Rockefeller Capital Management L.P. Q4 2021 Filing

Filed February 14, 2022

Portfolio Value

$21.4M

Holdings

3,932

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (3,932 positions)

#	Stock	Shares	Value	% Portfolio
1	EEMISHARES TR	302,100	$2.4M	11.20%
2	CERNCHFCERNER CORP	19,055	$1.8M	8.25%
3	FCXFREEPORT-MCMORAN INC	273,246	$1.6M	7.24%
4	ZBHZIMMER BIOMET HOLDINGS INC	11,709	$1.5M	6.93%
5	IOOISHARES TR	19,061	$1.5M	6.93%
6	VIGIVANGUARD WHITEHALL FDS	149,160	$1.4M	6.60%
7	PDBCINVESCO ACTIVLY MANGD ETC FD	99,705	$1.4M	6.54%
8	MPTMEDICAL PPTYS TRUST INC	549,638	$1.4M	6.42%
9	NETCLOUDFLARE INC	54,997	$1.4M	6.32%
10	SCZISHARES TR	106,947	$1.3M	6.12%
11	MEGIMAINSTAY CBRE GBL INFRSTR ME	260,000	$1.3M	5.87%
12	GMGENERAL MTRS CO	295,306	$1.3M	5.86%
13	DFAXDIMENSIONAL ETF TRUST	92,360	$1.2M	5.79%
14	CSCOCISCO SYS INC	1,513,085	$1.2M	5.78%
15	BBEUJ P MORGAN EXCHANGE-TRADED F	19,973	$1.2M	5.56%
16	WMBWILLIAMS COS INC	541,377	$1.1M	5.26%
17	GSGOLDMAN SACHS GROUP INC	124,459	$1.1M	5.21%
18	SBUXSTARBUCKS CORP	507,711	$1.1M	5.19%
19	BSXBOSTON SCIENTIFIC CORP	25,748	$1.1M	5.10%
20	NVSNNOVARTIS AG	223,545	$1.1M	5.09%
21	MUMICRON TECHNOLOGY INC	1,034,235	$1.1M	5.06%
22	NBIXNEUROCRINE BIOSCIENCES INC	12,741	$1.1M	5.06%
23	MYDBLACKROCK MUNIYIELD FD INC	72,232	$1.1M	4.95%
24	GQ9SPDR GOLD TR	424,098	$1.1M	4.92%
25	DECKDECKERS OUTDOOR CORP	2,855	$1.0M	4.88%
26	ABGAMERISOURCEBERGEN CORP	7,856	$1.0M	4.87%
27	APHAMPHENOL CORP NEW	11,911	$1.0M	4.86%
28	ITGRINTEGER HLDGS CORP	311,297	$1.0M	4.84%
29	IWFISHARES TR	480,189	$1.0M	4.84%
30	STIPISHARES TR	9,704	$1.0M	4.79%
31	TKRTIMKEN CO	204,020	$1.0M	4.75%
32	IPGPIPG PHOTONICS CORP	165,633	$1.0M	4.73%
33	TMOTHERMO FISHER SCIENTIFIC INC	146,757	$1.0M	4.72%
34	VTVANGUARD INTL EQUITY INDEX F	682,350	$1.0M	4.71%
35	WEPMAGELLAN MIDSTREAM PRTNRS LP	21,697	$1.0M	4.70%
36	ARKKARK ETF TR	95,052	$1.0M	4.69%
37	JPMJPMORGAN CHASE & CO	1,036,364	$1.0M	4.68%
38	MCWMISTER CAR WASH INC	55,145	$1.0M	4.68%
39	CHECHEMED CORP NEW	70,253	$1.0M	4.68%
40	CSLCARLISLE COS INC	4,026	$999K	4.66%
41	CTVACORTEVA INC	21,160	$999K	4.66%
42	STESTERIS PLC	16,564	$992K	4.63%
43	NVTNVENT ELECTRIC PLC	26,086	$989K	4.62%
44	HBANHUNTINGTON BANCSHARES INC	64,089	$988K	4.61%
45	HDHOME DEPOT INC	357,082	$986K	4.60%
46	MSFTMICROSOFT CORP	2,915,190	$980K	4.58%
47	NDQINVESCO QQQ TR	291,744	$976K	4.56%
