTREE TR	18,028	$568K	0.27%
3095	SSPSCRIPPS E W CO OHIO	29,739	$568K	0.27%
3096	—ZYMEWORKS INC	71,022	$567K	0.27%
3097	EIS*ISHARES INC	11,330	$566K	0.27%
3098	GVIPGOLDMAN SACHS ETF TR	11,076	$566K	0.27%
3099	SPWHSPORTSMANS WHSE HLDGS INC	125,396	$566K	0.27%
3100	—CITIGROUP GLOBAL MKTS HLDGS	34,224	$565K	0.27%

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