ROYAL BANK OF CANADA Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$177.2M

Holdings

5,770

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (5,770 positions)

#	Stock	Shares	Value	% Portfolio	Type
2301	—BARCLAYS BK PLC	93,702	$1.4M	0.80%
2302	AOMISHARES	39,245	$1.4M	0.80%
2303	TPLUSDTEXAS PAC LD TR	5,914	$1.4M	0.80%
2304	UBNTEURUBIQUITI NETWORKS INC	26,456	$1.4M	0.80%
2305	AEISADVANCED ENERGY INDS	29,891	$1.4M	0.80%
2306	—POWERSHARES ETF TR II	31,086	$1.4M	0.80%
2307	—MAINSOURCE FINANCIAL GP INC	56,687	$1.4M	0.80%
2308	BGBBLACKSTONE GSO STRATEGIC CR	94,750	$1.4M	0.80%
2309	—ISHARES TR	55,715	$1.4M	0.80%
2310	—POWERSHARES ETF TRUST	18,493	$1.4M	0.80%
2311	TFISPDR SER TR	28,216	$1.4M	0.80%
2312	SDGISHARES TR	28,152	$1.4M	0.79%
2313	TGENTECOGEN INC NEW	335,321	$1.4M	0.79%
2314	XFOFXCOHEN & STEERS CLOSED END OP	104,977	$1.4M	0.79%
2315	FMUSDISHARES	54,078	$1.4M	0.78%
2316	—ISHARES TR	54,937	$1.4M	0.78%
2317	SPYGSPDR SERIES TRUST	13,176	$1.4M	0.78%
2318	—ALLIED WRLD ASSUR COM HLDG A	34,245	$1.4M	0.78%
2319	CENTCENTRAL GARDEN & PET CO	53,230	$1.4M	0.78%
2320	—EL PASO ELEC CO	29,547	$1.4M	0.78%	Call
2321	FBNCFIRST BANCORP N C	69,714	$1.4M	0.78%
2322	4DHDANA INCORPORATED	88,391	$1.4M	0.78%
2323	—ISHARES TR	55,211	$1.4M	0.78%
2324	IQIINVESCO QUALITY MUNI INC TRS	99,476	$1.4M	0.77%
2325	SSUPSUPERIOR INDS INTL INC	47,083	$1.4M	0.77%
2326	—INTERSIL CORP	62,489	$1.4M	0.77%
2327	FLTRVANECK VECTORS ETF TR	54,918	$1.4M	0.77%
2328	—ISHARES TR	54,481	$1.4M	0.77%
2329	IAUISHARES TR	53,435	$1.4M	0.77%
2330	—ALPINE GLOBAL PREMIER PPTYS	245,716	$1.4M	0.77%
2331	—ISHARES TR	52,994	$1.4M	0.77%
2332	BTTBLACKROCK MUN 2030 TAR TERM	56,057	$1.4M	0.77%
2333	—CLAYMORE EXCHANGE TRD FD TR	62,891	$1.4M	0.77%
2334	CMCCOMMERCIAL METALS CO	83,758	$1.4M	0.77%
2335	FYLDCAMBRIA ETF TR	64,804	$1.4M	0.76%
2336	—OPPENHEIMER REV WEIGHTED ETF	41,067	$1.3M	0.76%
2337	ABALLIANCEBERNSTEIN HOLDING LP	59,213	$1.3M	0.76%
2338	HIOWESTERN ASSET HIGH INCM OPP	265,267	$1.3M	0.76%
2339	PTNQPACER FDS TR	58,216	$1.3M	0.76%
2340	TRUPTRUPANION INC	79,000	$1.3M	0.75%
2341	—RYDEX ETF TRUST	15,332	$1.3M	0.75%
2342	LVHILEGG MASON ETF EQUITY TR	52,690	$1.3M	0.75%
2343	—MMA CAP MGMT LLC	73,086	$1.3M	0.75%
2344	FLCFLAHERTY & CRUMRINE TOTAL RE	63,481	$1.3M	0.75%
2345	QLTAISHARES TR	24,768	$1.3M	0.75%
2346	—TALLGRASS ENERGY PARTNERS LP	27,415	$1.3M	0.75%
2347	—ISHARES TR	52,796	$1.3M	0.75%
2348	—CURRENCYSHS JAPANESE YEN TR	13,877	$1.3M	0.75%
2349	PRAHPRA HEALTH SCIENCES INC	23,361	$1.3M	0.74%