48	TRIPTRIPADVISOR INC	35,754	$974K	4.55%
49	CRICARTERS INC	292,639	$971K	4.53%
50	—PRIMAVERA CAPITAL ACQUIST CO	99,400	$965K	4.50%
51	HONHONEYWELL INTL INC	316,015	$962K	4.49%
52	NOKNOKIA CORP	154,661	$961K	4.48%
53	SLMSLM CORP	1,653,388	$960K	4.48%
54	NEENEXTERA ENERGY INC	857,792	$959K	4.48%
55	WOOFPETCO HEALTH & WELLNESS CO I	48,232	$954K	4.45%
56	STTSTATE STR CORP	10,259	$953K	4.45%
57	—ENVIRONMENTAL IMPACT ACQU CO	96,058	$952K	4.44%
58	ACESALPS ETF TR	14,789	$947K	4.42%
59	ACCUSDAMERICAN CAMPUS CMNTYS INC	16,531	$945K	4.41%
60	CFAVICTORY PORTFOLIOS II	12,142	$943K	4.40%
61	NUMVNUSHARES ETF TR	25,450	$940K	4.39%
62	BBJPJ P MORGAN EXCHANGE-TRADED F	17,057	$938K	4.38%
63	SJIEURSOUTH JERSEY INDS INC	35,873	$937K	4.37%
64	—SUSTAINABLE DEVELP ACQU I CO	96,100	$936K	4.37%
65	RSPHINVESCO EXCHANGE TRADED FD T	2,905	$931K	4.34%
66	AMEAMETEK INC	6,326	$929K	4.34%
67	XNCRXENCOR INC	23,100	$926K	4.32%
68	SMOGVANECK ETF TRUST	5,786	$926K	4.32%
69	DOCHEALTHPEAK PROPERTIES INC	25,592	$923K	4.31%
70	GWREGUIDEWIRE SOFTWARE INC	8,137	$923K	4.31%
71	NEWREURNEW RELIC INC	724,839	$922K	4.30%
72	TCPCBLACKROCK TCP CAPITAL CORP	68,153	$920K	4.29%
73	FTCFIRST TRUST LRGCP GWT ALPHAD	7,645	$919K	4.29%
74	RHIROBERT HALF INTL INC	8,228	$917K	4.28%
75	UALUNITED AIRLS HLDGS INC	20,979	$916K	4.27%
76	EMREMERSON ELEC CO	407,267	$915K	4.27%
77	FXIISHARES TR	60,885	$912K	4.26%
78	ETSYETSY INC	4,167	$911K	4.25%
79	PAGPENSKE AUTOMOTIVE GRP INC	8,483	$909K	4.24%
80	BABOEING CO	151,218	$907K	4.23%
81	PXDEURPIONEER NAT RES CO	53,332	$906K	4.23%
82	AQLTISHARES TR	1,498,896	$905K	4.22%
83	XPOXPO LOGISTICS INC	11,691	$904K	4.22%
84	RPMRPM INTL INC	8,957	$903K	4.21%
85	EXPEEXPEDIA GROUP INC	4,966	$897K	4.19%
86	ARKTARK ETF TR	7,572	$897K	4.19%
87	RPDRAPID7 INC	7,627	$897K	4.19%
88	AQLTISHARES TR	3,089	$896K	4.18%
89	LBRDKLIBERTY BROADBAND CORP	5,565	$896K	4.18%
90	ZTSZOETIS INC	164,781	$893K	4.17%
91	OGNORGANON & CO	29,423	$893K	4.17%
92	BETZLISTED FD TR	35,950	$892K	4.16%
93	EOGEOG RES INC	201,630	$890K	4.15%
94	METVLISTED FD TR	58,600	$889K	4.15%
95	ULTAULTA BEAUTY INC	2,146	$884K	4.13%
96	IYTISHARES TR	3,195	$883K	4.12%
97	SEESEALED AIR CORP NEW	13,086	$882K	4.12%
98	FXHFIRST TR EXCHANGE TRADED FD	7,109	$882K	4.12%
99	ZSZSCALER INC	2,742	$881K	4.11%
100	MDIVFIRST TR EXCHANGE-TRADED FD	53,066	$880K	4.11%

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