2350	IXORIX CORP	17,788	$1.3M	0.74%
2351	PSLV/USPROTT PHYSICAL SILVER TR	178,335	$1.3M	0.74%
2352	CYHCOMMUNITY HEALTH SYS INC NEW	113,981	$1.3M	0.74%
2353	VTEBVANGUARD MUN BD FD INC	25,191	$1.3M	0.74%
2354	—POWERSHARES ETF TR II	20,019	$1.3M	0.74%
2355	—CURRENCYSHARES AUSTRALIAN DL	17,130	$1.3M	0.74%
2356	BHBBAR HBR BANKSHARES	35,715	$1.3M	0.74%
2357	—SEASPAN CORP	98,203	$1.3M	0.74%
2358	—CLEARBRIDGE AMERN ENERG MLP	145,862	$1.3M	0.74%
2359	UBAUSDURSTADT BIDDLE PPTYS INC	58,663	$1.3M	0.74%
2360	GSVGOLD STD VENTURES CORP	512,600	$1.3M	0.73%
2361	KEXKIRBY CORP	20,899	$1.3M	0.73%
2362	—CYREN LTD	529,334	$1.3M	0.73%
2363	—FINISAR CORP	43,487	$1.3M	0.73%
2364	DGSWISDOMTREE TR	31,069	$1.3M	0.73%
2365	—COBALT INTL ENERGY INC	2,546,000	$1.3M	0.73%
2366	FUODOLBY LABORATORIES INC	23,848	$1.3M	0.73%
2367	PWIPOWER INTEGRATIONS INC	20,531	$1.3M	0.73%
2368	SLXVANECK VECTORS ETF TR	41,590	$1.3M	0.73%
2369	MCSMARCUS CORP	51,500	$1.3M	0.73%
2370	SKAASKECHERS U S A INC	56,216	$1.3M	0.73%
2371	FCOMFIDELITY	42,548	$1.3M	0.73%
2372	UMDDPROSHARES TR	19,825	$1.3M	0.72%
2373	—BARCLAYS BANK PLC	49,287	$1.3M	0.72%
2374	J40TPROSHARES TR	40,495	$1.3M	0.72%
2375	RMBS*RAMBUS INC DEL	102,241	$1.3M	0.72%
2376	HOPEHOPE BANCORP INC	73,442	$1.3M	0.72%
2377	—MEDICINES CO	33,823	$1.3M	0.72%
2378	SPPPSPROTT PHYSICAL PLAT PALLAD	165,155	$1.3M	0.72%
2379	GNRSPDR INDEX SHS FDS	32,588	$1.3M	0.72%
2380	—STONEMOR PARTNERS L P	50,798	$1.3M	0.72%
2381	VWOBVANGUARD WHITEHALL FDS INC	15,571	$1.3M	0.72%
2382	VIPSVIPSHOP HLDGS LTD	86,648	$1.3M	0.72%	Call
2383	IYZISHARES TR	39,426	$1.3M	0.72%
2384	IFNINDIA FD INC	51,037	$1.3M	0.72%
2385	—OPPENHEIMER REV WEIGHTED ETF	30,355	$1.3M	0.72%
2386	PAMPAMPA ENERGIA S A	38,960	$1.3M	0.71%
2387	—POWERSHARES ETF TR II	49,864	$1.3M	0.71%
2388	NPFINUVEEN PREFERRED SECURITIES	131,493	$1.3M	0.71%
2389	S76STORE CAP CORP	42,645	$1.3M	0.71%
2390	IBNDSPDR SERIES TRUST	37,476	$1.3M	0.71%
2391	CQPCHENIERE ENERGY PARTNERS LP	42,699	$1.2M	0.70%
2392	—MUTUALFIRST FINL INC	45,000	$1.2M	0.70%
2393	SUSAISHARES TR	13,697	$1.2M	0.70%
2394	—ISHARES U S ETF TR	12,239	$1.2M	0.70%
2395	HYIWESTERN ASSET HGH YLD DFNDFD	80,461	$1.2M	0.70%
2396	WPSISHARES TR	32,625	$1.2M	0.70%
2397	MRVLMARVELL TECHNOLOGY GROUP LTD	92,851	$1.2M	0.70%
2398	HPFHANCOCK JOHN PFD INCOME FD I	54,457	$1.2M	0.69%
2399	GOODGLADSTONE COML CORP	65,810	$1.2M	0.69%
2400	—INVESTORS REAL ESTATE TR	205,429	$1.2M	0.69%

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